Home/Filings/4/0000908662-10-000118
4//SEC Filing

Brooker T Kimball Jr 4

Accession 0000908662-10-000118

CIK 0001373561other

Filed

May 13, 8:00 PM ET

Accepted

May 14, 4:31 PM ET

Size

7.5 KB

Accession

0000908662-10-000118

Insider Transaction Report

Form 4
Period: 2010-05-12
Transactions
  • Award

    Common Stock, par value $0.01 per share

    2010-05-12+5,00020,000 total
  • Award

    Stock Option (Right to Buy)

    2010-05-12+5,0005,000 total
    Exercise: $8.28Exp: 2017-05-12Common Stock (5,000 underlying)
Footnotes (2)
  • [F1]The securities reported are shares of restricted stock, which will vest over five years with 15% vesting on each of the first and second anniversaries of the grant date, 20% vesting on the third anniversary and 25% vesting on each of the fourth and fifth anniversaries.
  • [F2]The option will vest and become exercisable in three substantially equal installments on May 12, 2011, 2012 and 2013.

Issuer

NewStar Financial, Inc.

CIK 0001373561

Entity typeother

Related Parties

1
  • filerCIK 0001381463

Filing Metadata

Form type
4
Filed
May 13, 8:00 PM ET
Accepted
May 14, 4:31 PM ET
Size
7.5 KB