4//SEC Filing
Meron Amos 4
Accession 0000902664-19-001367
CIK 0001404624other
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 8:17 PM ET
Size
11.5 KB
Accession
0000902664-19-001367
Insider Transaction Report
Form 4
Meron Amos
10% Owner
Transactions
- Exercise of In-Money
Common Stock, par value $0.01 per share ("Common Stock")
2019-02-28$0.01/sh+611,002$6,110→ 1,877,387 total(indirect: See footnote) - Exercise of In-Money
Warrants
2019-02-28−611,002→ 0 total(indirect: See footnote)Exercise: $0.01→ Common Stock (611,002 underlying)
Empyrean Capital Partners, LP
10% Owner
Transactions
- Exercise of In-Money
Common Stock, par value $0.01 per share ("Common Stock")
2019-02-28$0.01/sh+611,002$6,110→ 1,877,387 total(indirect: See footnote) - Exercise of In-Money
Warrants
2019-02-28−611,002→ 0 total(indirect: See footnote)Exercise: $0.01→ Common Stock (611,002 underlying)
Empyrean Investments, LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock, par value $0.01 per share ("Common Stock")
2019-02-28$0.01/sh+611,002$6,110→ 1,877,387 total(indirect: See footnote) - Exercise of In-Money
Warrants
2019-02-28−611,002→ 0 total(indirect: See footnote)Exercise: $0.01→ Common Stock (611,002 underlying)
Footnotes (3)
- [F1]The securities reported herein are owned of record by Empyrean Investments, LLC. Empyrean Capital Partners, LP (the "Investment Manager") serves as the sole member of Empyrean Investments, LLC. Empyrean Capital, LLC serves as the general partner of the Investment Manager. Amos Meron is the managing member of Empyrean Capital, LLC, and as such may be deemed to have beneficial ownership of the securities held directly by Empyrean Investments, LLC. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
- [F2]The Warrants are exercisable at any time on any business day after their issuance date and on or before the expiration date.
- [F3]The expiration date of the Warrants is set forth in the Warrant Agreement pursuant to which the Warrants were issued, as in effect at the time of exercise.
Documents
Issuer
Affinion Group Holdings, Inc.
CIK 0001404624
Entity typeother
Related Parties
1- filerCIK 0001670149
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 8:17 PM ET
- Size
- 11.5 KB