13F-HR 1 t23705.txt QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: _December 31, 2001______________ Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Morton H. Sachs & Company, DBA The Sachs Company -------------------------------------------------- Address: 1346 South Third Street -------------------------------------------------- Louisville, Kentucky 40208 -------------------------------------------------- Form 13F File Number: 28-1718 ------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: A. Nicholas Sachs --------------------------- Title: President --------------------------- Phone: (502) 636-5282 --------------------------- Signature, Place, and Date of Signing: \S\ Louisville, Kentucky February 4, 2002 ------------------------- -------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- _________________ _________________________- [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ---------------- Form 13F Information Table Entry Total: 98 ---------------- Form 13F Information Table Value Total: $ 92,647 ---------------- (thousands) List of other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28-1718 ----- --------------------- ---------------------- [Repeat as necessary.]

~~The~~THE ~~Sachs~~SACHS ~~Company~~COMPANY ~~Form~~FORM 13F ~~CUSIP~~INVESTMENT ~~Market~~DESCRETION ~~Investment~~VOTING ~~Descretion~~AUTHORITY ~~Voting~~CUSIP ~~Authority~~MARKET ------------------------------- -------------------------------- ~~Name~~NAME ofOF ~~Issuer~~ISSUER ~~Number~~NUMBER ~~Value~~VALUE ~~Shares~~SHARES (aA) ~~Sole~~SOLE (bB) ~~Shared~~SHARED (cC) ~~Other~~OTHER (aA) ~~Sole~~SOLE (bB) ~~Shared~~SHARED (cC) ~~Other~~OTHER -------------- ------ ----- ------ -------- ---------- --------- -------- ---------- --------- ABBOTT LABORATORIES 002824100 ~~814~~875,~~045~~275 15,700 X 15,700 ABIOMED INC 003654100 ~~747~~677,~~716~~096 42,800 X 42,800 AEGON NV 007924103 1643,~~070,726~~122 4124,024 X 4124,024 AIR PRODUCTS & CHEMIC 009158106 ~~279~~340,~~628~~004 7,248 X 7,248 ~~AIRTRAN HOLDINGS INC 00949P108 195,040 46,000 X 46,000 AMERICAN INTL GROUP I 026874107 309,894 3,973 X 3,973~~ AMERISERV FINANCIAL I 03074A102 1,~~844~~783,~~600~~200 ~~401~~371,~~000~~500 X ~~401~~371,~~000~~500 ANALOG DEVICES INC 032654105 ~~490~~665,~~500~~850 15,000 X 15,000 ~~AREA BANCSHARES CORP 039872106 329,970 19,410 X 19,410 BP AMOCO LP ADR 055622104 654,502 13,311 X 13,311~~ BANK OF AMERICA 060505104 ~~289~~311,~~080~~602 4,950 X 4,950 BANK ONE CORP 06423A103 1,~~324~~539,~~981~~663 4239,~~103~~428 X 4239,~~103~~428 BARCLAYS BK PLC ADR E 06738C836 ~~403~~408,~~678~~032 15,550 X 15,550 BARNES & NOBLE INC 067774109 ~~801~~1,~~420~~130,720 2238,200 X 2238,200 BAY VIEW CAP CORP DEL 07262L101 1,262,226 172,200 X 172,200 BELLSOUTH CORP 079860102 ~~633~~555,~~804~~235 1514,~~254~~554 X 1514,~~254~~554 ~~BEST~~BP ~~BUY~~AMOCO ~~INC~~LP ~~086516101~~ADR ~~409~~055622104 575,~~050~~794 912,~~000~~380 X 912,~~000~~380 BRISTOL MYERS SQUIBB 110122108 ~~838~~729,~~956~~300 1514,~~100~~300 X 1514,~~100~~300 ~~CHEVRON~~CHEVRONTEXACO ~~CORP~~CORPORA ~~166751107~~166764100 ~~378~~400,~~748~~467 4,469 X 4,469 CHIEF CONSOLIDATED MI 168628105 5367,~~775~~500 22,500 X 22,500 ~~CHURCHILL DOWNS INC 171484108 305,360 11,000 X 11,000~~ CINERGY CORP 172474108 ~~376~~407,~~614~~846 12,200 X 12,200 CITIGROUP INC 172967101 ~~710~~768,~~532~~911 1715,~~544~~232 X 1715,~~544~~232 COMPASS BANCSHARES IN 20449H109 2,~~498~~221,~~880~~550 9678,~~000~~500 X 9678,~~000~~500 DISNEY, WALT CO 254687106 ~~223~~248,~~440~~640 12,000 X 12,000 E M C CORP 268648102 260,736 19,400 X 19,400 EXXON MOBIL CORPORATI 30231G102 2,~~355~~342,~~568~~044 59,~~786~~594 X 59,~~786~~594 FEDERAL RLTY INVT TR 313747206 1,~~124~~198,~~200~~300 5152,100 X 5152,100 FELCOR LODGING TR INC 31430F101 1,~~002~~701,~~025~~078 74101,~~500~~800 X 74101,~~500~~800 FIFTH THIRD BANCORP 316773100 ~~628~~629,~~694~~717 10,226 X 10,226 FIRST TENN NATL CORP 337162101 1917,~~491,100~~378 4025,300 X 4025,300 FOREST LABORATORIES I 345838106 ~~865~~819,~~680~~500 1210,000 X 1210,000 ~~General~~GATEWAY ~~Electric~~INC ~~Co.~~COM ~~369604103~~367626108 180,~~079,581~~400 2910,~~021~~000 X 2910,~~021~~000 ~~GENERAL~~General ~~MOTORS~~Electric ~~CORP~~Co. ~~370442105~~369604103 ~~336~~1,~~765~~016,950 725,~~850~~373 X 725,~~850~~373 GOLDEN ST VINTNERS IN 38121K208 1889,~~246,688~~625 ~~228~~161,750 X ~~228~~161,750 GREY GLOBAL GROUP INC 39787M108 1333,~~161,300~~375 ~~2,100~~500 X ~~2,100~~500 HEALTH NET INC 42222G108 21,~~306~~557,~~400~~270 ~~120~~71,~~000~~500 X ~~120~~71,~~000~~500 HILTON HOTELS CORP CO 432848109 1409,~~330,575~~500 ~~169~~37,500 X ~~169~~37,500 HUMANA INC 444859102 1966,~~591,920~~780 ~~132~~82,000 X ~~132~~82,000 HUNTINGTON BANCSHARES 446150104 ~~280~~192,~~855~~958 1611,225 X 1611,225 ~~ISTAR~~IMMUCOR ~~FINL~~ INC ~~COM~~452526106 ~~45031U101~~131,780 411,~~596~~000 X 11,~~670~~000 ~~186~~INTEL CORP 458140100 253,~~100~~959 8,075 X ~~186~~8,~~100~~075 ~~IMCLONE~~INTERLEUKIN ~~SYSTEMS~~GENETICS ~~INC~~458738101 ~~45245W109 226~~44,~~200~~880 433,000 X 433,000 ~~IMMUCOR~~INTERNATIONAL ~~INC~~BUSINES ~~452526106~~459200101 47737,~~850~~856 116,~~000~~100 X 116,~~000~~100 ~~INTERLEUKIN~~ISHARES ~~GENETICS~~TR ~~458738101~~RSSLL 282000 464287655 483,~~990~~350 135,000 X 135,000 ~~INTERNATIONAL~~ISTAR ~~BUSINES~~FINL ~~459200101~~INC ~~489~~COM 45031U101 3,~~190~~470,545 5139,~~300~~100 X 5139,~~300~~100 J.P. MORGAN CHASE & C 46625H100 ~~268~~285,~~419~~711 7,860 X 7,860 KERR MCGEE CORP 492386107 ~~674~~328,~~830~~800 136,000 X 136,000 KROGER CO 501044101 1923,~~065,631~~456 4344,248 X 4344,248 LADENBURG THALMANN FI 50575Q102 16,038 18,435 X 18,435 LEGG MASON INC 524901105 ~~238~~299,~~560~~880 6,000 X 6,000 MARRIOTT INTERNATIONA 571903202 207,315 5,100 X 5,100 MCKESSON HBOC INC 58155Q103 ~~831~~822,~~380~~800 22,000 X 22,000 MCLEODUSA INC COM 582266102 755,~~700~~500 10150,000 X 10150,000 MERCK & CO INC 589331107 ~~217~~209,~~516~~681 3,~~266~~566 X 3,~~266~~566 MIDLAND CO 597486109 ~~365~~394,~~400~~200 9,000 X 9,000 NATIONAL CITY CORP 635405103 1,~~591~~344,~~423~~338 5345,~~136~~976 X 5345,~~136~~976 NATIONWIDE HEALTH PPT 638620104 32,~~189~~610,~~195~~993 ~~162~~139,~~300~~700 X ~~162~~139,~~300~~700 ~~NORTH~~NORTEL ~~FORK~~NETWORKS ~~BANCORP~~CORP IN656568102 ~~659424105 2~~649,~~575,187~~500 86,~~590~~600 X 86,~~590~~600 ~~NORTHFIELD~~NORTH ~~LABORATORI~~FORK ~~666135108~~BANCORP ~~572~~IN 659424105 2,~~440~~671,165 4483,~~000~~500 X 4483,~~000~~500 NOVARTIS AG SPONSORE 66987V109 32,~~578~~071,~~694~~375 9156,~~950~~750 X 9156,~~950~~750 OHIO CASUALTY CORP 677240103 2,~~800~~994,~~644~~930 ~~215~~186,600 X ~~215~~186,600 ORBITAL SCIENCE CORP. 685564AC0 ~~470~~507,~~750~~500 700,000 X 700,000 ~~OXFORD HEALTH PLANS I 691471106 772,480 27,200 X 27,200 PNC FINANCIAL CORP 693475105 1,874,079 32,735 X 32,735~~ PACIFIC NORTHWEST BAN 69466M103 ~~597~~440,~~272~~913 2921,~~350~~550 X 2921,~~350~~550 PACIFICARE HLTH SYS I 695112102 4,~~212~~241,~~614~~600 ~~334~~265,~~600~~100 X ~~334~~265,~~600~~100 PAYCHEX INC 704326107 ~~220~~683,~~570~~280 719,~~000~~500 X 719,~~000~~500 PFIZER INC 717081103 2,~~357~~247,~~880~~540 5856,~~800~~400 X 5856,~~800~~400 ~~PHILADELPHIA SUBURBAN 718009608 219,271 8,350 X 8,350~~ PHILIP MORRIS COS INC 718154107 ~~668~~589,~~816~~172 1312,850 X 1312,850 PHILLIPS PETROLEUM CO 718507106 ~~334~~373,~~428~~612 6,200 X 6,200 PNC FINANCIAL CORP 693475105 1,748,213 31,107 X 31,107 PROCTER & GAMBLE COMP 742718109 1,~~736~~758,~~697~~189 2322,~~859~~219 X 2322,~~859~~219 PROVIDIAN FINANCIAL C 74406A102 ~~918~~1,~~034~~202,598 45338,~~560~~760 X 45338,~~560~~760 PTEK HLDGS INC COM 69366M104 261,375 76,875 X 76,875 PULASKI FINANCIAL COR 745548107 ~~335~~315,~~500~~000 2220,000 X 2220,000 QUALCOMM INC 747525103 2,~~729~~899,~~747~~710 57,420 X 57,420 ~~RFS HOTEL INVESTORS I 74955J108 1,339,290 129,400 X 129,400~~ RAILAMERICA INC COM 750753105 ~~227~~262,~~250~~701 18,180 X 18,180 RAYMOND JAMES FINANCI 754730109 ~~298~~213,~~650~~120 116,000 X 116,000 REGIS CORP 758932107 34,~~264~~010,~~520~~723 155,~~750~~575 X 155,~~750~~575 RFS HOTEL INVESTORS I 74955J108 167,286 14,700 X 14,700 ROYAL BK SCOTLAND GRO 780097887 ~~423~~428,~~980~~400 17,000 X 17,000 SENIOR HSG PPTYS TR S 81721M109 32,~~033~~330,~~648~~621 ~~225~~167,550 X ~~225~~167,550 SOUTHERN CO 842587107 202,800 8,000 X 8,000 SOUTHWEST GAS CORP 844895102 ~~201~~212,~~400~~325 9,500 X 9,500 SOVEREIGN BANCORP INC 845905108 ~~142~~134,~~500~~640 1511,000 X 1511,000 SUN MICROSYSTEMS INC 866810104 462,750 37,500 X 37,500 SUNRISE ASSISTED LIVI 86768K106 32,~~029~~570,~~859~~413 ~~117~~88,300 X ~~117~~88,300 SUNTRUST BANKS INC 867914103 ~~299~~313,~~700~~500 45,~~500~~000 X 45,~~500~~000 SYSCO CORP 871829107 ~~653~~671,~~824~~232 25,600 X 25,600 TARGET CORP 87612E106 451,550 11,000 X 11,000 TBC CORP 872180104 98508,~~800~~820 38,000 X 38,000 TELEFONICA S A 879382208 212,103 5,292 X 5,292 TEXAS INSTRUMENTS INC 882508104 280,000 10,000 X 10,000 TJX COS INC 872540109 ~~205~~248,~~164~~567 6,236 X 6,236 T-NETIX INC 872597109 ~~178~~225,~~200~~774 6467,800 X 6467,800 ~~TARGET~~TRICO ~~CORP~~BANCSHARES ~~87612E106~~896095106 ~~317~~693,~~600~~427 1036,~~000~~500 X 1036,~~000~~500 TRICON GLOBAL RESTAUR 895953107 ~~352~~393,~~980~~600 98,000 X 98,000 ~~TRICO~~TYCO ~~BANCSHARES~~INTERNATIONAL ~~896095106~~902124106 1205,~~794,900~~208 933,~~000~~484 X 933,~~000~~484 U S BANCORP 902973304 1,~~086~~025,~~953~~696 49,006 X 49,006 UNION PLANTERS CORP 908068109 23,~~230~~393,~~800~~776 5275,~~000~~200 X 5275,~~000~~200 VECTOR GROUP LTD COM 92240M108 32,~~072~~206,~~151~~863 7167,~~880~~180 X 7167,~~880~~180 ~~VERIZON COMMUNICATION 92343V104 214,817 3,970 X 3,970~~ WACHOVIA GROUP COM 929903102 ~~361~~336,~~057~~336 1110,~~647~~725 X 1110,~~647~~725 WAVE SYSTEMS CORP 943526103 5270,~~897~~112 31,300 X 31,300 WEBSTER FINANCIAL COR 947890109 3,~~787~~210,~~763~~385 ~~114~~101,~~920~~820 X ~~114~~101,~~920~~820 XO------------ ~~COMMUNICATIONS~~---------- ~~INC~~------------ ~~983764101~~Total 492,~~100 10~~647,~~000~~126 ~~X 10,000 TOTAL 100,273,150~~ 5,~~479~~398,~~507~~042 5,~~479~~398,~~507~~042 ============ ========== ============

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