BARRIOS ALVIO SILVIO 4

Accession 0000903423-07-000605

CIK 0000072911other

View on SEC.gov Company Profile

Filed

Jun 17, 8:00 PM ET

Accepted

Jun 18, 4:14 PM ET

Size

24.3 KB

Accession

0000903423-07-000605

Insider Transaction Report

Form 4

Period: 2007-06-15

NORTEL NETWORKS CORPNT

BARRIOS ALVIO SILVIO

President, CALA

Transactions

Sale
Common Stock
2007-06-15$25.50/sh−180$4,590→ 1,820 total

Holdings

Common Stock
2,250
1/29/02 Grant of Options
Exercise: $71.60Exp: 2010-10-26→ Common Shares (233 underlying)
233
7/19/05 Grant of Options
Exercise: $27.80Exp: 2015-07-18→ Common Shares (3,500 underlying)
3,500
6/14/06 Grant of Options
Exercise: $21.20Exp: 2016-06-13→ Common Shares (2,500 underlying)
2,500
10/29/98 Grant of Options
Exercise: $101.48Exp: 2008-10-28→ Common Shares (66 underlying)
66
Investment Fund Units
→ Common Shares (187.83 underlying)
6,375.8
1/29/02 Grant of Options
Exercise: $71.60Exp: 2010-06-28→ Common Shares (466 underlying)
466
2/5/04 Grant of Options
Exercise: $76.60Exp: 2014-02-04→ Common Shares (2,500 underlying)
2,500
1/29/02 Grant of Options
Exercise: $71.60Exp: 2011-06-18→ Common Shares (450 underlying)
450
9/23/99 Grant of Options
Exercise: $239.70Exp: 2009-09-22→ Common Shares (1,100 underlying)
1,100
3/21/07 Grant of Options
Exercise: $25.82Exp: 2017-03-20→ Common Shares (4,500 underlying)
4,500
1/29/02 Grant of Options
Exercise: $71.60Exp: 2010-03-27→ Common Shares (200 underlying)
200
3/11/02 Grant of Options
Exercise: $59.60Exp: 2012-03-10→ Common Shares (1,700 underlying)
1,700
2/7/03 Grant of Options
Exercise: $23.50Exp: 2013-02-06→ Common Shares (4,500 underlying)
4,500

Footnotes (9)

[F1]Mandatory and automatic open market sale of common shares to pay applicable withholding taxes upon the vesting of restricted stock units.
[F2]Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan as part of a grant of 2,000 restricted stock units that vest in three equal annual installments beginning on June 14, 2007 and are settled in Nortel Networks Corporation common shares upon vesting.
[F3]Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan that vest in three equal annual installments beginning on March 21, 2008 and are settled in Nortel Networks Corporation common shares upon vesting, net of tax withholding.
[F4]6,375.7997 company stock fund units are held in the participant's account as a result of the participant's contributions, vested company contributions and/or investment earnings thereon invested in the company stock fund (the "Stock Fund") pursuant to the Nortel Networks Long-Term Investment Plan (the "U.S. Investment Plan"), as of June 15, 2007 The Stock Fund invests primarily in common shares of Nortel Networks Corporation ("NNC"). As of June 15, 2007, the participant's company stock fund units represent approximately 187.8297 NNC common shares. The U.S. Investment Plan is administered as a unitized fund by Hewitt Associates LLC and the number of shares represented by each unit fluctuates on a daily basis.
[F5]The reported options were granted pursuant to the Nortel Networks Corporation 1986 Stock Option Plan As Amended and Restated.
[F6]The reported options are currently vested.
[F7]The reported options were granted pursuant to the Nortel Networks Corporation 2000 Stock Option Plan.
[F8]The reported options vest in four equal annual installments beginning on the first anniversary of the date of grant.
[F9]The reported options were granted pursuant to the Nortel 2005 Stock Incentive Plan.

Documents

1 file

4
barrios-f4_0619ex.xmlPrimary

Issuer

NORTEL NETWORKS CORP

CIK 0000072911

→

Entity typeother

Related Parties

filerCIK 0001401566

Filing Metadata

Form type: 4
Filed: Jun 17, 8:00 PM ET
Accepted: Jun 18, 4:14 PM ET
Size: 24.3 KB

View on SEC.gov