13F-HR 1 t25130.txt QUARTERLY HOLDINGS 12-31-02 United States SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OF QUARTER ENDED: 12-31-02 INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: Charlotte Capital LLC ADDRESS: P.O. Box 472428 Charlotte, NC 28247-2428 13F FILE NUMBER: 28-2422 I REPRESENT THAT I AM AUTHORIZED TO SUBMIT THIS FORM AND THAT ALL INFORMATION IN THIS FORM AND THE ATTACHMENTS TO IT IS TRUE, CORRECT AND COMPLETE AND I UNDERSTAND THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE INTEGRAL PARTS OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT ALL UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS PREVIOUSLY SUBMITTED. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Person Signing this Report on Behalf of Reporting manager: NAME: Katy Y. Whitt TITLE: Partner-Trader PHONE: 704-541-1437 Signature, Place and Date of Signing: /s/Katy Y. Whitt Charlotte, NC January 9,2003 ---------------- ------------- -------------- (Signature) (City, State) (Date) Report Type (x) 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE ( ) 13F COMBINATION REPORT REPORT SUMMARY: OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED:0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 98 FORM 13F INFORMATION TABLE VALUE TOTAL: 195,763

Charlotte Capital, LLC FORM 13F ~~September~~December 3031, 2002 Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3Com Corp. COM 885535104 ~~4115~~3077 ~~1044500~~664500 SH Sole ~~136600~~93500 ~~907900~~571000 AK Steel Holding Corp. COM 001547108 ~~193~~211 26400 SH Sole 26400 Advanced Digital Information C COM 007525108 ~~2114~~2956 440500 SH Sole 65900 374600 ~~Allegheny~~Aether ~~Technologies~~Systems Inc. COM ~~01741r102~~00808v105 ~~1423~~752 ~~205600~~200000 SH Sole ~~27400~~14900 ~~178200~~185100 Alliant Energy Corp. COM 018802108 ~~343~~3732 ~~17800~~225500 SH Sole ~~2500~~29800 ~~15300~~195700 ~~Alpharma Inc. COM 020813101 176 18300 SH Sole 2400 15900~~ Annuity & Life Re Holdings Ltd COM g03910109 ~~1811~~1413 ~~431200~~609200 SH Sole ~~62000~~82800 ~~369200~~526400 ~~Apple~~Apogee ~~Computer~~Enterprises Inc. COM ~~037833100~~037598109 ~~222~~743 ~~15300~~83000 SH Sole ~~15300~~19100 ~~Applera~~63900 ~~Corp~~Apple -Computer ~~Applied~~Inc. ~~Biosyst~~ COM ~~038020103~~037833100 ~~203~~219 ~~11100~~15300 SH Sole ~~11100~~15300 ArQule Inc. COM 04269e107 ~~1842~~1423 ~~357600~~466600 SH Sole ~~25400~~33300 ~~332200~~433300 Arch Coal Inc. COM 039380100 ~~3456~~4944 ~~208800~~229000 SH Sole ~~27500~~30400 ~~181300~~198600 Arena Pharmaceuticals Inc. COM 040047102 ~~438~~389 ~~78200~~59800 SH Sole ~~5400~~4300 ~~72800~~55500 Argonaut Group Inc. COM 040157109 ~~183~~156 10600 SH Sole 10600 Arris Group Inc. COM 04269q100 1785 500000 SH Sole 35800 464200 Ashland Inc. COM 044204105 ~~263~~320 ~~9800~~11200 SH Sole ~~9800~~11200 ~~Aviall~~BankAtlantic Bancorp Inc. (Cla COM ~~05366b102~~065908501 ~~994~~403 ~~97500~~42600 SH Sole ~~7900~~21400 ~~89600~~21200 Borders Group Inc. COM 099709107 ~~1849~~2347 ~~117000~~145800 SH Sole ~~15400~~26100 ~~101600~~119700 ~~Boston~~Briggs ~~Communications~~& ~~Group~~Stratton InCorp. COM ~~100582105~~109043109 ~~4944~~2302 ~~479100~~54200 SH Sole ~~33800~~9100 ~~445300~~45100 Bunge Ltd. COM g16962105 ~~259~~257 10700 SH Sole 10700 CSG Systems International Inc. COM 126349109 ~~4271~~4449 ~~391800~~325900 SH Sole ~~51200~~44800 ~~340600~~281100 Callaway Golf Co. COM 131193104 ~~882~~1321 ~~84800~~99700 SH Sole ~~11100~~13100 ~~73700~~86600 Casey's General Stores Inc. COM 147528103 ~~3023~~3195 261700 SH Sole 42300 219400 ~~Championship Auto Racing Teams COM 158711101 633 168000 SH Sole 9600 158400~~ Chesapeake Corp. COM 165159104 ~~1645~~2162 ~~110100~~121100 SH Sole 8400 ~~101700~~112700 Chiquita Brands International COM 170032809 ~~283~~1171 ~~18300~~88300 SH Sole ~~18300~~34400 53900 Colonial Bancgroup Inc. COM 195493309 ~~309~~1962 ~~24900~~164500 SH Sole ~~3400~~21800 ~~21500~~142700 Commercial Metals COM 201723103 958 59000 SH Sole 4500 54500 Computer Network Technology Co COM 204925101 ~~4370~~4234 ~~870500~~596300 SH Sole ~~61700~~42600 ~~808800~~553700 Concord Camera Corp COM 206156101 ~~2903~~3670 ~~622900~~675900 SH Sole ~~43700~~47900 ~~579200~~628000 Corus Bankshares Inc. COM 220873103 ~~4228~~4213 96501 SH Sole 12300 84201 Crescent Real Estate Equities COM 225756105 ~~298~~314 ~~19000~~18900 SH Sole ~~19000~~18900 ~~Del Global Technologies Corp. COM 245073101 31 12861 SH Sole 12861~~ DiamondCluster International, COM 25278P106 ~~761~~986 ~~233500~~314100 SH Sole ~~17300~~22400 ~~216200~~291700 ~~Edgewater~~Digitas ~~Technology,~~ Inc. COM ~~280358102~~25388k104 ~~1380~~1301 ~~306649~~376000 SH Sole ~~21770~~26800 ~~284879~~349200 ~~Electronic~~EFunds ~~Data Systems~~ Corp. COM ~~285661104~~28224r101 ~~151~~501 ~~10800~~55000 SH Sole ~~10800~~3900 ~~Electronics~~51100 ~~For~~EMS ~~Imaging~~Technologies Inc. COM ~~286082102~~26873n108 ~~379~~691 ~~25400~~44400 SH Sole ~~25400~~3100 ~~Equity~~41300 ~~Inns~~Eclipsys ~~Inc.~~Corporation COM ~~294703103~~278856109 ~~2764~~1430 ~~445800~~267200 SH Sole ~~31100~~29800 ~~414700~~237400 ~~ExpressJet~~Edgewater ~~Holdings~~Technology, Inc. COM ~~30218u108~~280358102 ~~1788~~1447 ~~194300~~306649 SH Sole ~~36200~~21770 ~~158100~~284879 ~~FPIC~~Equity ~~Insurance~~Inns ~~Group~~ Inc. COM ~~302563101~~294703103 ~~3857~~2684 ~~438300~~445800 SH Sole ~~29600~~31100 ~~408700~~414700 ~~First~~ExpressJet ~~Consulting~~Holdings ~~Group~~ Inc. COM ~~31986r103~~30218u108 ~~2736~~2660 ~~504800~~259500 SH Sole ~~35600~~46000 ~~469200~~213500 ~~Fleming~~FPIC ~~Companies~~Insurance Group Inc. COM ~~339130106~~302563101 ~~2708~~3201 ~~541500~~463900 SH Sole ~~73500~~30200 ~~468000~~433700 ~~Foundry~~First ~~Networks~~Consulting Group Inc. COM ~~35063r100~~31986r103 ~~224~~3112 ~~40900~~540200 SH Sole ~~40900~~40000 ~~Frontier~~500200 ~~Airlines~~Fluor ~~Inc~~Corp. COM ~~359065109~~343412102 ~~148~~218 ~~30400~~7800 SH Sole ~~30400~~7800 Galyans Trading Co. Inc. COM 36458r101 ~~2375~~2475 ~~237300~~247500 SH Sole 17500 ~~219800~~230000 ~~Genesis~~Goodrich ~~Health Ventures Inc~~Corp. COM ~~37183f107~~382388106 ~~1226~~348 ~~74600~~19000 SH Sole ~~10500~~19000 ~~64100 Great Atlantic & Pacific Tea C COM 390064103 3470 414100 SH Sole 52800 361300~~ Griffon Corporation COM 398433102 ~~890~~1162 ~~83600~~85300 SH Sole ~~5900~~6000 ~~77700~~79300 Guilford Pharmaceuticals Inc. COM 401829106 ~~5331~~4384 1101400 SH Sole 78000 1023400 ~~Handleman~~Harsco CoCorp. COM ~~410252100~~415864107 ~~229~~1534 ~~25000~~48100 SH Sole ~~25000~~13300 34800 Health Net Inc COM 42222g108 ~~206~~253 9600 SH Sole 9600 ~~IMC~~Highwoods ~~Global~~Properties Inc. COM ~~449669100~~431284108 ~~335~~2367 ~~27800~~107100 SH Sole ~~27800~~19300 87800 IPC Holdings, LTD. COM G4933P101 ~~4041~~4397 ~~137600~~139400 SH Sole ~~19000~~18900 ~~118600~~120500 ~~Information Resources Inc. COM 456905108 4504 1214100 SH Sole 152800 1061300~~ Instinet Group Inc COM 457750107 ~~1824~~1643 ~~588300~~388300 SH Sole ~~103100~~54600 ~~485200~~333700 ~~Itron~~Interstate ~~Inc~~Bakeries Corp. COM ~~465741106~~46072h108 ~~4101~~3355 ~~223000~~220000 SH Sole ~~15700~~31000 ~~207300~~189000 Ivax Corp. COM 465823102 ~~325~~184 ~~26500~~15200 SH Sole ~~26500~~15200 ~~Joy~~Key ~~Global~~Energy Services Inc. COM ~~481165108~~492914106 ~~110~~1678 ~~13200~~187100 SH Sole ~~13200~~25300 161800 Kimball International Inc. Cl COM 494274103 ~~167~~172 12100 SH Sole 12100 ~~Kindred~~Kirklands ~~Healthcare~~Inc. COM ~~494580103~~497498105 ~~500~~1187 ~~13500~~105000 SH Sole ~~13500~~8000 97000 Knight Trading Group COM 499063105 ~~326~~225 ~~87000~~47000 SH Sole ~~87000~~47000 Longview Fibre Co. COM 543213102 ~~2291~~2387 330100 SH Sole 42500 287600 ~~MSC Software Corp COM 553531104 3210 376800 SH Sole 26400 350400~~ Magnum Hunter Resources Inc. COM 55972f203 ~~3951~~3832 ~~752600~~644100 SH Sole ~~96700~~90600 ~~655900~~553500 Maverick Tube Corp. COM 577914104 ~~228~~335 25700 SH Sole 25700 Max Re Capital Ltd. COM g6052f103 ~~2338~~2789 ~~229700~~253100 SH Sole ~~29400~~38700 ~~200300~~214400 ~~Mentor Graphics Corp. COM 587200106 1220 250000 SH Sole 17800 232200~~ Mesa Air Group Inc. COM 590479101 ~~2514~~2884 ~~688700~~708700 SH Sole ~~48600~~50100 ~~640100~~658600 Midway Games Inc. COM 598148104 ~~4323~~3290 788900 SH Sole 55700 733200 Multimedia Games Inc. COM 625453105 ~~870~~2348 ~~44200~~85500 SH Sole ~~3100~~5900 ~~41100~~79600 NS Group Inc. COM 628916108 ~~1933~~2099 ~~326000~~322000 SH Sole ~~24200~~24000 ~~301800~~298000 NetSolve Incorporated COM 64115j106 ~~2671~~2525 ~~372500~~374000 SH Sole ~~24400~~24600 ~~348100~~349400 Novell Inc. COM 670006105 ~~4038~~6418 ~~1922900~~1921500 SH Sole ~~252100~~250700 1670800 ~~OMI~~PLATO ~~Corp~~Learning Inc. COM ~~y6476w104~~72764y100 ~~1593~~3527 ~~488600~~593800 SH Sole ~~34100~~50600 ~~454500~~543200 OnPMA ~~Assignment~~Capital ~~Inc~~Corp. COM ~~682159108~~693419202 ~~288~~699 ~~34800~~48800 SH Sole ~~2800~~20600 ~~32000~~28200 ~~PLATO~~Pharmacopeia ~~Learning~~ Inc. COM ~~72764y100~~71713b104 ~~3609~~4836 ~~542700~~542200 SH Sole ~~38000~~40200 ~~504700~~502000 ~~PTEK~~Powerwave ~~Holdings~~Technologies Inc. COM ~~69366M104~~739363109 ~~1916~~3586 ~~411100~~664000 SH Sole ~~28900~~46800 ~~382200~~617200 ~~Peabody~~Praecis ~~Energy~~Pharmaceuticals ~~Corp~~Inc. COM ~~704549104~~739421105 ~~255~~1625 ~~10000~~500000 SH Sole ~~10000~~35800 ~~Pharmacopeia~~464200 ~~Inc~~Quantum Corp.-DLT Storage Syst COM ~~71713b104~~747906204 ~~4455~~4202 ~~502800~~1573800 SH Sole ~~36800~~206100 ~~466000~~1367700 ~~Pinnacle~~Rayovac ~~Entertainment Inc~~Corp. COM ~~723456109~~755081106 ~~3797~~4947 ~~520100~~371100 SH Sole ~~33800~~48000 ~~486300~~323100 ~~Playtex~~Russell ~~Products Inc~~Corp. COM ~~72813p100~~782352108 ~~191~~4336 ~~22500~~259000 SH Sole ~~22500~~29800 ~~Powerwave~~229200 ~~Technologies~~Ryder System Inc. COM ~~739363109~~783549108 ~~2251~~2087 ~~664000~~93000 SH Sole ~~46800~~15800 ~~617200~~77200 ~~Proxim~~S1 ~~Corp.~~Corporation COM ~~744283102~~78463b101 ~~1927~~1701 ~~1101100~~381300 SH Sole ~~78100~~30300 ~~1023000~~351000 ~~Quantum~~Safeco Corp.~~-DLT~~ ~~Storage Syst~~ COM ~~747906204~~786429100 ~~3478~~218 ~~1573800~~6300 SH Sole ~~206100~~6300 ~~1367700~~Scientific ~~Rayovac~~Atlanta ~~Corp~~Inc. COM ~~755081106~~808655104 ~~5897~~218 ~~483400~~18400 SH Sole ~~63000~~18400 ~~420400~~Scottish ~~Russell~~Annuity ~~Corp.~~and Life Hold COM ~~782352108~~g7885t104 ~~3882~~2117 ~~259000~~121300 SH Sole ~~29800~~17500 ~~229200~~103800 S1Serologicals Corporation COM ~~78463b101~~817523103 ~~977~~3656 ~~182300~~332400 SH Sole ~~13600~~24500 ~~168700~~307900 ~~Safeco~~Stillwater ~~Corp.~~Mining Company COM ~~786429100~~86074q102 ~~407~~2949 ~~12800~~551300 SH Sole ~~12800~~72400 ~~SeaChange~~478900 ~~International~~Supervalu Inc. COM ~~811699107~~868536103 ~~292~~248 ~~42500~~15000 SH Sole ~~2800~~15000 ~~39700~~Sybron ~~Shaw~~Dental ~~Group~~Specialties Inc. COM ~~820280105~~871142105 ~~1820~~1596 ~~128200~~107500 SH Sole ~~18500~~14200 ~~109700~~93300 ~~Stillwater~~Sycamore ~~Mining~~Networks ~~Company~~Inc. COM ~~86074q102~~871206108 ~~3224~~2583 ~~537400~~893800 SH Sole ~~72400~~62400 ~~465000~~831400 ~~Sycamore~~Symmetricom ~~Networks~~ Inc. COM ~~871206108~~871543104 ~~2359~~2004 ~~1003700~~474900 SH Sole ~~172300~~32500 ~~831400~~442400 ~~Symmetricom~~THQ Inc. COM ~~871543104~~872443403 ~~1135~~1439 ~~443400~~108600 SH Sole ~~30300~~30100 ~~413100~~78500 ~~Theragenics~~Tecumseh ~~Corp~~Products Co. COM ~~883375107~~878895200 ~~1655~~2136 ~~376100~~48400 SH Sole ~~25700~~7900 ~~350400~~40500 ~~Tower~~Texas ~~Automotive~~Industries Inc COM 882491103 758 31200 SH Sole 3200 28000 TierOne Corp. COM ~~891707101~~88650r108 ~~4212~~1516 ~~628600~~100000 SH Sole ~~83800~~7100 ~~544800~~92900 Toys R Us Holding Co. COM 892335100 ~~168~~254 ~~16500~~25400 SH Sole ~~16500~~25400 Trans World Entertainment Corp COM 89336q100 ~~1538~~1772 488100 SH Sole 34300 453800 Transkaryotic Therapies Inc. COM 893735100 1554 157000 SH Sole 15100 141900 Trizec Properties Inc. COM 89687p107 501 53400 SH Sole 30200 23200 Tweeter Home Entertainment Gro COM 901167106 ~~742~~945 ~~107600~~161200 SH Sole ~~7700~~11300 ~~99900~~149900 Vans Inc. COM 921930103 ~~1844~~684 ~~324000~~120400 SH Sole ~~22600~~8500 ~~301400~~111900 Vesta Insurance Group Inc. COM 925391104 ~~2310~~2541 924100 SH Sole 64500 859600 ~~Watson~~VitalWorks, ~~Pharmaceuticals~~ Inc. COM ~~942683103~~928483106 ~~235~~1604 ~~9600~~416600 SH Sole ~~9600~~36300 380300 Westar Energy Inc. COM 95709t100 ~~3880~~3818 385700 SH Sole 51200 334500 York International Corp. COM 986670107 1524 59600 SH Sole 16200 43400 REPORT SUMMARY 9998 DATA RECORDS ~~184482~~195763 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED Do not save this screen as a text file. This report automatically creates the text file inftable.txt, which meets all SEC filing requirements. For details on the location of this text file, see your 705 Report documentation.

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