4//SEC Filing
ROSLYN BANCORP INC 4
Accession 0000909654-03-000979
CIK 0001020828operating
Filed
Sep 3, 8:00 PM ET
Accepted
Sep 4, 4:57 PM ET
Size
11.0 KB
Accession
0000909654-03-000979
Insider Transaction Report
Form 4
GENOVESE LEONARD
Director
Transactions
- Sale
Common Stock
2003-09-02$23.09/sh−7,252$167,449→ 147,807 total
Holdings
- 6,118
Non-Statutory Stock Option (right to buy)
Exercise: $18.40From: 2002-06-26Exp: 2011-06-26→ Common Stock (6,118 underlying) - 7,380
Stock Option (right to buy)
Exercise: $5.61From: 1999-02-16Exp: 2007-04-22→ Common Stock (7,380 underlying) - 7,125(indirect: By Stock Award II)
Common Stock
- 27,271
Non-Statutory Stock Option (right to buy)
Exercise: $18.40From: 2002-06-26Exp: 2011-06-26→ Common Stock (27,271 underlying) - 2,937(indirect: By Stock Award)
Common Stock
Footnotes (6)
- [F1]The disposition reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- [F2]Stock Awards granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan vest in three equal annual installments commencing on October 1, 2002.
- [F3]Stock Awards granted pursuant to the Roslyn Bancorp, Inc. 2001 Stock-Based Incentive Plan vest in five equal annual installments commencing December 1, 2003.
- [F4]Non-Statutory Stock Options granted pursuant to the Roslyn Bancorp, Inc. 2001 Stock-Based Incentive Plan vest in four equal annual installments commencing on June 26, 2002.
- [F5]Non-Statutory Stock Options granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan vest in four equal annual installments commencing on June 26, 2002.
- [F6]In connection with the merger of TR Financial Corp. (''TRFC'') with and into Roslyn Bancorp, Inc. (''RBI'') on February 16, 1999 each share of TRFC held by the reporting person was exchanged for 2.05 shares of Roslyn Bancorp, Inc. $0.01 par value common stock. In addition, each option to purchase one share of TRFC common stock held by the reporting person was converted to an option to purchase 2.05 shares of RBI common stock. The exercise price per share for each converted TRFC option was determined by dividing the exercise price of such converted option by the 2.05 exchange ratio, with such quotient to be rounded to the nearest whole cent. All such converted options became fully vested and exercisable on February 16, 1999.
Documents
Issuer
ROSLYN BANCORP INC
CIK 0001020828
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001020828
Filing Metadata
- Form type
- 4
- Filed
- Sep 3, 8:00 PM ET
- Accepted
- Sep 4, 4:57 PM ET
- Size
- 11.0 KB