$CRAWA·4

HICKOK INC · Jan 2, 2:11 PM ET

HICKOK INC 4

4 · HICKOK INC · Filed Jan 2, 2013

Insider Transaction Report

Form 4
Period: 2012-12-30
BAUMAN ROBERT L
DirectorCEO
Transactions
  • Purchase

    Warrant to Purchase Class A Common Stock

    2012-12-30+100,000100,000 total
    Exercise: $2.50From: 2012-12-30Exp: 2015-12-30Class A Common Stock (100,000 underlying)
Footnotes (1)
  • [F1]1. In partial consideration for the extension of a revolving credit facility, Hickok Incorportated (the "Company") and Robert L. Bauman entered into a Warrant Agreement, dated December 30, 2012 (the "Bauman Warrant Agreement"), whereby the Company issued a warrant to Robert L. Bauman to purchase, at his option, up to 100,000 shares of Class A Common Stock of the Company at an exercise price of $2.50 per share, subject to anti-dilution and other adjustments.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT