13F-HR 1 t305667.txt HOCKY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2009 ------------------ Check here if Amendment [ ]; Amendment Number: ------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hocky Management Company, LLC Address: 105 South Bedford Road, Suite 310 Mount Kisco, New York 10549 Form 13F File Number: 28-05549 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David Sachs Title: Managing Member Phone: (914) 244-4100 Signature Place Date of Signing: /S/ DAVID SACHS MT. KISCO NY NOVEMBER 9, 2009 --------------- ------------- ------------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 - Form 13F Information Table Entry Total: 57 -- Form 13F Information Table Value Total: $ 279,369 --------- (thousands) List of Other Included Managers: None

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY -------------------- TITLE SHRS OF VALUE OR PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (X1000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------- ALCOA INC ~~Common~~COMM ~~13817101~~013817101 65,~~090~~110 ~~589500~~389,500 SH Sole ~~589500~~389,500 ~~AMPHENOL~~ARCH ~~CORP-~~COAL ~~Common~~INC ~~32095101~~COMM 2039380100 6,~~015~~639 ~~63700~~300,000 SH Sole ~~63700~~300,000 ARRAY BIOPHARMA INC COMM 04269X105 833 350,000 SH Sole 350,000 ARMSTRONG WORLD INDUSTRIES ~~Common~~COMM 04247X102 512,~~772~~061 ~~350000~~350,000 SH Sole ~~350000~~350,000 ALLEGHENY ENERGY INC ~~Common~~COMM ~~17361106~~017361106 5,~~130~~304 ~~200000~~200,000 SH Sole ~~200000~~200,000 BJ SERVICES CO COMM 055482103 7,286 375,000 SH Sole 375,000 CABOT CORP ~~Common~~COMM 127055101 5,~~131~~103 ~~407900~~220,800 SH Sole ~~407900~~220,800 COMCAST CORP-CL ~~Common~~A COMM 20030N101 41,~~338~~688 ~~300000~~100,000 SH Sole ~~300000~~100,000 ~~COMMSCOPE~~CYTEC INDUSTRIES INC ~~Common~~COMM ~~203372107~~232820100 515,~~252~~404 ~~200000~~474,400 SH Sole ~~200000~~474,400 ~~CYTEC~~COSAN ~~INDUSTRIES~~LTD-CL ~~INC~~A ~~Common~~SHRS ~~232820100~~COMM 9G25343107 1,~~232~~185 ~~495800~~150,000 SHCALL Sole ~~495800~~150,000 ~~DIEBOLD~~COSAN ~~INC~~LTD-CL ~~Common~~A ~~253651103~~SHRS 2COMM G25343107 1,~~636~~975 ~~100000~~250,000 SH Sole ~~100000~~250,000 DISCOVER FINANCIAL SERVICES ~~Common~~COMM 254709108 62,~~504~~639 ~~633300~~162,600 SH Sole ~~633300~~162,600 ~~FOMENTO~~EASTMAN ~~ECONOMICO~~KODAK ~~MEX~~CO ~~ADRS~~COMM ~~344419106~~277461109 61,~~448~~912 ~~200000~~400,000 SH Sole ~~200000~~400,000 EASTMAN KODAK CO COMM 277461109 478 100,000 CALL Sole 100,000 ELECTRONIC ARTS INC COMM 285512109 3,810 200,000 SH Sole 200,000 FERRO CORP ~~Convertible~~CONV ~~Bond~~ 315405100 24,~~351~~144 ~~4750000~~4,750,00 PRN Sole ~~4750000~~4,750,000 CORNING INC ~~Common~~COMM 219350105 31,~~556~~379 ~~221400~~90,100 SH Sole ~~221400~~90,100 GENWORTH FINANCIAL INC-CL ~~Common~~A COMM 37247D106 17,~~713~~895 ~~245000~~660,700 SH Sole ~~245000~~660,700 GENWORTH FINANCIAL INC-CL A COMM 37247D106 1,494 125,000 CALL Sole 125,000 WR GRACE & CO ~~Common~~COMM 38388F108 310,~~080~~233 ~~249000~~470,700 SH Sole ~~249000~~470,700 GRAFTECH INTERNATIONAL LTD ~~Common~~COMM 384313102 34,~~959~~410 ~~350000~~300,000 SH Sole ~~350000~~300,000 HESS CORP COMM 42809H107 5,346 100,000 SH Sole 100,000 STARWOOD HOTELS & RESORTS ~~Common~~COMM 85590A401 3,~~885~~194 ~~175000~~96,700 SH Sole ~~175000~~96,700 HOVNANIAN ENTERPRISES-A COMM 442487203 1,537 400,258 SH Sole 400,258 H&R BLOCK INC COMM 093671105 5,803 315,700 SH Sole 315,700 HARRIS CORP ~~Common~~COMM 413875105 57,~~956~~520 ~~210000~~200,000 SH Sole ~~210000~~200,000 HARRIS STRATEX NETWORKS-CL ~~Common~~A COMM 41457P106 ~~338~~365 ~~52166~~52,166 SH Sole ~~52166~~52,166 HUNTSMAN CORP ~~Common~~COMM 447011107 1,~~509~~376 ~~300000~~151,000 SH Sole ~~300000~~151,000 HEXCEL CORP ~~Common~~COMM 428291108 67,~~195~~436 ~~650000~~650,000 SH Sole ~~650000~~650,000 L-1 IDENTITY SOLUTIONS INC COMM 50212A106 5,280 755,400 SH Sole 755,400 INVESCO PLC-SPONSORED ADR ADRS G491BT108 34,~~564~~552 ~~200000~~200,000 SH Sole ~~200000~~200,000 JARDEN CORP ~~Common~~COMM 471109108 23,~~813~~133 ~~150000~~111,600 SH Sole ~~150000~~111,600 JETBLUE AIRWAYS CORP ~~Common~~COMM 477143101 2,~~135~~990 ~~500000~~500,000 SH Sole ~~500000~~500,000 LIBERTY GLOBAL INC-A ~~Common~~COMM 530555101 710,~~151~~157 ~~450000~~450,000 SH Sole ~~450000~~450,000 LIBERTY ACQUISITION HOLDINGS ~~Common~~COMM 53015Y107 1112,~~697~~265 ~~1291034~~1,291,03 SH Sole ~~1291034~~1,291,034 LOWES COS INC ~~Common~~COMM 548661107 3,~~882~~916 ~~200000~~187,000 SH Sole ~~200000~~187,000 MICROSOFT CORP ~~Common~~COMM 594918104 ~~594~~643 ~~25000~~25,000 SH Sole ~~25000~~25,000 ARCELOR MITTAL NY REGISTRY ~~Common~~SH COMM A 03938L104 3,~~308~~714 ~~100000~~100,000 SH Sole ~~100000~~100,000 ~~MONSTER~~NCR ~~WORLDWIDE~~CORPORATION ~~INC~~COMM ~~Common~~62886E108 ~~611742107~~3,179 2230,~~953~~000 ~~250000~~ SH Sole ~~250000~~230,000 ~~NCR~~NALCO ~~CORPORATION~~HOLDING ~~Common~~CO ~~62886E108~~COMM 462985Q101 6,~~579~~659 ~~387107~~325,000 SH Sole ~~387107~~325,000 ~~NALCO~~NUANCE ~~HOLDING~~COMMUNICATIONS COINC ~~Common~~COMM ~~62985Q101~~67020Y100 24,~~947~~488 ~~175000~~300,000 SH Sole ~~175000~~300,000 OWENS CORNING INC ~~Common~~COMM 690742101 10,~~224~~103 ~~800000~~450,000 SH Sole ~~800000~~450,000 VERIFONE HOLDINGS INC ~~Common~~COMM 92342Y109 9,981 628,100 SH Sole 628,100 PLAINS EXPLORATION & PRODUCT COMM 726505100 5,532 200,000 SH Sole 200,000 REGIS CORP COMM 758932107 3,~~755~~100 ~~500000~~200,000 SH Sole ~~500000~~200,000 ~~PFIZER~~ROCKWOOD HOLDINGS INC ~~Common~~COMM ~~717081103~~774415103 ~~810~~6,171 ~~54000~~300,000 SH Sole ~~54000~~300,000 ~~PLAINS~~RRI ~~EXPLORATION~~ENERGY &INC ~~PRODUCT~~COMM ~~Common~~74971X107 ~~726505100~~1,785 5250,~~472~~000 ~~200000~~ SH Sole ~~200000~~250,000 REDWOOD TRUST INC REIT 758075402 4,~~428~~611 ~~300000~~297,500 SH Sole ~~300000~~297,500 SCHWAB (CHARLES) CORP COMM 808513105 4,788 250,000 SH Sole 250,000 SARA LEE CORP COMM 803111103 3,342 300,000 SH Sole 300,000 SCHWEITZER-MAUDUIT INTL INC ~~Common~~COMM 808541106 48,~~190~~371 ~~154000~~154,000 SH Sole ~~154000~~154,000 ~~TARGET~~TELEPHONE ~~CORP~~AND ~~Common~~DATA ~~87612E106~~SYSTEMS 7COMM 879433100 2,~~894~~326 ~~200000~~75,000 SH Sole ~~200000~~75,000 ~~VALSPAR~~TELEPHONE AND DATA SYSTEMS COMM 879433100 3,101 100,000 CALL Sole 100,000 TEEKAY CORP ~~Common~~COMM ~~920355104~~Y8564W103 19,~~507~~842 ~~66900~~450,000 SH Sole ~~66900~~450,000 UBS AG-REG COMM H89231338 6,409 350,000 SH Sole 350,000 USEC INC COMM 90333E108 938 200,000 SH Sole 200,000 UNITED STATES STEEL CORP ~~Common~~COMM 912909108 34,~~574~~437 ~~100000~~100,000 SH Sole ~~100000~~100,000 ~~178~~279,~~565~~369

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