13F-HR 1 a2031153z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: September 30, 2000 Check Here if Amendment [ ]; Amendment Number: This Amendment (check only one): [ ] is a restatement [ ] adds new holding entries Institutional Investment Manager Filing this Report: Name: Montgomery Asset Management, LLC Address: 101 California Street, 35th Floor San Francisco, CA 94111 Form 13F File Number: 28-3396 The institutional investment manager filing this report and the person by whom it is signed hereby represents that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ann Oglanian Title: Vice President and General Counsel Phone: (415) 248-6099 /s/ Ann Oglanian San Francisco, California November 14, 2000 ---------------- ------------------------- ----------------- Signature City, State Date Report Type (check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 503 Form 13F Information Table Value Total: $4,889,272,000 List of Other Included Managers: None

NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER SOLE SHARED NO CLASS (X$1000) PRINCIPAL PRIN CALL DISCRETION MGRS VOTING VOTING VOTING AMOUNT Y/N AUTHORITY AUTHORITY AUTHORITY -------------- -------- --------- --------- --------- ---- ---- ---------- ----- --------- --------- --------- 3Com Corp Common 885535104 213 139,100 SH Sole No - - 139,100 Abgenix Inc Common 00339b107 2,805 23,400 SH Sole No 23,400 Abiomed Inc Common 003654100 4,359 141,750 SH Sole No 115,250 26,500 Abiomed Inc Common 003654100 2,377 77,300 SH Defined No 3,000 74,300 Aclara Biosciences Inc Common 00461p106 2,664 52,300 SH Sole No 52,300 ACTV Inc. Common 00088E104 2,956 197,500 SH Sole No - - 197,500 Acxiom Corp Com Common 005125109 5,554 203,800 SH Sole No 203,800 Administaff Inc. Common 007094105 5,480 86,300 SH Sole No 86,300 Advanced Energy Industries Common 007973100 15,978 271,100 SH Sole No 222,100 49,000 Advanced Energy Industries Common 007973100 8,617 146,200 SH Defined No 5,600 140,600 Advanced Micro Devices Common 007903107 386 5,000 SH Sole No 5,000 Advent Software, Inc. Common 007974108 21,040 326,200 SH Sole No 268,200 58,000 Advent Software, Inc. Common 007974108 11,442 177,400 SH Defined No 7,000 170,400 Aeroflex Inc Common 007768104 14,424 290,300 SH Sole No 238,800 51,500 Aeroflex Inc Common 007768104 7,627 153,500 SH Defined No 6,000 147,500 AES Corporation Common 00130H105 2,966 65,000 SH Sole No 51,400 13,600 Affymetrix, Inc. Common 00826T108 2,246 13,600 SH Sole No 13,600 Agilent Technologies Inc Common 00846u101 3,702 50,202 SH Sole No 50,202 Alcatel SA ADR Common 13904305 1,111 1,412,224 SH Sole No - 29,055 1,383,169 Alcoa Inc. Common 013817101 5,939 204,800 SH Sole No 188,500 16,300 Allegiance Telecom Inc. Common 01747t102 1,280 20,000 SH Sole No 20,000 Allied Riser Communications Corp. Common 19496108 31 578,300 SH Sole No - - 578,300 Alpha Industries Common 020753109 8,257 187,400 SH Sole No 144,200 43,200 Alpha Industries Common 020753109 4,102 93,100 SH Defined No 3,500 89,600 Alpharma Inc-Class A CL A 020813101 27,496 441,700 SH Sole No 362,700 79,000 Alpharma Inc-Class A CL A 020813101 15,170 243,700 SH Defined No 9,400 234,300 Alteon Websystems Inc. Common 02145a109 4,273 42,700 SH Sole No 34,900 7,800 Alteon Websystems Inc. Common 02145a109 2,231 22,300 SH Defined No 900 21,400 Alza Corp. Common 22615108 5,853 99,000 SH Sole No - - 99,000 Amerada Hess Corporation Common 023551104 13,577 219,875 SH Sole No 183,475 36,400 America Online Inc Del Com Common 02364J104 7,935 198,900 SH Sole No 129,400 69,500 American Express Common 025816109 6,503 124,750 SH Sole No 109,950 14,800 American Home Products Corp Common 026609107 235 4,000 SH Sole No 4,000 American International Group Common 026874107 11,324 96,375 SH Sole No 77,475 - 18,900 American Power Conversion Corp Common 029066107 2,306 56,500 SH Sole No 32,000 24,500 American Xtal Technology Common 030514103 11,703 270,600 SH Sole No 222,400 48,200 American Xtal Technology Common 030514103 6,206 143,500 SH Defined No 5,400 138,100 AmeriCredit Corporation Common 03060R101 17,624 1,036,700 SH Sole No 850,700 186,000 AmeriCredit Corporation Common 03060R101 9,333 549,000 SH Defined No 21,000 528,000 Amgen Common 031162100 3,731 53,109 SH Sole No 43,309 9,800 Annuity And Life Re Common G03910109 10,319 421,200 SH Sole No 346,200 75,000 Annuity And Life Re Common G03910109 4,694 191,600 SH Defined No 8,700 182,900 Antec Corp Common 03664P105 17,290 416,000 SH Sole No 327,500 88,500 Antec Corp Common 03664P105 8,828 212,400 SH Defined No 8,000 204,400 Apple Computer Common 037833100 749 14,300 SH Sole No 8,300 6,000 Applied Materials Common 038222105 3,804 46,475 SH Sole No 31,875 14,600 Applied Micro Circuits Corp Common 03822W109 15,148 153,400 SH Sole No 125,400 28,000 Applied Micro Circuits Corp Common 03822W109 8,157 82,600 SH Defined No 3,000 79,600 Applied Power, Inc. Cl-A CL A 038225108 4,181 124,800 SH Sole No 124,800 Aracruz Celulose ADR SA Common 38496204 547 841,700 SH Sole No - - 841,700 AsiaInfo Holdings, Inc. Common 04518A104 268 158,400 SH Sole No - - 158,400 ASM Lithography Holding N.V. Common N07059111 269 13,400 SH Sole No - - 13,400 Aspect Telecommunications Corp. Common 04523Q102 141 136,100 SH Sole No - - 136,100 AT & T Common 001957109 3,975 125,700 SH Sole No 107,100 18,600 AT&T Canada Inc. Common 00207Q202 3,014 205,200 SH Sole No - - 205,200 AT&T Corp. Common 1957109 158 10,300 SH Sole No - - 10,300 AT&T Wireless Group Common 1957406 12,427 50,000 SH Sole No - - 50,000 Atlas Air, Inc. Common 049164106 13,012 362,700 SH Sole No 298,000 64,700 Atlas Air, Inc. Common 049164106 6,906 192,500 SH Defined No 7,300 185,200 ATMEL Corp Common 049513104 1,431 1,014,200 SH Sole No 35,000 979,200 Automatic Data Processing Inc Common 053015103 4,541 84,772 SH Sole No 67,172 17,600 AVX Corp. Common 2444107 117 10,400 SH Sole No - - 10,400 Baker Hughes Inc. Common 057224107 2,829 88,400 SH Sole No 50,700 37,700 Ballard Power Systems Inc. Common 05858H104 270 199,400 SH Sole No - 6,400 193,000 Banco de Galicia y Buenos Aires SA Common 59538207 141 163,400 SH Sole No - - 163,400 Bank of America Corp (NEW) Common 060505104 9,069 210,918 SH Sole No 190,718 20,200 Bank of New York Co. Inc. Common 064057102 2,061 44,325 SH Sole No 27,125 17,200 Bank United Corp. Common 065412108 14,927 424,200 SH Sole No 348,200 76,000 Bank United Corp. Common 065412108 8,104 230,300 SH Defined No 8,700 221,600 Barr Laboratories Inc Common 068306109 28,124 627,600 SH Sole No 514,800 112,800 Barr Laboratories Inc Common 068306109 15,649 349,200 SH Defined No 13,050 336,150 Bausch & Lomb Inc. Common 071707103 10,999 142,149 SH Sole No 112,749 29,400 Baxter International Inc Common 071813109 211 3,000 SH Sole No 3,000 BEA Systems, Inc. Common 73325102 3,211 65,000 SH Sole No - - 65,000 Becton Dickinson & Co. Common 075887109 2,240 78,100 SH Sole No 44,600 33,500 Bellsouth Corp. Common 079860102 4,765 111,800 SH Sole No 93,600 18,200 Biocryst Pharmaceuticals Inc Common 09058v103 8,642 301,250 SH Sole No 249,250 52,000 Biocryst Pharmaceuticals Inc Common 09058v103 4,688 163,400 SH Defined No 6,200 157,200 Bisys Group, Inc. Common 055472104 26,974 438,600 SH Sole No 373,400 65,200 Bisys Group, Inc. Common 055472104 11,949 194,300 SH Defined No 7,300 187,000 Bluestone Software Common 09623p102 668 26,000 SH Sole No 26,000 Boeing Company Common 097023105 2,160 51,650 SH Sole No 31,450 20,200 Boise Cascade Corp Common 097383103 1,111 42,950 SH Sole No 42,950 Bowater, Inc Common 102183100 1,037 23,500 SH Sole No 23,500 BP Amoco - PLC Common 055622104 1,302 23,026 SH Sole No 23,026 Brasil Dist Pao Acu - ADR Common 20440T201 524 423,600 SH Sole No - - 423,600 Braun Consulting Common 105651103 4,802 227,300 SH Sole No 186,700 40,600 Braun Consulting Common 105651103 2,546 120,500 SH Defined No 4,600 115,900 Bristol-Meyers Squibb Common 110122108 7,634 131,055 SH Sole No 115,555 15,500 Broadcom Corporation - Cl A CL A 111320107 2,671 12,200 SH Sole No 12,200 BroadVision Inc Common 111412102 2,510 49,400 SH Sole No 49,400 Business Objects SA-SP ADR ADR 12328X107 8,625 98,000 SH Sole No 88,000 10,000 C&D Technologies Inc Com Common 124661109 7,328 129,700 SH Sole No 106,700 23,000 C&D Technologies Inc Com Common 124661109 3,865 68,400 SH Defined No 2,600 65,800 Cadence Design Systems Inc. Common 127387108 4,821 236,600 SH Sole No 184,000 52,600 California Amplifier Inc Common 129900106 4,470 97,700 SH Sole No 97,700 Canadian National Railway Comp Common 136375102 2,656 91,000 SH Sole No 91,000 Canandaigua Wine Co., Inc. Cla CL A 137219200 15,394 305,200 SH Sole No 285,200 20,000 Canandaigua Wine Co., Inc. Cla CL A 137219200 9,613 190,600 SH Defined No 7,400 183,200 Cantv ADR - Cia Anonima Telef de Ve Common 204421101 269 9,900 SH Sole No - - 9,900 Capital One Common 14040H105 16,242 363,975 SH Sole No 320,175 43,800 Capstone Turbine Corp Common 14067D102 1,447 32,100 SH Sole No 26,300 5,800 Capstone Turbine Corp Common 14067D102 771 17,100 SH Defined No 700 16,400 Carrier Access Corp Common 144460102 4,172 447,400 SH Sole No 75,800 371,600 Catalina Marketing Corp. Common 148867104 2,305 22,600 SH Sole No 22,600 Catalytica Inc Common 148885106 2,019 183,500 SH Sole No 183,500 C-Cube Common 125015107 1,311 66,800 SH Sole No 66,800 CEC Entertainment Inc. Common 125137109 2,650 103,400 SH Sole No 103,400 Celgene Corp Common 151020104 22,661 384,900 SH Sole No 287,700 97,200 Celgene Corp Common 151020104 11,592 196,900 SH Defined No 6,700 190,200 Cemex S.A. ADR Common 151290889 524 433,000 SH Sole No - - 433,000 Cerus Corp Common 157085101 7,330 143,200 SH Sole No 143,200 Charles Schwab Corp. Common 808513105 3,433 102,091 SH Sole No 91,891 10,200 Chase Manhattan Corp Common 16161A108 2,346 50,925 SH Sole No 34,175 16,750 Check Point Software Technologies L Common M22465104 1,104 162,000 SH Sole No - - 162,000 Chevron Corp. Common 166751107 3,592 42,350 SH Sole No 32,750 9,600 Cia de Minas Buenaventura S.A ADR Common 204448104 159 233,400 SH Sole No - - 233,400 Ciena Corp Com Common 171779101 1,600 9,600 SH Sole No 9,600 Cisco Systems Common 17275R102 23,778 1,041,264 SH Sole No 327,400 713,864 Citigroup Inc. Common 172967101 13,907 319,232 SH Sole No 192,325 - 113,000 Coastal Corp Common 190441105 244 4,000 SH Sole No 4,000 Coca Cola Company Common 191216100 9,251 161,070 SH Sole No 139,870 21,200 Cognex Corp. Common 192422103 36 216,900 SH Sole No - - 216,900 Colgate-Palmolive Company Common 194162103 3,102 51,809 SH Sole No 43,409 8,400 Colt Telecom Group Plc. ADR Common 196877104 324 274,155 SH Sole No - 4,900 269,255 Commerce Bancorp, Inc Common 200519106 2,696 58,600 SH Sole No 58,600 Compania de Telefonos de Chile SA A Common 204449300 366 489,774 SH Sole No - - 489,774 Compaq Computer Corp Common 204493100 5,280 206,550 SH Sole No 151,250 55,300 Compucredit Corp Common 20478N100 11,979 399,300 SH Sole No 310,800 88,500 Compucredit Corp Common 20478N100 5,904 196,800 SH Defined No 7,400 189,400 Computer Sciences Corp. Common 205363104 5,221 69,900 SH Sole No 63,300 6,600 Comsat Corporation Common 20564d107 4,935 210,000 SH Sole No 210,000 Comverse Technology Common 205862402 24,097 514,308 SH Sole No 235,908 278,400 Concurrent Computer Corp Common 206710204 3,179 242,200 SH Sole No 242,200 Convergys Corp Common 212485106 9,208 368,199 SH Sole No 151,299 216,900 Cooper Cameron Corp. Common 216640102 2,640 40,000 SH Sole No - - 40,000 Copper Mountain Networks Inc Common 217510106 881 10,000 SH Sole No 10,000 Core Laboratories NV Common N22717107 7,166 247,100 SH Sole No 203,000 44,100 Core Laboratories NV Common N22717107 3,811 131,400 SH Defined No 5,000 126,400 Corning Inc Common 219350105 4,257 112,475 SH Sole No 12,075 100,400 Corporate Executive Board Co Common 21988r102 14,059 234,800 SH Sole No 192,500 42,300 Corporate Executive Board Co Common 21988r102 7,460 124,600 SH Defined No 4,700 119,900 Costco Companies Inc Common 22160k105 881 26,700 SH Sole No 13,500 13,200 Covad Communications Group, Inc. Common 222814204 62 557,475 SH Sole No - - 557,475 Credence Systems Corp. Common 225302108 14,089 255,300 SH Sole No 191,500 63,800 Credence Systems Corp. Common 225302108 6,777 122,800 SH Defined No 4,600 118,200 CSG Systems Intl Inc. Common 126349109 15,501 276,500 SH Sole No 227,000 49,500 CSG Systems Intl Inc. Common 126349109 8,185 146,000 SH Defined No 5,500 140,500 CVS Corp Com Common 126650100 1,516 37,900 SH Sole No 16,900 21,000 Cymer Inc. Common 232572107 11,813 416,500 SH Sole No 205,300 - 211,200 Cymer Inc. Common 232572107 4,832 101,200 SH Defined No 3,800 97,400 Dallas Semiconducter Corp. Common 235204104 220 5,400 SH Sole No - - 5,400 DDI CORP COM Common 233162106 265 9,300 SH Sole No 9,300 Deere & Co. Common 244199105 1,184 32,000 SH Sole No 20,100 11,900 Dell Computer Common 247025109 6,886 148,950 SH Sole No 114,350 34,600 Diamond Tech Partners Inc Common 252762109 16,060 182,500 SH Sole No 139,500 43,000 Diamond Tech Partners Inc Common 252762109 8,237 93,600 SH Defined No 4,000 89,600 Digital Island Inc. Common 25385N101 3,839 79,000 SH Sole No - - 79,000 Dobson Communications Common 256069105 71,337 426,900 SH Sole No - - 426,900 Dole Food Company Common 256605106 7,963 568,800 SH Sole No 486,600 82,200 Donnelley R R & Sons Common 257867101 3,892 172,500 SH Sole No 98,300 74,200 Dow Chemical Common 260543103 7,769 257,347 SH Sole No 238,147 19,200 Dril-Quip, Inc. Common 262037104 4,956 106,000 SH Sole No - - 106,000 DST Systems, Inc. Common 233326107 6,699 88,000 SH Sole No 50,000 38,000 Duane Reade Inc. Common 263578106 7,259 281,900 SH Sole No 245,700 36,200 Dura Pharmaceuticals Inc. Common 26632s109 11,542 802,900 SH Sole No 660,900 142,000 Dura Pharmaceuticals Inc. Common 26632s109 6,137 426,900 SH Defined No 17,500 409,400 E. Piphany, Inc Common 26881v100 214 2,000 SH Sole No 2,000 Eastman Chemical Co Common 277432100 6,771 141,800 SH Sole No 141,800 Echostar Communications Common 278762109 37,225 1,124,300 SH Sole No 898,500 225,800 Echostar Communications Common 278762109 19,114 577,300 SH Defined No 21,700 555,600 Elan Corp. Plc. ADR Common 284131208 983 1,611,000 SH Sole No - 43,300 1,567,700 Elcor Corp Common 284443108 2,712 117,900 SH Sole No 117,900 Electronic Data System Common 285661104 1,770 42,900 SH Sole No 42,900 Eli Lilly & Co Common 532457108 7,835 78,450 SH Sole No 57,850 12,200 EMagin Corporation - Lock Up S Common 29076N107 2,427 328,595 SH Sole No 328,595 Embratel Participacoes S.A. ADR Common 29081N100 1,512 1,594,300 SH Sole No - - 1,594,300 EMC Corp. Common 268648102 10,092 131,175 SH Sole No 114,775 16,400 EMC Corp/Mass Common 268648102 200 343,200 SH Sole No - - 343,200 Emerson Electric Company Common 291011104 3,685 61,029 SH Sole No 42,329 18,700 Emmis Communications - CL A CL A 291525103 16,674 403,000 SH Sole No 330,000 73,000 Emmis Communications - CL A CL A 291525103 8,954 216,400 SH Defined No 8,200 208,200 Enron Corp. Common 293561106 5,874 350,325 SH Sole No 75,075 - 275,250 Enzon, Inc. Common 293904108 14,922 351,100 SH Sole No 287,100 64,000 Enzon, Inc. Common 293904108 8,101 190,600 SH Defined No 7,400 183,200 ePresence, Inc. Common 294348107 85 238,300 SH Sole No - - 238,300 Exar Corp. Common 300645108 248 2,850 SH Sole No 2,850 Exfo Electro-Optical Engineeri Common 302043104 421 9,600 SH Sole No 9,600 Exfo Electro-Optical Engineeri Common 302043104 329 7,500 SH Defined No 7,500 Extreme Networks Inc Common 30226D106 10,069 95,700 SH Sole No 9,000 86,700 Exxon Mobil Corp Common 30231G102 12,539 159,733 SH Sole No 129,133 - 30,600 Fed. Nat'l Mtge. Assoc. Common 313586109 3,992 76,495 SH Sole No 64,295 12,200 FedEx Corp Common 31428x106 3,460 91,049 SH Sole No 80,549 10,500 First Health Group Corp Common 320960107 26,575 809,900 SH Sole No 700,900 109,000 First Health Group Corp Common 320960107 5,375 163,800 SH Defined No 6,200 157,600 Flag Telecom Holdings Ltd. Common G3529L102 81 1,381,000 SH Sole No - - 1,381,000 Fleet Boston Financial Corp Common 339030108 238 7,000 SH Sole No 7,000 Flextronics International LTD Common Y2573F102 23,478 605,750 SH Sole No 277,600 5,600 322,550 Flextronics International LTD Common Y2573F102 10,379 151,100 SH Defined No 6,800 144,300 Fluor Corp Common 343861100 1,581 50,000 SH Sole No 50,000 Fomento Economico MX ADR Common 344419106 155 403,800 SH Sole No - - 403,800 Forest Laboratories Inc Common 345838106 8,888 88,000 SH Sole No 16,000 72,000 Foundry Networks, Inc Common 35063r100 990 9,000 SH Sole No 9,000 Fox Entertainment Group Inc. Common 35138t107 5,468 180,000 SH Sole No 180,000 Galileo International, Inc. Common 363547100 127 991,500 SH Sole No - - 991,500 Gap Inc. Common 364760108 203 6,500 SH Sole No - - 6,500 Gap Stores Common 364760108 621 19,856 SH Sole No 11,556 8,300 General Electric Common 369604103 91,891 601,702 SH Sole No 525,302 76,400 General Motors Common 370442105 5,684 97,899 SH Sole No 88,199 9,700 General Motors - Class H CL H 370442832 12,353 140,775 SH Sole No 123,475 17,300 Genuine Parts Company Common 372460105 1,194 59,700 SH Sole No 59,700 Getty Images Inc Common 374276103 16,511 445,500 SH Sole No 364,700 80,800 Getty Images Inc Common 374276103 8,910 240,400 SH Defined No 8,900 231,500 Gilead Sciences Common 375558103 23,237 326,700 SH Sole No 270,700 56,000 Gilead Sciences Common 375558103 12,056 169,500 SH Defined No 6,200 163,300 Global Crossing LTD Common G3921A100 2,313 1,094,500 SH Sole No 70,500 1,024,000 Global Industries Ltd Common 379336100 16,529 875,700 SH Sole No 718,800 156,900 Global Industries Ltd Common 379336100 8,800 466,200 SH Defined No 17,400 448,800 Global Telesystems Group Common 37936U104 56,016 554,760 SH Sole No - - 554,760 GlobeSpan, Inc Common 379571102 1,343 11,000 SH Sole No 11,000 Golden West Financial Corp Common 381317106 25,409 622,574 SH Sole No 565,074 57,500 Grupo Televisa Spon GDR 144A Common 40049J206 538 169,400 SH Sole No - - 169,400 GT Group Telecom Inc Common 362359408 55 3,500 SH Sole No 3,500 GT Group Telecom Inc Common 362359408 2,372 150,000 SH Defined No 150,000 GTE Corp. Common 362320103 1,924 30,900 SH Sole No 30,900 Guidant Corp. Common 401698105 3,163 63,900 SH Sole No - - 63,900 Halliburton Co Common 406216101 5,710 121,000 SH Sole No - - 121,000 Harcourt General Inc. Common 41163G101 2,257 41,500 SH Sole No 30,000 11,500 Hewlett Packard Co Common 428236103 10,776 125,399 SH Sole No 76,499 120,000 Hnc Software, Inc. Common 40425P107 13,029 211,000 SH Sole No 173,000 38,000 Hnc Software, Inc. Common 40425P107 6,854 111,000 SH Defined No 4,200 106,800 Home Depot Common 437076102 6,551 131,175 SH Sole No 114,675 16,500 Honeywell International Common 438516106 1,056 31,350 SH Sole No 31,350 I2 Technologies Inc. Common 465754109 795 166,625 SH Sole No 3,825 162,800 ICG Communications, Inc. Common 449246107 17,085 774,400 SH Sole No 634,400 140,000 ICG Communications, Inc. Common 449246107 9,613 435,700 SH Defined No 16,100 419,600 ICICI Ltd. ADR Common 44926P202 261 15,100 SH Sole No - - 15,100 Idec Pharmaceuticals Corp Common 449370105 14,277 121,700 SH Sole No 87,500 34,200 Idec Pharmaceuticals Corp Common 449370105 6,745 57,500 SH Defined No 2,200 55,300 Illinois Tool Works Common 452308109 228 4,000 SH Sole No 4,000 Imax Corporation Common 45245e109 2,653 116,600 SH Sole No 116,600 Imperial Bancorp Common 452556103 2,395 153,900 SH Sole No 153,900 Infinity Broadcasting Corp Common 45662s102 1,116 30,625 SH Sole No 30,625 Infonet Services Corp. Common 45666T106 39,027 369,000 SH Sole No - - 369,000 Information Holdings Inc Common 456727106 6,590 178,100 SH Sole No 144,500 33,600 Information Holdings Inc Common 456727106 3,826 103,400 SH Defined No 3,300 100,100 Infosys Technologies ADR Common 456788108 786 56,590 SH Sole No - - 56,590 INSIGHT ENTERPRISES COM Common 45765U103 216 3,650 SH Sole No 3,650 Intel Corp. Common 458140100 27,059 208,203 SH Sole No 174,103 - 34,100 Intermedia Comm of Florida Common 458801107 18,704 628,700 SH Sole No 513,200 115,500 Intermedia Comm of Florida Common 458801107 10,222 343,600 SH Defined No 13,000 330,600 Internap Network Services Corp. Common 45885A102 3,506 85,000 SH Sole No - - 85,000 International Business Machine Common 459200101 11,819 107,870 SH Sole No 94,970 - 12,900 International Paper Co. Common 460146103 2,578 86,468 SH Sole No 73,879 12,589 Interpublic Group Of Companies Common 460690100 439 10,200 SH Sole No 10,200 Intersil Holding Corporation Common 46069s109 2,663 49,250 SH Sole No 40,850 8,400 Intersil Holding Corporation Common 46069s109 1,346 24,900 SH Defined No 900 24,000 Intranet Solutions Inc Common 460939309 10,684 278,400 SH Sole No 228,900 49,500 Intranet Solutions Inc Common 460939309 5,660 147,500 SH Defined No 5,500 142,000 Intuit Common 461202103 356 8,600 SH Sole No 8,600 ITC Deltacom Inc. Common 45031T104 2,737 122,650 SH Sole No 98,250 24,400 ITC Deltacom Inc. Common 45031T104 2,338 104,800 SH Defined No 104,800 Jazztel Plc. ADR Common 47214R152 27 246,340 SH Sole No - - 246,340 JDS Uniphase Corp. Common 46612J101 8,446 123,052 SH Sole No 67,752 - 55,300 Johnson & Johnson Common 478160104 10,201 100,131 SH Sole No 87,931 12,200 Jones Pharma Inc. Common 480236108 27,922 699,150 SH Sole No 573,150 126,000 Jones Pharma Inc. Common 480236108 14,865 372,200 SH Defined No 13,900 358,300 Juniper Networks Inc Common 48203R104 17,524 120,400 SH Sole No 80,200 40,200 Kepco ADR Common 500631106 1,095 1,125,300 SH Sole No - - 1,125,300 kforce.com, Inc. Common 493732101 2,495 359,600 SH Sole No 359,600 Kimberly Clark Corp. Common 494368103 3,825 66,660 SH Sole No 54,260 12,400 Kmart Corp. Common 482584109 1,302 191,100 SH Sole No 191,100 Kohls Corp. Common 500255104 3,877 69,700 SH Sole No 48,400 21,300 Korea Telecom Corp. ADR Common 50063P103 310 353,100 SH Sole No - - 353,100 Kulicke & Soffa Industries Common 501242101 13,686 230,500 SH Sole No 190,500 40,000 Kulicke & Soffa Industries Common 501242101 7,469 125,800 SH Defined No 5,000 120,800 L-3 Communications Common 502424104 5,564 97,500 SH Sole No 80,900 16,600 L-3 Communications Common 502424104 2,904 50,900 SH Defined No 2,100 48,800 Labranche & Company Common 505447102 6,347 441,500 SH Sole No 363,500 78,000 Labranche & Company Common 505447102 3,382 235,300 SH Defined No 8,700 226,600 Lam Research Corp. Common 512807108 4,654 124,100 SH Sole No 93,900 30,200 Legato Systems, Inc. Common 524651106 104 13,400 SH Sole No - - 13,400 Liberty Digital Inc. Class A CL A 530436104 18,066 602,200 SH Sole No 498,200 104,000 Liberty Digital Inc. Class A CL A 530436104 9,522 317,400 SH Defined No 12,400 305,000 Liberty Media - A Common 001957208 24,856 1,025,000 SH Sole No 829,000 196,000 Liberty Media - A Common 001957208 13,478 555,800 SH Defined No 19,800 536,000 LifePoint Hospitals, Inc Common 53219L109 7,923 356,100 SH Sole No 293,100 63,000 LifePoint Hospitals, Inc Common 53219L109 4,187 188,200 SH Defined No 7,200 181,000 Linens 'N Things Inc Common 535679104 2,753 101,500 SH Sole No 101,500 Lowe's Companies Inc. Common 548661107 2,300 56,000 SH Sole No - - 56,000 LSI Logic Corp. Common 502161102 5,413 100,000 SH Sole No - - 100,000 LTX Corp. Common 502392103 20,041 573,500 SH Sole No 369,800 - 203,700 LTX Corp. Common 502392103 8,350 239,000 SH Defined No 9,000 230,000 Lucent Technologies Inc. Common 549463107 8,693 156,712 SH Sole No 121,412 - 35,300 Lukoil Pref ADR Common 677862302 644 770,000 SH Sole No - - 770,000 Macromedia Inc. Common 556100105 9,939 102,800 SH Sole No 102,800 Macrovision Corporation Common 555904101 1,330 20,800 SH Sole No 20,800 Manitowoc Common 563571108 3,970 148,400 SH Sole No 148,400 Mapquest.com, Inc. Common 565644101 2,592 158,000 SH Sole No - - 158,000 Marsh & McLennan Cos. Common 571748102 3,206 30,700 SH Sole No 24,400 6,300 Maxim Integrated Products, Inc. Common 57772K101 4,142 61,000 SH Sole No - - 61,000 Maxim Pharmaceuticals Inc Common 57772m107 11,698 227,700 SH Sole No 186,700 41,000 Maxim Pharmaceuticals Inc Common 57772m107 6,314 122,900 SH Defined No 4,600 118,300 McLeod USA, Inc. Common 582266102 23,385 2,129,700 SH Sole No 922,500 1,207,200 McLeod USA, Inc. Common 582266102 12,524 605,400 SH Defined No 22,200 583,200 Medtronic Common 585055106 4,844 97,250 SH Sole No 70,250 27,000 Mentor Corp Common 587188103 7,245 266,500 SH Sole No 217,400 49,100 Mentor Corp Common 587188103 3,880 142,700 SH Defined No 4,600 138,100 Merck & Company Common 589331107 12,009 156,725 SH Sole No 137,625 19,100 Mercury Interactive Common 589405109 4,151 42,900 SH Sole No 28,900 14,000 Merrill Lynch Common 590188108 3,821 33,225 SH Sole No 25,325 7,900 Metasolv Software Inc Common 591393103 616 14,000 SH Sole No 8,000 6,000 MetLife, Inc. Common 59156r108 2,106 100,000 SH Sole No 100,000 MGC Communications Inc Common 552763302 16,723 279,000 SH Sole No 229,800 49,200 MGC Communications Inc Common 552763302 8,739 145,800 SH Defined No 5,400 140,400 MGIC Investment Corp. Common 552848103 1,947 42,800 SH Sole No 42,800 Micromuse Inc. Common 595094103 2,416 14,600 SH Sole No 14,600 Micron Electronics, Inc Common 595100108 7,318 585,400 SH Sole No 481,400 104,000 Micron Electronics, Inc Common 595100108 3,868 309,400 SH Defined No 12,400 297,000 Micron Technology Common 595112103 4,095 135,500 SH Sole No 35,900 - 99,600 Microsoft Corp Common 594918104 22,448 285,401 SH Sole No 234,001 - 51,400 Millennium Pharmaceuticals Inc Common 599902103 2,484 22,200 SH Sole No 22,200 MKS Instruments, Inc. Common 55306N104 10,278 262,700 SH Sole No 215,900 46,800 MKS Instruments, Inc. Common 55306N104 5,493 140,400 SH Defined No 5,300 135,100 Molecular Devices Corp Common 60851c107 1,155 16,700 SH Sole No 16,700 Morgan Stanley Dean Witter & C Common 617446448 5,263 63,225 SH Sole No 52,825 10,400 Motorola Common 620076109 4,665 160,522 SH Sole No 146,622 13,900 NCR Corporation Common 62886e108 5,327 136,800 SH Sole No 90,000 46,800 Netopia Inc. Common 64114K104 2,144 53,300 SH Sole No - - 53,300 Newfield Exploration Company Common 651290108 3,466 88,600 SH Sole No 88,600 Newport Corp Common 651824104 3,866 36,000 SH Sole No 36,000 Next Level Communications, Inc. Common 65333U104 3,200 37,300 SH Sole No - - 37,300 Nextel Communications Inc. Common 65332V103 2,752 45,000 SH Sole No - - 45,000 Nextlink Communication Cl A Common 65333H707 1,138 30,000 SH Sole No 30,000 Nice Systems Ltd. ADR Common 653656108 355 114,000 SH Sole No - - 114,000 Nike, Inc. - CLASS B Common 654106103 3,062 76,900 SH Sole No - - 76,900 Nokia ADR Common 654902204 165 12,700 SH Sole No - - 12,700 Nordstrom Inc Common 655664100 8,475 351,299 SH Sole No 281,799 69,500 Nortel Networks Corp. Common 656568102 11,681 1,029,570 SH Sole No 141,350 15,000 873,220 Nova Corporation Common 669784100 17,858 639,200 SH Sole No 507,100 132,100 Nova Corporation Common 669784100 8,239 294,900 SH Defined No 11,100 283,800 NTL Inc. Common 629407107 569 997,124 SH Sole No - 20,100 977,024 Nvidia Corp. Common 67066G104 763 12,000 SH Sole No 12,000 Nycomed Amersham PLC ADR Common 67066h102 5,782 118,000 SH Sole No 118,000 On Assignment Inc. Common 682159108 6,442 211,200 SH Sole No 211,200 Open Text Corp. Common 683715106 162 413,900 SH Sole No - - 413,900 Optimal Robotics Corp. Common 68388R208 5,219 136,000 SH Sole No 122,000 14,000 Optimal Robotics Corp. Common 68388R208 1,589 41,400 SH Defined No 41,400 Oracle Corp. Common 68389X105 13,004 528,315 SH Sole No 132,600 - 395,715 ORATEC Interventions Inc. Common 68554m108 1,669 50,000 SH Sole No 50,000 Orbotech Ltd. Common M75253100 413 105,350 SH Sole No - - 105,350 OTG Software Inc Common 671059103 357 12,500 SH Sole No 12,500 Oxford Health Plans Common 691471106 19,995 839,700 SH Sole No 751,700 88,000 Oxford Health Plans Common 691471106 5,986 251,400 SH Defined No 10,000 241,400 Pall Corp. Common 696429307 3,077 166,300 SH Sole No 95,000 71,300 Palm, Inc. Common 696642107 996 29,800 SH Sole No - - 29,800 Parthus Technologies - ADR Common 70211Y103 198 339,700 SH Sole No - - 339,700 Patterson Energy Inc Common 703414102 10,229 358,900 SH Sole No 293,400 65,500 Patterson Energy Inc Common 703414102 5,418 190,100 SH Defined No 7,000 183,100 PC Holdings S.A. -ADR Common 693200107 82 87,000 SH Sole No - - 87,000 PE Corp-PE Biosystems Group Common 69332S102 659 10,000 SH Sole No 10,000 Peco Energy Common 693304107 202 5,000 SH Sole No 5,000 Pegasus Communications Corp. Common 705904100 68,398 1,394,100 SH Sole No 1,153,700 240,400 Pegasus Communications Corp. Common 705904100 35,021 713,800 SH Defined No 27,600 686,200 People Soft Inc. Common 712713106 5,971 374,771 SH Sole No 268,900 99,900 Pepsico, Inc. Common 713448108 6,512 146,550 SH Sole No 111,350 35,200 Peregrine Systems Inc. Common 71366Q101 21,777 627,800 SH Sole No 510,150 117,650 Peregrine Systems Inc. Common 71366Q101 11,849 341,600 SH Defined No 12,900 328,700 PerkinElmer, Inc Common 714046109 25,845 390,850 SH Sole No 371,150 19,700 Pfizer Inc. Common 717081103 12,143 354,450 SH Sole No 206,075 - 148,375 Pharmacia Corporation Common 71713U102 7,442 143,986 SH Sole No 143,986 Pharmacyclics Inc. Common 716933106 18,227 298,800 SH Sole No 244,800 54,000 Pharmacyclics Inc. Common 716933106 9,784 160,400 SH Defined No 6,200 154,200 Pier 1 Imports Common 720279108 1,170 120,000 SH Sole No 120,000 Pinnacle Systems Inc. Common 723481107 10,181 451,324 SH Sole No 258,524 - 192,800 Plantronics, Inc Common 727493108 4,528 39,200 SH Sole No 39,200 Playtex Prods Inc Com Common 72813P100 2,022 178,700 SH Sole No 178,700 Plexus Corp. Common 729132100 6,543 57,900 SH Sole No 57,900 Plug Power Inc. Common 72919p103 1,500 24,000 SH Sole No 24,000 Pohang Iron & Streel Co., Ltd ADR Common 730450103 302 51,600 SH Sole No - - 51,600 Pri Automation Inc. Common 69357H106 11,947 182,700 SH Sole No 148,900 33,800 Pri Automation Inc. Common 69357H106 6,363 97,300 SH Defined No 3,700 93,600 Pride International Inc Common 741932107 7,945 321,000 SH Sole No 263,700 57,300 Pride International Inc Common 741932107 4,212 170,200 SH Defined No 6,300 163,900 Profit Recovery Group Internat Common 743168106 1,809 108,800 SH Sole No 108,800 Proxicom Inc Common 744282104 24,268 506,900 SH Sole No 394,200 112,700 Proxicom Inc Common 744282104 12,218 255,200 SH Defined No 9,700 245,500 PT Telekomunikasi Indonesia ADR Common 715684106 154 24,600 SH Sole No - - 24,600 Quest Software Inc. Common 74834T103 122 107,100 SH Sole No - - 107,100 R & B Falcon Corporation Common 74912e101 6,301 267,400 SH Sole No 267,400 Radian Group Inc Common 750236101 25,408 490,984 SH Sole No 424,984 66,000 Radian Group Inc Common 750236101 10,174 196,600 SH Defined No 7,400 189,200 Rational Software Corp. Common 75409P202 325 7,300 SH Sole No - - 7,300 Realnetworks Inc. Common 75605L104 3,446 68,200 SH Sole No - - 68,200 Rediff.com India Ltd. -ADR Common 757479100 77 28,300 SH Sole No - - 28,300 Regent Communications Inc Common 758865109 301 35,000 SH Defined No 35,000 Remedy Corp. Common 759548100 19,959 358,000 SH Sole No 294,000 64,000 Remedy Corp. Common 759548100 11,128 199,600 SH Defined No 7,400 192,200 Rent-A-Center Inc. Common 76009N100 17,865 794,000 SH Sole No 649,000 145,000 Rent-A-Center Inc. Common 76009N100 8,926 396,700 SH Defined No 17,300 379,400 Rent-Way Inc Common 76009U104 10,522 360,500 SH Sole No 292,500 68,000 Rent-Way Inc Common 76009U104 5,887 201,700 SH Defined No 6,200 195,500 Republic Services Inc - CL A Common 760759100 3,373 210,800 SH Sole No 119,800 91,000 Rohm & Haas Co. Common 775371107 1,340 38,840 SH Sole No 38,840 Rowan Companies Inc. Common 779382100 11,582 381,300 SH Sole No 313,800 67,500 Rowan Companies Inc. Common 779382100 6,157 202,700 SH Defined No 7,400 195,300 Ryanair Holdings Plc. ADR Common 783513104 4,496 123,400 SH Sole No - - 123,400 S1 Corporation Common 78463B101 2,944 126,100 SH Sole No - - 126,100 Safeway Inc Common 786514208 1,839 40,825 SH Sole No 21,125 19,700 Saga Systems Inc. Common 786610105 143 32,700 SH Sole No - - 32,700 Sandisk Corporation Common 80004C101 795 13,000 SH Sole No 13,000 Santa Fe Snyder Corp Common 80218k105 3,484 306,300 SH Sole No 306,300 Sappi Ltd. - ADR Common 803069202 151 20,500 SH Sole No - - 20,500 Sasol Ltd. - ADR Common 803866300 377 55,900 SH Sole No - - 55,900 Satyam Ltd. ADR Common 804099109 131 17,100 SH Sole No - - 17,100 SBC Communications Inc Common 78387G103 10,816 258,291 SH Sole No 217,996 40,295 Schering Plough Corp Com Common 806605101 4,857 96,175 SH Sole No 79,175 17,000 Schlumberger Common 806857108 13,430 179,968 SH Sole No 169,168 10,800 Sealed Air Corp Common 81211K100 1,048 20,000 SH Sole No 20,000 Semtech Corp Com Common 816850101 6,783 155,200 SH Sole No 71,300 83,900 Semtech Corp Com Common 816850101 3,732 48,800 SH Defined No 2,000 46,800 Sensormatic Electronics Corp. Common 817265101 11,203 708,500 SH Sole No 580,500 128,000 Sensormatic Electronics Corp. Common 817265101 5,939 375,600 SH Defined No 13,600 362,000 Shire Pharmaceuticals Common 82481r106 1,614 31,113 SH Sole No 3,113 28,000 Silicon Laboratories Inc Common 826919102 3,602 67,800 SH Sole No 67,800 Silicon VY Bancshares Com Common 827064106 14,855 348,500 SH Sole No 286,500 62,000 Silicon VY Bancshares Com Common 827064106 7,800 183,000 SH Defined No 7,000 176,000 Siliconware Precision Industries Co Common 827084872 482 35,000 SH Sole No - - 35,000 SK Telecom Co., Ltd ADR (D) Common 78440P108 215 6,400 SH Sole No - - 6,400 Smithfield Foods Common 832248108 21,858 778,900 SH Sole No 638,900 140,000 Smithfield Foods Common 832248108 11,761 419,100 SH Defined No 16,100 403,000 Solectron Corp Common 834182107 3,073 78,800 SH Sole No 67,300 - 11,500 Sonera Corp. (Oyj) - ADR Common 835433202 211 4,600 SH Sole No - - 4,600 SonicWall Inc Common 835470105 255 2,900 SH Sole No 2,900 Sonus Networks, Inc. Common 835916107 205 1,300 SH Sole No - - 1,300 Sprint Corp. Common 852061506 7,948 981,055 SH Sole No 107,575 - 873,480 St. Paul Companies Common 792860108 2,808 82,300 SH Sole No 48,700 33,600 Stancorp Financial Group Common 852891100 10,029 312,175 SH Sole No 312,175 State Street Corp Common 857477103 1,400 13,200 SH Sole No 6,800 6,400 Sun Microsystems Inc. Common 866810104 7,925 154,850 SH Sole No 71,050 - 838,000 Sungard Data Systems Inc. Common 867363103 2,058 66,400 SH Sole No 38,000 28,400 Sybase Common 871130100 748 32,500 SH Sole No 32,500 Sycamore Networks Inc. Common 871206108 1,987 18,000 SH Sole No - - 18,000 Syntroleum Corp Common 871630109 3,327 194,300 SH Sole No 159,600 34,700 Syntroleum Corp Common 871630109 1,810 105,700 SH Defined No 4,000 101,700 Taiwan Semiconductor ADR Common 874039100 412 193,272 SH Sole No - - 193,272 Target Corp Common 87612e106 284 4,900 SH Sole No 4,900 TD Waterhouse Group, Inc. Common 872362108 161 18,700 SH Sole No - - 18,700 Tele Celular Sul Partic ADR Common 879238103 321 162,200 SH Sole No - - 162,200 Tele Centro Oeste Celular-ADR Common 87923P105 674 1,355,000 SH Sole No - - 1,355,000 Tele Norte Leste Participacoes ADR Common 879246106 311 13,182 SH Sole No - - 13,182 Telefonos de Mexico ADR SA Common 879403780 2,491 1,025,680 SH Sole No - - 1,025,680 Tellabs Inc. Common 879664100 240 90,300 SH Sole No - - 90,300 Texaco Inc. Common 881694103 1,733 32,550 SH Sole No 19,450 13,100 Texas Instruments Inc. Common 882508104 6,343 396,350 SH Sole No 76,550 319,800 The Chase Manhattan Corp. Common 16161A108 560 12,150 SH Sole No - - 12,150 The Men's Wearhouse Inc. Common 587118100 3,041 136,500 SH Sole No - - 136,500 Thermo Electron Corp Common 883556102 10,696 507,800 SH Sole No 429,000 78,800 Time Warner Telecom Inc. Common 887319101 142 300,900 SH Sole No - - 300,900 Time Warner, Inc. Common 887315109 4,442 58,450 SH Sole No 46,550 11,900 Titan Pharmaceuticals, Inc Common 888314101 19,234 447,300 SH Sole No 367,400 79,900 Titan Pharmaceuticals, Inc Common 888314101 10,178 236,700 SH Defined No 9,200 227,500 TJX Companies Common 872540109 600 32,000 SH Sole No 32,000 TMP Worldwide Inc. Common 872941109 4,766 64,600 SH Sole No - - 64,600 Transocean Sedco Forex Inc. Common G90078109 4,033 75,467 SH Sole No 75,467 TriQuint Semiconductor, Inc. Common 89674k103 766 8,000 SH Sole No 8,000 Turnstone Systems Inc Common 900423104 1,077 6,500 SH Sole No 6,500 Tuts Systems Common 901103101 6,301 110,000 SH Sole No - - 110,000 Tyco International Ltd Common 902124106 10,854 229,125 SH Sole No 199,825 29,300 Ultimate Electronics Inc Common 903849107 3,036 113,300 SH Sole No 113,300 Unigraphics Solutions, Inc. Common 904928108 1,950 100,000 SH Sole No 100,000 Union Pacific Resources Group, Common 907834105 9,321 423,674 SH Sole No 331,674 92,000 Universal Compression Holdings Common 913431102 5,306 158,400 SH Sole No 130,400 28,000 Universal Compression Holdings Common 913431102 2,784 83,100 SH Defined No 3,200 79,900 Univision Comm. Inc. Common 914906102 3,312 32,000 SH Sole No - - 32,000 Unocal Corp Common 915289102 2,272 68,600 SH Sole No 39,100 29,500 USA Networks, Inc. Common 902984103 18,219 842,500 SH Sole No 689,500 153,000 USA Networks, Inc. Common 902984103 9,807 453,500 SH Defined No 17,000 436,500 Usinternetworking Inc. Common 917311805 161 176,200 SH Sole No - - 176,200 UTI Energy Corporation Common 903387108 4,149 103,400 SH Sole No 103,400 Utstarcom Inc. Common 918076100 189 10,600 SH Sole No - - 10,600 ValueVision Int'l, Inc Common 92047K107 3,953 164,700 SH Sole No 164,700 Varco International Common 922122106 4,652 200,069 SH Sole No 200,069 Varian Semiconductor Equip Ass Common 922207105 10,502 167,200 SH Sole No 124,300 42,900 Varian Semiconductor Equip Ass Common 922207105 5,019 79,900 SH Defined No 3,000 76,900 Verisign Inc. Common 92343E102 6,738 38,200 SH Sole No 12,600 - 25,600 Veritas Software Corp. Common 923436109 7,117 63,000 SH Sole No 3,000 - 60,000 Verizon Communications Common 92343v104 3,809 74,960 SH Sole No 62,160 12,800 Verticalnet Inc. Common 92532L107 8,898 240,900 SH Sole No 178,700 62,200 Verticalnet Inc. Common 92532L107 4,296 116,300 SH Defined No 4,300 112,000 Viacom Inc, Class B Shares Common 925524308 8,365 122,675 SH Sole No 46,075 76,600 Viasystems Group Inc Common 92553H100 21,601 1,334,400 SH Sole No 1,095,400 239,000 Viasystems Group Inc Common 92553H100 11,574 715,000 SH Defined No 27,000 688,000 Viatel Inc. Common 925529208 11,282 395,000 SH Sole No 324,000 71,000 Viatel Inc. Common 925529208 5,898 206,500 SH Defined No 7,500 199,000 Vignette Corp. Common 926734104 255 108,400 SH Sole No - - 108,400 Virata Corp Common 927646109 17,303 290,200 SH Sole No 238,700 51,500 Virata Corp Common 927646109 9,176 153,900 SH Defined No 5,800 148,100 Visual Networks Common 928444108 7,535 264,400 SH Sole No 201,800 62,600 Visual Networks Common 928444108 3,708 130,100 SH Defined No 5,000 125,100 VoiceStream Wireless Corp. Common 928615103 70 103,700 SH Sole No - - 103,700 Waddell & Reed Financial-A Common 930059100 4,161 126,800 SH Sole No 126,800 Wal-Mart Stores Inc. Common 931142103 14,360 249,185 SH Sole No 209,085 40,100 Walt Disney Company Common 254687106 6,352 163,669 SH Sole No 139,469 24,200 Watchguard Technologies, Inc. Common 941105108 12,273 223,400 SH Sole No 184,400 39,000 Watchguard Technologies, Inc. Common 941105108 6,538 119,000 SH Defined No 5,000 114,000 Watson Pharmaceuticals Inc. Common 942683103 1,075 20,000 SH Sole No 20,000 Weatherford Intl Common 947074100 4,077 102,400 SH Sole No - - 102,400 Wells Fargo & Co Common 949746101 4,287 110,625 SH Sole No 92,325 18,300 Westell Technologies, Inc. Common 957541105 3,815 254,300 SH Sole No 209,300 45,000 Westell Technologies, Inc. Common 957541105 2,021 134,700 SH Defined No 5,000 129,700 Westwood One Inc. Common 961815107 14,957 438,300 SH Sole No 438,300 Weyerhaeuser Co. Common 962166104 903 21,000 SH Sole No 10,900 10,100 Whirlpool Corp. Common 963320106 3,996 85,700 SH Sole No 69,900 15,800 Whole Food Markets Common 966837106 3,842 93,000 SH Sole No 93,000 Williams Communications Group Common 969455104 10 82,300 SH Sole No - - 82,300 Williams Cos. Inc. Common 969457100 1,740 41,750 SH Sole No 24,750 17,000 Williams Sonoma Common 969904101 4,892 150,800 SH Sole No 150,800 Winstar Communications Inc. Common 975515107 24,249 715,850 SH Sole No 542,850 173,000 Winstar Communications Inc. Common 975515107 11,988 353,900 SH Defined No 13,000 340,900 Worldcom, Inc. Common 98157D106 122,764 413,113 SH Sole No 107,691 - 305,422 Xerox Corp. Common 984121103 297 14,300 SH Sole No 14,300 Yahoo! Inc. Common 984332106 3,237 26,125 SH Sole No 20,625 - 5,500 TOTAL 3,747,795

Filing Compare · MONTGOMERY ASSET MANAGEMENT L P /CA