Home/Filings/3/0000902664-19-004406

3//SEC Filing

DAVIDSON KEMPNER PARTNERS 3

Accession 0000902664-19-004406

CIK 0001704715other

View on SEC.gov Company Profile

Filed

Nov 20, 7:00 PM ET

Accepted

Nov 21, 4:10 PM ET

Size

57.3 KB

Accession

0000902664-19-004406

Insider Transaction Report

Form 3

Period: 2019-11-14

Contura Energy, Inc.CTRA

DAVIDSON KEMPNER INTERNATIONAL, LTD.

10% Owner

Holdings

Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.72Exp: 2021-04-29→ Common Stock (20,341 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.90Exp: 2021-04-29→ Common Stock (200 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.49Exp: 2021-04-29→ Common Stock (22,022 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.61Exp: 2021-04-29→ Common Stock (3,399 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.58Exp: 2021-04-29→ Common Stock (11,841 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.42Exp: 2021-04-29→ Common Stock (1,805 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.95Exp: 2021-04-29→ Common Stock (15,000 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.72Exp: 2021-04-29→ Common Stock (49,514 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.66Exp: 2021-04-29→ Common Stock (14,337 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.70Exp: 2021-04-29→ Common Stock (159 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.75Exp: 2021-04-29→ Common Stock (4,201 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.76Exp: 2021-04-29→ Common Stock (19,774 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.76Exp: 2021-04-29→ Common Stock (14,992 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.77Exp: 2021-04-29→ Common Stock (1 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.49Exp: 2021-04-29→ Common Stock (13,388 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.53Exp: 2021-04-29→ Common Stock (100 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $57.25Exp: 2021-04-29→ Common Stock (300 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $72.95Exp: 2020-05-11→ Common Stock (375,000 underlying)
Common Stock, par value $0.01 ("Common Stock")
(indirect: See footnotes)
1,876,285
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.48Exp: 2021-04-29→ Common Stock (35,490 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.74Exp: 2021-04-29→ Common Stock (31,822 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.75Exp: 2021-04-29→ Common Stock (48,830 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.70Exp: 2021-04-29→ Common Stock (10,062 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.77Exp: 2021-04-29→ Common Stock (2,419 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.07Exp: 2021-04-29→ Common Stock (22,786 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.19Exp: 2021-04-29→ Common Stock (32,448 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.48Exp: 2021-04-29→ Common Stock (22,861 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.53Exp: 2021-04-29→ Common Stock (1,908 underlying)

DAVIDSON KEMPNER PARTNERS

10% Owner

Holdings

Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.76Exp: 2021-04-29→ Common Stock (19,774 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.76Exp: 2021-04-29→ Common Stock (14,992 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.77Exp: 2021-04-29→ Common Stock (2,419 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.07Exp: 2021-04-29→ Common Stock (22,786 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.58Exp: 2021-04-29→ Common Stock (11,841 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.42Exp: 2021-04-29→ Common Stock (1,805 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.95Exp: 2021-04-29→ Common Stock (15,000 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $72.95Exp: 2020-05-11→ Common Stock (375,000 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.53Exp: 2021-04-29→ Common Stock (100 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.49Exp: 2021-04-29→ Common Stock (22,022 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.70Exp: 2021-04-29→ Common Stock (159 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $57.25Exp: 2021-04-29→ Common Stock (300 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.72Exp: 2021-04-29→ Common Stock (20,341 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.75Exp: 2021-04-29→ Common Stock (48,830 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.75Exp: 2021-04-29→ Common Stock (4,201 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.49Exp: 2021-04-29→ Common Stock (13,388 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.53Exp: 2021-04-29→ Common Stock (1,908 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.72Exp: 2021-04-29→ Common Stock (49,514 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.48Exp: 2021-04-29→ Common Stock (35,490 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.66Exp: 2021-04-29→ Common Stock (14,337 underlying)
Common Stock, par value $0.01 ("Common Stock")
(indirect: See footnotes)
1,876,285
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.70Exp: 2021-04-29→ Common Stock (10,062 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.74Exp: 2021-04-29→ Common Stock (31,822 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.77Exp: 2021-04-29→ Common Stock (1 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.19Exp: 2021-04-29→ Common Stock (32,448 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.90Exp: 2021-04-29→ Common Stock (200 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.48Exp: 2021-04-29→ Common Stock (22,861 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.61Exp: 2021-04-29→ Common Stock (3,399 underlying)

M H Davidson & Co

10% Owner

Holdings

Common Stock, par value $0.01 ("Common Stock")
(indirect: See footnotes)
1,876,285
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.90Exp: 2021-04-29→ Common Stock (200 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.61Exp: 2021-04-29→ Common Stock (3,399 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.48Exp: 2021-04-29→ Common Stock (35,490 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.70Exp: 2021-04-29→ Common Stock (10,062 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.75Exp: 2021-04-29→ Common Stock (4,201 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.72Exp: 2021-04-29→ Common Stock (20,341 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.74Exp: 2021-04-29→ Common Stock (31,822 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.76Exp: 2021-04-29→ Common Stock (19,774 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.19Exp: 2021-04-29→ Common Stock (32,448 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.58Exp: 2021-04-29→ Common Stock (11,841 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.42Exp: 2021-04-29→ Common Stock (1,805 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.66Exp: 2021-04-29→ Common Stock (14,337 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.70Exp: 2021-04-29→ Common Stock (159 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.75Exp: 2021-04-29→ Common Stock (48,830 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.95Exp: 2021-04-29→ Common Stock (15,000 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.76Exp: 2021-04-29→ Common Stock (14,992 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.77Exp: 2021-04-29→ Common Stock (1 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.77Exp: 2021-04-29→ Common Stock (2,419 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.07Exp: 2021-04-29→ Common Stock (22,786 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.53Exp: 2021-04-29→ Common Stock (100 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $57.25Exp: 2021-04-29→ Common Stock (300 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $72.95Exp: 2020-05-11→ Common Stock (375,000 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.48Exp: 2021-04-29→ Common Stock (22,861 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.49Exp: 2021-04-29→ Common Stock (13,388 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.53Exp: 2021-04-29→ Common Stock (1,908 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.49Exp: 2021-04-29→ Common Stock (22,022 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.72Exp: 2021-04-29→ Common Stock (49,514 underlying)

Davidson Kempner Distressed Opportunities Fund LP

10% Owner

Holdings

Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.76Exp: 2021-04-29→ Common Stock (14,992 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.77Exp: 2021-04-29→ Common Stock (2,419 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.07Exp: 2021-04-29→ Common Stock (22,786 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.95Exp: 2021-04-29→ Common Stock (15,000 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.49Exp: 2021-04-29→ Common Stock (22,022 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.48Exp: 2021-04-29→ Common Stock (35,490 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.70Exp: 2021-04-29→ Common Stock (10,062 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.74Exp: 2021-04-29→ Common Stock (31,822 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.75Exp: 2021-04-29→ Common Stock (48,830 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.75Exp: 2021-04-29→ Common Stock (4,201 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.76Exp: 2021-04-29→ Common Stock (19,774 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.77Exp: 2021-04-29→ Common Stock (1 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.19Exp: 2021-04-29→ Common Stock (32,448 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.90Exp: 2021-04-29→ Common Stock (200 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.42Exp: 2021-04-29→ Common Stock (1,805 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.48Exp: 2021-04-29→ Common Stock (22,861 underlying)
Common Stock, par value $0.01 ("Common Stock")
(indirect: See footnotes)
1,876,285
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.70Exp: 2021-04-29→ Common Stock (159 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.49Exp: 2021-04-29→ Common Stock (13,388 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.53Exp: 2021-04-29→ Common Stock (100 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.61Exp: 2021-04-29→ Common Stock (3,399 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.66Exp: 2021-04-29→ Common Stock (14,337 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.72Exp: 2021-04-29→ Common Stock (20,341 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.58Exp: 2021-04-29→ Common Stock (11,841 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.53Exp: 2021-04-29→ Common Stock (1,908 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.72Exp: 2021-04-29→ Common Stock (49,514 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $57.25Exp: 2021-04-29→ Common Stock (300 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $72.95Exp: 2020-05-11→ Common Stock (375,000 underlying)

Davidson Kempner Distressed Opportunities International Ltd.

10% Owner

Holdings

Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.70Exp: 2021-04-29→ Common Stock (10,062 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.74Exp: 2021-04-29→ Common Stock (31,822 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.75Exp: 2021-04-29→ Common Stock (4,201 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.77Exp: 2021-04-29→ Common Stock (1 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.90Exp: 2021-04-29→ Common Stock (200 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.70Exp: 2021-04-29→ Common Stock (159 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.76Exp: 2021-04-29→ Common Stock (14,992 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.77Exp: 2021-04-29→ Common Stock (2,419 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.07Exp: 2021-04-29→ Common Stock (22,786 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.48Exp: 2021-04-29→ Common Stock (22,861 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.53Exp: 2021-04-29→ Common Stock (100 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.61Exp: 2021-04-29→ Common Stock (3,399 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.53Exp: 2021-04-29→ Common Stock (1,908 underlying)
Common Stock, par value $0.01 ("Common Stock")
(indirect: See footnotes)
1,876,285
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.48Exp: 2021-04-29→ Common Stock (35,490 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.19Exp: 2021-04-29→ Common Stock (32,448 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.49Exp: 2021-04-29→ Common Stock (13,388 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.72Exp: 2021-04-29→ Common Stock (49,514 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $72.95Exp: 2020-05-11→ Common Stock (375,000 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.66Exp: 2021-04-29→ Common Stock (14,337 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.72Exp: 2021-04-29→ Common Stock (20,341 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.75Exp: 2021-04-29→ Common Stock (48,830 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.76Exp: 2021-04-29→ Common Stock (19,774 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.58Exp: 2021-04-29→ Common Stock (11,841 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.42Exp: 2021-04-29→ Common Stock (1,805 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.95Exp: 2021-04-29→ Common Stock (15,000 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.49Exp: 2021-04-29→ Common Stock (22,022 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $57.25Exp: 2021-04-29→ Common Stock (300 underlying)

DKLDO IV Trading Subsidiary LP

10% Owner

Holdings

Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.76Exp: 2021-04-29→ Common Stock (19,774 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.53Exp: 2021-04-29→ Common Stock (100 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.95Exp: 2021-04-29→ Common Stock (15,000 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.49Exp: 2021-04-29→ Common Stock (22,022 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.72Exp: 2021-04-29→ Common Stock (49,514 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $57.25Exp: 2021-04-29→ Common Stock (300 underlying)
Common Stock, par value $0.01 ("Common Stock")
(indirect: See footnotes)
1,876,285
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.66Exp: 2021-04-29→ Common Stock (14,337 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.76Exp: 2021-04-29→ Common Stock (14,992 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.07Exp: 2021-04-29→ Common Stock (22,786 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.19Exp: 2021-04-29→ Common Stock (32,448 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.58Exp: 2021-04-29→ Common Stock (11,841 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.90Exp: 2021-04-29→ Common Stock (200 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.48Exp: 2021-04-29→ Common Stock (35,490 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.72Exp: 2021-04-29→ Common Stock (20,341 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.75Exp: 2021-04-29→ Common Stock (48,830 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.70Exp: 2021-04-29→ Common Stock (159 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.70Exp: 2021-04-29→ Common Stock (10,062 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.74Exp: 2021-04-29→ Common Stock (31,822 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.75Exp: 2021-04-29→ Common Stock (4,201 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.77Exp: 2021-04-29→ Common Stock (2,419 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.49Exp: 2021-04-29→ Common Stock (13,388 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.53Exp: 2021-04-29→ Common Stock (1,908 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $72.95Exp: 2020-05-11→ Common Stock (375,000 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.77Exp: 2021-04-29→ Common Stock (1 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.42Exp: 2021-04-29→ Common Stock (1,805 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.48Exp: 2021-04-29→ Common Stock (22,861 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.61Exp: 2021-04-29→ Common Stock (3,399 underlying)

DAVIDSON KEMPNER INSTITUTIONAL PARTNERS, L.P.

10% Owner

Holdings

Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.58Exp: 2021-04-29→ Common Stock (11,841 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.49Exp: 2021-04-29→ Common Stock (13,388 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.70Exp: 2021-04-29→ Common Stock (159 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.72Exp: 2021-04-29→ Common Stock (20,341 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.74Exp: 2021-04-29→ Common Stock (31,822 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.53Exp: 2021-04-29→ Common Stock (1,908 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.53Exp: 2021-04-29→ Common Stock (100 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $72.95Exp: 2020-05-11→ Common Stock (375,000 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.48Exp: 2021-04-29→ Common Stock (35,490 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.66Exp: 2021-04-29→ Common Stock (14,337 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.76Exp: 2021-04-29→ Common Stock (19,774 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.76Exp: 2021-04-29→ Common Stock (14,992 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.77Exp: 2021-04-29→ Common Stock (1 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.07Exp: 2021-04-29→ Common Stock (22,786 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.19Exp: 2021-04-29→ Common Stock (32,448 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.49Exp: 2021-04-29→ Common Stock (22,022 underlying)
Common Stock, par value $0.01 ("Common Stock")
(indirect: See footnotes)
1,876,285
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.70Exp: 2021-04-29→ Common Stock (10,062 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.75Exp: 2021-04-29→ Common Stock (48,830 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.75Exp: 2021-04-29→ Common Stock (4,201 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $52.77Exp: 2021-04-29→ Common Stock (2,419 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $54.90Exp: 2021-04-29→ Common Stock (200 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.42Exp: 2021-04-29→ Common Stock (1,805 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.48Exp: 2021-04-29→ Common Stock (22,861 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $55.95Exp: 2021-04-29→ Common Stock (15,000 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.61Exp: 2021-04-29→ Common Stock (3,399 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $56.72Exp: 2021-04-29→ Common Stock (49,514 underlying)
Equity Swaps (obligation to buy)
(indirect: See footnotes)
Exercise: $57.25Exp: 2021-04-29→ Common Stock (300 underlying)

Footnotes (8)

[F1]The securities reported on this line are held directly by (i) M. H. Davidson & Co., a New York limited partnership ("CO"), (ii) Davidson Kempner Partners, a New York limited partnership ("DKP"), (iii) Davidson Kempner Institutional Partners, L.P., a Delaware limited partnership ("DKIP"), (iv) Davidson Kempner International, Ltd., a British Virgin Islands business company ("DKIL"), (v) Davidson Kempner Distressed Opportunities Fund LP, a Delaware limited partnership ("DKDOF"), (vi) Davidson Kempner Distressed Opportunities International Ltd., a Cayman Islands exempted company ("DKDOI") and (vii) DKLDO IV Trading Subsidiary LP, a Cayman Islands exempted limited partnership ("DKLDO").
[F2]M.H. Davidson & Co. GP, L.L.C., a Delaware limited liability company, is the general partner of CO. MHD Management Co., a New York limited partnership ("MHD"), is the general partner of DKP and MHD Management Co. GP, L.L.C., a Delaware limited liability company is the general partner of MHD. Davidson Kempner Advisers Inc., a New York corporation, is the general partner of DKIP. Davidson Kempner Capital Management LP, a Delaware limited partnership, is the investment manager of DKIL. DK Group LLC, a Delaware limited liability company, is the general partner of DKDOF. DK Management Partners LP, a Delaware limited partnership, is the investment manager of DKDOI. Davidson Kempner Long-Term Distressed Opportunities GP IV LLC, a Delaware limited liability company, is the general partner of DKLDO.
[F3]Davidson Kempner Capital Management LP, a Delaware limited partnership and a registered investment adviser with the U.S. Securities and Exchange Commission ("DKCM") acts as investment manager to each of CO, DKP, DKIP, DKIL, DKDOF, DKDOI and DKLDO either directly or by virtue of a sub-advisory agreement with the investment manager of the relevant fund. DKCM GP LLC, a Delaware limited liability company, is the general partner of DKCM. The managing members of DKCM are Thomas L. Kempner, Jr., Anthony A. Yoseloff, Eric P. Epstein, Avram Z. Friedman, Conor Bastable, Shulamit Leviant, Morgan Blackwell, Patrick W. Dennis, Gabriel T. Schwartz, Zachary Z. Altschuler and Joshua D. Morris. Thomas L. Kempner, Jr., Anthony A. Yoseloff, Conor Bastable and Avram Z. Friedman through DKCM, are responsible for the voting and investment decisions relating to the securities held by CO, DKP, DKIP, DKIL, DKDOF, DKDOI and DKLDO reported herein.
[F4]The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
[F5]The securities reported on this line are held directly by DKLDO.
[F6]The securities reported on this line are held directly by (i) CO, (ii) DKP, (iii) DKIP, (iv) DKIL, (v) DKDOF and (vi) DKDOI.
[F7]These cash-settled equity swaps can be settled at any time at any time prior to the expiration date.
[F8]Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Persons in cash an amount determined in part by reference to any increase between the initial reference price set forth in column 4 of Table II and the market value of the reference shares of Common Stock set forth in column 3 of Table II on the applicable expiration date set forth in column 2 of Table II or (ii) the Reporting Persons will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price set forth in column 4 of Table II and the market value of the reference shares of Common Stock set forth in column 3 of Table II on the applicable expiration date set forth in column 2 of Table II.

Documents

1 file

3
ownership.xmlPrimary

Issuer

Contura Energy, Inc.

CIK 0001704715

→

Entity typeother

IncorporatedNY

Related Parties

filerCIK 0000928549

Filing Metadata

Form type: 3
Filed: Nov 20, 7:00 PM ET
Accepted: Nov 21, 4:10 PM ET
Size: 57.3 KB

View on SEC.gov