Home/Filings/4/0000902664-20-004127
4//SEC Filing

Bajaj Rishi 4

Accession 0000902664-20-004127

CIK 0001470099other

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 5:30 PM ET

Size

12.6 KB

Accession

0000902664-20-004127

Insider Transaction Report

Form 4
Period: 2020-12-01
Transactions
  • Disposition to Issuer

    Common Stock, par value $0.01 per share

    2020-12-01$7.05/sh46,358$326,8240 total
  • Disposition to Issuer

    Common Stock, par value $0.01 per share

    2020-12-01$7.05/sh3,713,158$26,177,7640 total(indirect: See Footnotes)
Bajaj Rishi
Director
Transactions
  • Disposition to Issuer

    Common Stock, par value $0.01 per share

    2020-12-01$7.05/sh3,713,158$26,177,7640 total(indirect: See Footnotes)
  • Disposition to Issuer

    Common Stock, par value $0.01 per share

    2020-12-01$7.05/sh46,358$326,8240 total
Transactions
  • Disposition to Issuer

    Common Stock, par value $0.01 per share

    2020-12-01$7.05/sh46,358$326,8240 total
  • Disposition to Issuer

    Common Stock, par value $0.01 per share

    2020-12-01$7.05/sh3,713,158$26,177,7640 total(indirect: See Footnotes)
Footnotes (4)
  • [F1]Represents 46,358 shares of common stock that were disposed of at the effective time of the merger (the "Merger") contemplated by the merger agreement, dated as of September 26, 2020, by and between the Issuer, Ivanti, Inc. and Oahu Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $7.05 per share. Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive the Issuer's common stock. Pursuant to the Merger Agreement, the RSUs were subject to acceleration of vesting, cancelled and converted automatically into the right to receive a cash payment of $7.05 per share, subject to any required withholding of taxes.
  • [F2]Represents 3,713,158 shares of common stock that were disposed of at the effective time of the Merger, contemplated by the Merger Agreement, in exchange for a cash payment of $7.05 per share.
  • [F3]These shares are held for the account of certain funds and accounts (the"Altai Funds") managed by Altai Capital Management, L.P. ("Investment Manager"). Altai Capital Management, LLC ("IMGP") serves as the general partner of Investment Manager. Mr. Rishi Bajaj serves as Managing Principal and Chief Investment Officer of Investment Manager. The shares of the Issuer held by the Altai Funds may be deemed to be beneficially owned by each of Investment Manager, IMGP and Mr. Bajaj. Mr. Bajaj disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
  • [F4]Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Documents

1 file

Issuer

MOBILEIRON, INC.

CIK 0001470099

Entity typeother

Related Parties

1
  • filerCIK 0001619438

Filing Metadata

Form type
4
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 5:30 PM ET
Size
12.6 KB