4//SEC Filing
NewStar Financial, Inc. 4
Accession 0000908662-15-000331
CIK 0001373561operating
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 4:19 PM ET
Size
8.2 KB
Accession
0000908662-15-000331
Insider Transaction Report
Form 4
du Four Mark R.
Head - Leveraged Finance
Transactions
- Exercise/Conversion
Common Stock
2015-11-17$2.86/sh+10,000$28,600→ 84,378 total - Tax Payment
Common Stock
2015-11-17$9.25/sh−5,338$49,377→ 79,040 total - Exercise/Conversion
Common Stock
2015-11-17−10,000→ 30,000 totalExercise: $2.86Exp: 2016-02-04→ Common Stock (10,000 underlying)
Footnotes (1)
- [F1]Option vested in three substantially equal annual installments beginning on February 4, 2010.
Documents
Issuer
NewStar Financial, Inc.
CIK 0001373561
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001373561
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 4:19 PM ET
- Size
- 8.2 KB