Yang Xiang Dong 4
4 · Sinoenergy CORP · Filed May 18, 2009
Insider Transaction Report
Form 4
Sinoenergy CORPSNEN
Yang Xiang Dong
Director10% Owner
Transactions
- Purchase
Common Stock
2008-05-07$2.60/sh+69,500$180,700→ 69,500 total(indirect: Common Stock owned by Abax Lotus Ltd.)
Footnotes (3)
- [F1]Purchased by Abax Lotus Ltd.
- [F2]Does not reflect the 1-for-2 reverse stock split that occurred on July 9, 2008.
- [F3]Abax Lotus Ltd. beneficially owns the Common Stock directly. Such Common Stock may be deemed to be beneficially owned indirectly by Abax Global Opportunities Fund (the "Fund"), which is the sole shareholder of Abax Lotus Ltd.; Abax Arhat Fund ("Arhat") and Abax Upland Fund LLC ("Upland"), each of which owns 50% of the Fund; Abax Global Capital (the "Arhat Shareholder"), which is the sole shareholder of Arhat; Abax Claremont Ltd. (the "Upland Managing Member"), which is the managing member of Upland; and Mr. Yang, who is the controlling member of the Arhat Shareholder and the Upland Managing Member. Each of the Reporting Persons disclaims beneficial ownership except to the extent of its or his pecuniary interest therein.