CASELLA WASTE SYSTEMS INC·4

Nov 18, 4:39 PM ET

CASELLA JOHN W 4

4 · CASELLA WASTE SYSTEMS INC · Filed Nov 18, 2024

Insider Transaction Report

Form 4
Period: 2024-11-14
Transactions
  • Sale

    Class A Common Stock

    2024-11-14$108.84/sh251$27,31938,418 total
  • Sale

    Class A Common Stock

    2024-11-15$106.32/sh24,892$2,646,51713,526 total
  • Exercise/Conversion

    Class A Common Stock

    2024-11-14$12.48/sh+27,940$348,69138,669 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2024-11-1427,9400 total
    Exercise: $12.48Exp: 2026-11-17Class A Common Stock (27,940 underlying)
  • Sale

    Class A Common Stock

    2024-11-15$107.15/sh2,797$299,69910,729 total
Holdings
  • Class B Common Stock

    (indirect: by SLAT 2)
    137,000
  • Class B Common Stock

    (indirect: By Spouse)
    57,100
  • Class B Common Stock

    166,000
  • Class A Common Stock

    (indirect: By Spouse)
    694
  • Class B Common Stock

    (indirect: By SLAT)
    134,000
Footnotes (7)
  • [F1]Represents the weighted average sales price for shares sold in multiple transactions, ranging from $108.50 to $108.837. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  • [F2]Represents the weighted average sales price for shares sold in multiple transactions, ranging from $106.00 to $106.85. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  • [F3]Represents the weighted average sales price for shares sold in multiple transactions, ranging from $107.00 to $107.25. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  • [F4]Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
  • [F5]Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella ("SLAT 2"). Mr. Casella is the trustee of the SLAT 2.
  • [F6]Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella's spouse ("SLAT"). Mr. Casella's spouse is the trustee of the SLAT. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
  • [F7]The option vested on February 20, 2019.

Documents

1 file
  • 4
    wk-form4_1731965966.xmlPrimary

    FORM 4