13F-HR 1 t306922.txt AYM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AYM Capital, LLC Address: 44 Wall Street, 2nd Floor New York, NY 10005 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Abraham Muller Title: Managing Member Phone: 212.742.7002 Signature, Place, and Date of Signing: /s/ Abraham Muller New York, New York November 6, 2012 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 60 --------------- Form 13F Information Table Value Total: $ 30,504 --------------- (thousands) List of Other Included Managers: None

TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ~~ACCURIDE CORP WRNT 00439T206 785 110,269 SH Sole 110,269~~ AERCAP HOLDINGS NV COMM N00985106 1,~~524~~688 135,000 SH Sole 135,000 AMERICAN AXLE & MFG HOLDINGS COMM 024061103 ~~504~~575 50,998 SH Sole 50,998 AMKOR TECHNOLOGY INC COMM 031652100 ~~523~~702 ~~120~~159,~~000~~100 SH Sole ~~120~~159,~~000~~100 CEREPLAST INC COMM 156732307 4814 5055,583 SH Sole 55,583 CHINA CERAMICS CO LTD COMM G2113X100 19 10,000 SH Sole 5010,000 CHINA MING YANG WIND POW-ADS ADRS 16951C108 ~~329~~162 144,983 SH Sole 144,983 CHINA XD PLASTICS CO LTD COMM 16948F107 172 45,000 SH Sole 45,000 CHIPMOS TECHNOLOGIES BERMUDA COMM G2110R114 ~~485~~1,696 93107,~~988~~000 SH Sole 93107,~~988~~000 COMMERCIAL VEHICLE GROUP INC COMM 202608105 ~~217~~176 24,000 SH Sole 24,000 DANA HOLDING CORP COMM 235825205 ~~243~~246 20,000 SH Sole 20,000 DANAOS CORP COMM Y1968P105 ~~154~~39 4512,~~827~~150 SH Sole 4512,~~827~~150 DIREXION SMALL CAP BEAR 3X ETF 25459W110 2,277 153,000 SH Sole 153,000 E-COMMERCE CHINA-SPON ADR ADRS 26833A105 ~~180~~189 4140,~~005~~000 SH Sole 4140,~~005~~000 ECOTALITY INC COMM 27922Y202 43 93,301 SH Sole 93,301 FEIHE INTERNATIONAL INC COMM 31429Y103 44241 1640,~~900~~000 SH Sole 1640,~~900~~000 ~~HERCULES~~GT ~~OFFSHORE~~ADVANCED TECHNOLOGIES INC COMM ~~427093109~~36191U106 8054 1810,000 CALL Sole 10,000 GT ADVANCED TECHNOLOGIES INC COMM 36191U106 1,603 294,400 SH Sole 18294,400 GT ADVANCED TECHNOLOGIES INC COMM 36191U106 272 50,000 CALL Sole 50,000 HOVNANIAN ENTERPRISES-A COMM 442487203 2969 20,000 SH Sole 20,000 ISHARES RUSSELL 2000 COMM 464287655 23,~~950~~338 40,000 PUT Sole 40,000 KEMET CORP COMM 488360207 ~~289~~180 40,997 SH Sole 40,997 ~~LTX-CREDENCE~~KIT ~~CORPORATION~~DIGITAL INC COMM ~~502403207~~482470200 ~~375~~75 7025,000 SHCALL Sole 7025,000 ~~MANNKIND~~KIT ~~CORP~~DIGITAL INC COMM ~~56400P201~~482470200 ~~475~~152 ~~189~~50,~~981~~700 SHCALL Sole ~~189~~50,~~981~~700 ~~MANNKIND~~KIT ~~CORP~~DIGITAL INC COMM ~~56400P201~~482470200 75240 3080,000 ~~CALL~~SH Sole 3080,000 LTX-CREDENCE CORPORATION COMM 502403207 311 54,078 SH Sole 54,078 MANNKIND CORP COMM 56400P201 23490 9170,000 CALL Sole 9170,000 MANNKIND CORP COMM 56400P201 ~~175~~55 7019,000 CALL Sole 7019,000 MANNKIND CORP COMM 56400P201 ~~475~~691 ~~190~~240,000 CALL Sole ~~190~~240,000 MANNKIND CORP COMM 56400P201 2529 10,000 CALL Sole 10,000 ~~MECOX~~MANNKIND ~~LANE~~CORP ~~LTD-ADR~~COMM ~~ADRS~~56400P201 ~~58403M102~~1,440 ~~89 76~~500,~~947~~000 SH Sole 76500,~~947~~000 ~~MGIC~~MANNKIND ~~INVESTMENT~~ CORP ~~- WISC~~ COMM ~~552848103~~56400P201 ~~153~~16 415,~~015~~600 SHCALL Sole 415,~~015~~600 ~~NAVIOS~~MANNKIND ~~MARITIME~~CORP ~~ACQUISITION~~ COMM ~~Y62159101~~56400P201 ~~203~~36 7512,~~313~~500 SHCALL Sole 7512,~~313~~500 ~~NAVIOS~~MANNKIND ~~MARITIME~~CORP ~~HOLDINGS~~WRNT ~~INC~~56400P201 ~~COMM~~590 ~~Y62196103 1~~205,~~819~~000 ~~509,553~~ SH Sole ~~509~~205,~~553~~000 ~~NETLIST~~MEMC ~~INC~~ELECTRONIC MATERIALS COMM ~~64118P109~~552715104 ~~152~~275 60100,~~500~~000 SH Sole 60100,~~500~~000 ~~PATRIOT~~MGIC ~~COAL~~INVESTMENT CORP - WISC COMM ~~70336T104~~552848103 ~~119~~77 1450,~~000~~115 SH Sole 1450,~~000~~115 ~~POWER-ONE~~MOTORCAR ~~INC~~PARTS OF AMERICA IN COMM ~~73930R102~~620071100 ~~117~~127 3026,~~000~~100 SHCALL Sole 3026,~~000~~100 ~~PULTE~~MOTORCAR ~~GROUP~~PARTS ~~INC~~OF AMERICA IN COMM ~~745867101~~620071100 63228 1047,000 SHCALL Sole 1047,000 ~~RADIAN~~MOTORCAR ~~GROUP~~PARTS ~~INC~~OF AMERICA IN COMM ~~750236101~~620071100 2286 ~~995~~59,000 SHCALL Sole ~~995~~59,000 ~~RADIAN~~MOTORCAR ~~GROUP~~PARTS ~~INC~~OF AMERICA IN COMM ~~750236101~~620071100 ~~468~~10 ~~200~~2,000 CALL Sole ~~200~~2,000 ~~RADIAN~~MOTORCAR ~~GROUP~~PARTS ~~INC~~OF AMERICA IN COMM ~~750236101~~620071100 ~~475~~2,289 ~~203~~472,~~200~~000 ~~CALL~~SH Sole ~~203~~472,~~200~~000 ~~RADIAN~~NAVIOS ~~GROUP~~MARITIME ~~INC~~ACQUISITION COMM ~~750236101~~Y62159101 ~~689~~206 ~~294~~77,~~400~~113 ~~CALL~~SH Sole ~~294~~77,~~400~~113 ~~SAVIENT~~NAVIOS ~~PHARMACEUTICALS~~MARITIME HOLDINGS INC COMM ~~80517Q100~~Y62196103 5490 2425,000 SH Sole 2425,000 ~~SPDR~~NETLIST ~~S&P~~INC ~~500~~COMM ~~ETF~~64118P109 ~~TRUST~~117 ~~COMM~~90,377 ~~78462F103~~SH 6Sole 90,~~275~~377 50PULTE GROUP INC COMM 745867101 155 10,000 ~~PUT~~SH Sole 5010,000 ~~SPDR~~RADIAN ~~S&P~~GROUP ~~500~~INC ~~ETF TRUST~~ COMM ~~78462F103~~750236101 ~~628~~544 5125,~~000~~300 ~~PUT~~SH Sole 5125,~~000~~300 ULTRAPETROL (BAHAMAS) LTD COMM P94398107 ~~709~~914 ~~238~~643,~~080~~888 SH Sole ~~238~~643,~~080~~888 UNITED CONTINENTAL HOLDINGS COMM 910047109 ~~377~~1,170 2060,000 SH Sole 2060,000 US AIRWAYS GROUP INC COMM 90341W108 ~~152~~314 30,000 SH Sole 30,000 ~~VELTI~~US ~~PLC~~AIRWAYS GROUP INC COMM ~~G93285107~~90341W108 ~~218~~523 3250,~~100~~000 SHCALL Sole 3250,~~100~~000 ~~WIDEPOINT~~VELTI ~~CORP~~PLC COMM ~~967590100~~G93285107 69838 100,~~000~~100 SH Sole 100,~~000~~100 WTS ATRINSIC INC SER A EXP 05/31/16 WRNT ATRNWA 0 94,828 SH Sole 94,828 WTS ATRINSIC INC SER BC EXP 0205/2931/1216 WRNT ~~ATRNWB~~ATRNWC 0 4745,~~414~~043 SH Sole 4745,~~414~~043 ~~WTS~~XERIUM ~~ATRINSIC~~TECHNOLOGIES INC ~~SER~~COMM C98416J118 ~~EXP~~419 ~~05/31/16~~119,677 SH Sole 119,677 XERIUM TECHNOLOGIES INC WRNT ~~ATRNWC~~98416J118 0 ~~45,043~~1 SH Sole ~~45,043~~1 XERIUM TECHNOLOGIES INC WRNT 98416J118 1 162 SH Sole 162 XUEDA EDUCATION GROUP-ADR ADRS 98418W109 ~~937~~1,028 ~~268~~311,~~382~~400 SH Sole ~~268~~311,~~382~~400 YONGYE INTERNATIONAL INC COMM 98607B106 458 100,000 SH Sole 100,000 YONGYE INTERNATIONAL INC COMM 98607B106 46 10,000 CALL Sole 10,000 YRC WORLDWIDE INC COMM 984249607 2510 21,~~525~~425 SH Sole 21,~~525~~425 YRC WORLDWIDE INC CONV 984249607 2,500 2,500,000 PRN Sole 2,500,000 2630,~~300~~504

Filing Compare · AYM CAPITAL, LLC