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4//SEC Filing

NewStar Financial, Inc. 4

Accession 0000908662-17-000082

CIK 0001373561operating

View on SEC.gov Company Profile

Filed

Mar 20, 8:00 PM ET

Accepted

Mar 21, 4:04 PM ET

Size

13.1 KB

Accession

0000908662-17-000082

Insider Transaction Report

Form 4

Period: 2017-03-17

NewStar Financial, Inc.NEWS

Bralver Charles N

Director

Transactions

Exercise/Conversion
Common Stock
2017-03-17$8.28/sh+5,000$41,400→ 163,937 total
Tax Payment
Common Stock
2017-03-17$10.77/sh−3,870$41,697→ 160,067 total
Exercise/Conversion
Common Stock
2017-03-17$10.11/sh+5,000$50,550→ 165,067 total
Tax Payment
Common Stock
2017-03-17$10.75/sh−4,730$50,838→ 160,337 total
Exercise/Conversion
Common Stock
2017-03-17−5,000→ 0 total
Exercise: $8.28Exp: 2017-05-12→ Common Stock (5,000 underlying)
Exercise/Conversion
Common Stock
2017-03-17−5,000→ 0 total
Exercise: $10.11Exp: 2018-05-11→ Common Stock (5,000 underlying)

Footnotes (1)

[F1]Fully vested

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

NewStar Financial, Inc.

CIK 0001373561

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001373561

Filing Metadata

Form type: 4
Filed: Mar 20, 8:00 PM ET
Accepted: Mar 21, 4:04 PM ET
Size: 13.1 KB

View on SEC.gov