13F-HR 1 t22967.txt QUARTERLY HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/01 -------- Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WAKLEY & ROBERTON, INC. ----------------------------------- Address: 500 - 108TH AVE. NE ----------------------------------- SUITE 1770 ----------------------------------- BELLEVUE, WA 98004 ----------------------------------- Form 13F File Number: 28-06804 ------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: MARGE JOHNSON ---------------------------------------- Title: OFFICE MANAGER ---------------------------------------- Phone: (425) 455-4875 ---------------------------------------- Signature, Place, and Date of Signing: /S/ MARGE JOHNSON BELLEVUE, WA 7/26/01 ------------------------ -------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- _________________ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------------------- Form 13F Information Table Entry Total: 58 ---------------------------- Form 13F Information Table Value Total: $ 83,596 ---------------------------- (thousands) List of other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ____ 28-_____________________ NONE -----------------------------

FORM 13F INFORMATION TABLE WAKLEY & ROBERTON, INC. ~~March~~JUNE 3130, 2001 ~~WAKLEY~~Item ~~& ROBERTON, INC. MARCH 31, 2001 ITEM~~ 1 ~~ITEM~~Item 2 ~~ITEM~~Item 3 ~~ITEM~~Item 4 ~~ITEM~~Item 5 ~~ITEM~~Item 6 ~~ITEM~~Item 7 ~~ITEM~~Item 8 ~~NAME~~Name OFof ~~ISSUER~~Issuer ~~TITLE~~Title OFof ~~CLASS~~Class CUSIP ~~FAIR~~Fair ~~MARKET~~Market ~~SHARES~~Shares OFof ~~INVESTMENT~~Investment ~~MANAGERS~~Managers ~~VOTING~~Voting ~~NUMBER~~Number ~~VALUE~~Value ~~PRINCIPAL~~Principal ~~DISCRETION~~Discretion ~~AUTHORITY~~Authority (X$1,000) ~~AMOUNT~~Amount a. Sole b. Shared c. None -------------- -------------- ------ --------- ------ ---------- -------- ------- -------- ------------------------------------------------- MICROSOFT CORP Common 59491810 811,~~642~~187 ~~158~~153,~~019~~244 Sole N/A 3,670 ~~154~~149,~~349~~574 GENERAL ELECTRIC COMPANY Common 36960410 67,~~200~~051 ~~148~~144,~~108~~640 Sole N/A 600 ~~147~~144,~~508~~040 INTERNATIONAL BUSINESS MACHINES Common 45920010 45,~~913~~626 5149,~~085~~785 Sole N/A 1,000 5048,~~085~~785 INTEL CORP Common 45814010 4,~~740~~997 ~~180~~170,~~136~~846 Sole N/A 4,500 ~~175~~166,~~636~~346 JEXXON PMOBILE ~~MORGAN~~CORP ~~CHASE & CO COM~~ Common ~~46625H100~~30231G102 3,~~736~~971 8345,~~200~~462 Sole N/A ~~1,050~~500 8244,~~150~~962 ~~EXXON~~J ~~MOBILE~~P ~~CORP~~MORGAN CHASE & CO COM Common ~~30231G102~~46625H100 3,~~633~~690 4482,~~858~~730 Sole N/A ~~500~~1,050 4481,~~358~~680 MERCK & CO., INC. Common 58933110 32,~~280~~718 4342,~~210~~535 Sole N/A 250 42,~~960~~285 ~~HEWLETT-PACKARD~~CITIGROUP ~~COMPANY~~INC COM Common ~~42823610~~172967101 2,~~555~~504 8147,~~705~~396 Sole N/A 2,~~200~~100 7945,~~505~~296 ~~CITIGROUP~~ORACLE ~~INC~~CORPORATION ~~COM~~ Common ~~172967101~~68389X10 2,~~199~~417 48127,~~896~~208 Sole N/A 2,~~100~~000 46125,~~796~~208 ~~ORACLE~~HEWLETT-PACKARD ~~CORPORATION~~COMPANY Common ~~68389X10~~42823610 2,~~030~~031 ~~135~~71,~~508~~005 Sole N/A 2,~~000~~200 ~~133~~68,~~508~~805 NASDAQ 100 TR UNIT SER 1 Unit Ser 1 631100104 2,025 44,300 Sole N/A 650 43,650 JOHNSON & JOHNSON Common 47816010 1,~~647~~883 1837,~~825~~650 Sole N/A ~~400~~800 1836,~~425~~850 ~~MCDONALD'S~~COSTCO ~~CORPORATION~~WHOLESALE Common ~~58013510~~22160K105 1,~~608~~783 6043,~~576~~400 Sole N/A 1,400 5943,~~176~~000 ~~ROYAL~~AOL ~~DUTCH~~TIME ~~PETROLEUM~~WARNER ~~COMPANY~~INC COM Common ~~78025780~~00184A105 1,~~587~~770 2833,~~625~~390 Sole N/A ~~600 28~~1,~~025~~800 ~~PEPSICO~~31,590 ~~INC.~~ROYAL DUTCH PETROLEUM COMPANY Common ~~71344810~~78025780 1,~~415~~687 3228,~~200~~950 Sole N/A 0600 3228,~~200~~350 WAL-MART STORES Common 931142103 1,~~413~~644 2733,~~990~~690 Sole N/A 300 2733,~~690~~390 ~~AOL~~MCDONALD'S ~~TIME~~CORPORATION ~~WARNER INC COM~~ Common ~~00184A105~~58013510 1,~~413~~632 3560,~~190~~326 Sole N/A 1,~~800~~400 3358,~~390~~926 ~~BRISTOL~~AMERICAN ~~MYERS~~INTERNATIONAL ~~SQUIBB~~GRP ~~CO.~~ Common ~~11012210~~26874107 1,~~405~~581 2318,~~650~~387 Sole N/A ~~200~~600 2317,~~450~~787 ~~COSTCO~~PEPSICO, ~~WHOLESALE~~INC. Common ~~22160K105~~71344810 1,~~282~~397 3231,~~650~~600 Sole N/A ~~400~~0 3231,~~250~~600 ~~AMERICAN~~BRISTOL ~~INTERNATIONAL~~MYERS ~~GRP~~SQUIBB CO. Common ~~26874107~~11012210 1,~~116~~356 1325,~~862~~925 Sole N/A 200 1325,~~662~~725 CISCO SYSTEMS INC COM Common 17275R10 ~~997~~1,245 6368,~~047~~397 Sole N/A 800 6267,~~247~~597 ~~ALBERTSON'S,~~EMERSON ~~INC.~~ELECTRIC Common ~~1310410~~291011104 ~~967~~991 3016,375 Sole N/A 0275 3016,~~375~~100 ~~AMERICAN~~EMC ~~HOME~~CORP ~~PRODUCTS~~MASS ~~CORP~~COM Common ~~2660910~~268648102 ~~943~~969 1633,~~050~~340 Sole N/A 0500 1632,~~050~~840 BPAMERICAN ~~AMOCO~~HOME ~~PLC~~PRODUCTS ~~SPONSORED~~CORP ~~ADR~~ Common ~~5562210~~2660910 ~~877~~950 1716,~~682~~250 Sole N/A 0 1716,~~682~~250 ~~EMC~~BP ~~CORP~~PLC ~~MASS COM~~ Common ~~268648102~~5562210 ~~851~~909 2818,~~940~~232 Sole N/A ~~500~~0 2818,~~440~~232 HOME DEPOT INC COM Common 437076102 ~~831~~895 19,~~275~~225 Sole N/A 0 19,~~275~~225 ~~DELL~~ALBERTSON'S, ~~COMPUTER~~INC. ~~CORP COM~~ Common ~~247025109~~1310410 ~~817~~851 3128,~~795~~375 Sole N/A ~~250~~0 3128,~~545~~375 VERIZON COMMUNICATIONS COM Common 92343V10 ~~762~~827 15,457 Sole N/A 0 15,457 ~~STATE~~US STBANCORP DEL COM Common 902973304 826 36,245 Sole N/A 450 35,795 DELL COMPUTER CORP COM Common ~~85747710~~247025109 ~~747~~824 831,~~000~~495 Sole N/A 0250 831,~~000~~245 MOTOROLA, INC. Common 62007610 ~~718~~805 5048,~~350~~600 Sole N/A 0 5048,~~350~~600 USSTATE ~~BANCORP~~ST ~~DEL~~CORP ~~COM~~ Common ~~902973304~~85747710 ~~708~~792 3016,~~496~~000 Sole N/A 0 3016,~~496~~000 ~~TEXAS~~AMERICAN ~~INSTRS~~EXPRESS ~~INC COM~~ Common ~~882508104~~025816109 ~~688~~763 2219,~~200~~675 Sole N/A 0700 2218,~~200~~975 CHEVRON CORPORATION Common 16675110 ~~681~~738 78,~~756~~156 Sole N/A 100 78,~~656~~056 ~~PFIZER,~~TEXAS INSTRS INC. COM Common ~~71708110~~882508104 ~~597~~670 1421,~~572~~275 Sole N/A ~~600~~0 1321,~~972~~275 0 SUBTOTAL 76,005 0 PROCTER & GAMBLE Common 74271810 ~~515~~518 8,~~220~~120 Sole N/A 0 8,~~220~~120 ~~COMPAQ~~PFIZER, ~~COMPUTER~~INC. ~~CORP~~Common 71708110 515 12,847 Sole N/A 600 12,247 NEXTEL COMMUNICATIONS CL A Common ~~20449310~~65332V103 450 2425,~~702~~700 Sole N/A 0 2425,~~702~~700 TEXACO, INC. Common 88169410 ~~418~~420 6,300 Sole N/A 0 6,300 ~~SUN~~PHILLIP ~~MICROSYSTEMS~~MORRIS COS INC ~~COM~~ Common ~~866810104~~718154107 ~~402~~416 268,~~125~~200 Sole N/A 0 268,~~125~~200 ~~PHILLIP~~SUN ~~MORRIS~~MICROSYSTEMS ~~COS~~ INC COM Common ~~718154107~~866810104 ~~399~~411 826,~~400~~125 Sole N/A 0 826,~~400~~125 ~~NEXTEL~~SCHLUMBERGER, ~~COMMUNICATIONS~~LTD. ~~CL A~~ Common ~~65332V103~~80685710 ~~369~~407 257,~~700~~725 Sole N/A 0 257,~~700~~725 APPLIED MATLS INC COM Common 038222105 ~~343~~379 7,~~875~~725 Sole N/A 0 7,~~875~~725 ~~BANKAMERICA~~BANK OF AMERICA CORP. Common 6605010 ~~318~~349 5,808 Sole N/A 0 5,808 ~~AMERICAN~~COMPAQ ~~EXPRESS~~COMPUTER CORP Common ~~025816109~~20449310 ~~316~~321 720,~~650~~702 Sole N/A 0 720,~~650~~702 ~~FORD~~CORNING ~~MOTOR~~INC ~~COMPANY~~COM Common ~~345370100~~219350105 ~~310~~307 1118,~~012~~395 Sole N/A 0 1118,~~012~~395 BOEING COMPANY Common 9702310 ~~299~~290 5,~~374~~224 Sole N/A 0 5,~~374~~224 ~~ELI~~AMGEN ~~LILLY~~INC ~~& COMPANY~~ Common ~~53245710~~31162100 ~~295~~285 34,~~850~~700 Sole N/A 0675 34,~~850~~025 ~~CORNING~~ELI ~~INC~~LILLY ~~COM~~& COMPANY Common ~~219350105~~53245710 ~~295~~285 143,~~245~~850 Sole N/A 0 143,~~245~~850 ~~VODAFONE~~STARBUCKS ~~AIRTOUCH~~CORP. ~~PLC NEW~~ Common ~~92857W10~~855244109 ~~288~~276 1012,~~600~~000 Sole N/A 0 1012,~~600~~000 ~~SPONSORED~~EQUIFAX ~~ADR AMGEN~~ INC COM Common ~~31162100~~294429105 ~~268~~264 47,~~450~~200 Sole N/A ~~675~~0 37,~~775~~200 ~~STARBUCKS~~FORD ~~CORP.~~MOTOR COMPANY Common ~~855244109~~345370100 ~~255~~261 610,~~000~~612 Sole N/A 0 610,~~000~~612 ~~NORTEL~~FEDERAL ~~NETWORKS~~NATIONAL ~~CORP~~MORTGAGE ASSN Common ~~656569100~~313586109 ~~253~~255 173,~~975~~000 Sole N/A 0 173,~~975~~000 AGILENT TECHNOLOGIES COM Common 00846U101 ~~252~~253 87,~~193~~794 Sole N/A 0 87,~~193~~794 ~~SCHLUMBERGER,~~NOKIA ~~LTD.~~CORP Common ~~80685710~~65490220 ~~249~~240 410,~~325~~900 Sole N/A 0 410,~~325~~900 ~~FEDERAL~~VODAFONE ~~NATIONAL~~AIRTOUCH ~~MORTGAGE~~PLC ~~ASSN~~NEW Common ~~313586109~~92857W10 ~~239~~237 310,~~000~~600 Sole N/A 0 310,~~000~~600 ~~EQUIFAX~~SPONSORED ~~INC~~ADR ~~COM~~0 CATERPILLAR, INC. Common ~~294429105~~14912310 ~~225~~230 74,~~200~~600 Sole N/A 0 74,~~200~~600 BURLINGTON NORTHERN SANTA FE Common 12189T104 ~~223~~222 7,350 Sole N/A 0 7,350 ~~NOKIA~~SUBTOTAL ~~CORP Common 65490220 208 8,650 Sole N/A 700~~ 7,~~950~~591 ~~CATERPILLAR, INC. Common 14912310 204 4,600 Sole N/A 0 4,600~~ GRAND TOTAL 7383,~~391~~596

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