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4//SEC Filing

HICKOK INC 4

Accession 0000905716-13-000001

$CRAWACIK 0000047307operating

Filed

Jan 1, 7:00 PM ET

Accepted

Jan 2, 2:11 PM ET

Size

5.6 KB

Accession

0000905716-13-000001

Insider Transaction Report

Form 4
Period: 2012-12-30
BAUMAN ROBERT L
DirectorCEO
Transactions
  • Purchase

    Warrant to Purchase Class A Common Stock

    2012-12-30+100,000100,000 total
    Exercise: $2.50From: 2012-12-30Exp: 2015-12-30Class A Common Stock (100,000 underlying)
Footnotes (1)
  • [F1]1. In partial consideration for the extension of a revolving credit facility, Hickok Incorportated (the "Company") and Robert L. Bauman entered into a Warrant Agreement, dated December 30, 2012 (the "Bauman Warrant Agreement"), whereby the Company issued a warrant to Robert L. Bauman to purchase, at his option, up to 100,000 shares of Class A Common Stock of the Company at an exercise price of $2.50 per share, subject to anti-dilution and other adjustments.

Issuer

HICKOK INC

CIK 0000047307

Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000047307

Filing Metadata

Form type
4
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 2:11 PM ET
Size
5.6 KB