Home/Filings/3/0000902664-04-000030

3//SEC Filing

RAMIUS SECURITIES LLC 3

Accession 0000902664-04-000030

CIK 0001081290other

View on SEC.gov Company Profile

Filed

Jan 8, 7:00 PM ET

Accepted

Jan 9, 8:06 PM ET

Size

26.3 KB

Accession

0000902664-04-000030

Insider Transaction Report

Form 3

Period: 2004-01-02

REDBACK NETWORKS INCRBAKD

RAMIUS LLC

10% Owner

Holdings

Common Stock
(indirect: See)
1,555,389
Common Stock
(indirect: See)
97,984
Common Stock
(indirect: See)
147,357
Common Stock
(indirect: See)
350,820
Common Stock
(indirect: See)
161,603
Common Stock, par value $.0001 per share ("Common Stock")
(indirect: See)
162,594
Common Stock
(indirect: See)
2,727,177
Common Stock
(indirect: See)
203,200
Common Stock
(indirect: See)
39,212

RCG MULTI STRATEGY MASTER FUND LTD

10% Owner

Holdings

Common Stock
(indirect: See)
97,984
Common Stock, par value $.0001 per share ("Common Stock")
(indirect: See)
162,594
Common Stock
(indirect: See)
2,727,177
Common Stock
(indirect: See)
203,200
Common Stock
(indirect: See)
161,603
Common Stock
(indirect: See)
1,555,389
Common Stock
(indirect: See)
39,212
Common Stock
(indirect: See)
350,820
Common Stock
(indirect: See)
147,357

RCG BALDWIN LP

10% Owner

Holdings

Common Stock
(indirect: See)
97,984
Common Stock
(indirect: See)
39,212
Common Stock
(indirect: See)
2,727,177
Common Stock
(indirect: See)
1,555,389
Common Stock
(indirect: See)
203,200
Common Stock
(indirect: See)
350,820
Common Stock
(indirect: See)
147,357
Common Stock, par value $.0001 per share ("Common Stock")
(indirect: See)
162,594
Common Stock
(indirect: See)
161,603

RCG ASIA ADVISORS LLC

10% Owner

Holdings

Common Stock
(indirect: See)
350,820
Common Stock
(indirect: See)
147,357
Common Stock
(indirect: See)
161,603
Common Stock
(indirect: See)
97,984
Common Stock, par value $.0001 per share ("Common Stock")
(indirect: See)
162,594
Common Stock
(indirect: See)
39,212
Common Stock
(indirect: See)
2,727,177
Common Stock
(indirect: See)
1,555,389
Common Stock
(indirect: See)
203,200

RAMIUS SECURITIES LLC

10% Owner

Holdings

Common Stock
(indirect: See)
147,357
Common Stock, par value $.0001 per share ("Common Stock")
(indirect: See)
162,594
Common Stock
(indirect: See)
1,555,389
Common Stock
(indirect: See)
203,200
Common Stock
(indirect: See)
350,820
Common Stock
(indirect: See)
97,984
Common Stock
(indirect: See)
161,603
Common Stock
(indirect: See)
2,727,177
Common Stock
(indirect: See)
39,212

RAMIUS LEVERAGED MULTI-STRATEGY MASTER FUND LTD

10% Owner

Holdings

Common Stock
(indirect: See)
97,984
Common Stock, par value $.0001 per share ("Common Stock")
(indirect: See)
162,594
Common Stock
(indirect: See)
2,727,177
Common Stock
(indirect: See)
350,820
Common Stock
(indirect: See)
1,555,389
Common Stock
(indirect: See)
39,212
Common Stock
(indirect: See)
161,603
Common Stock
(indirect: See)
203,200
Common Stock
(indirect: See)
147,357

RAMIUS MULTI-STRATEGY MASTER FUND LTD

10% Owner

Holdings

Common Stock
(indirect: See)
2,727,177
Common Stock, par value $.0001 per share ("Common Stock")
(indirect: See)
162,594
Common Stock
(indirect: See)
203,200
Common Stock
(indirect: See)
97,984
Common Stock
(indirect: See)
147,357
Common Stock
(indirect: See)
161,603
Common Stock
(indirect: See)
39,212
Common Stock
(indirect: See)
350,820
Common Stock
(indirect: See)
1,555,389

RAMIUS ADVISORS LLC

10% Owner

Holdings

Common Stock
(indirect: See)
147,357
Common Stock
(indirect: See)
1,555,389
Common Stock
(indirect: See)
350,820
Common Stock, par value $.0001 per share ("Common Stock")
(indirect: See)
162,594
Common Stock
(indirect: See)
97,984
Common Stock
(indirect: See)
2,727,177
Common Stock
(indirect: See)
161,603
Common Stock
(indirect: See)
39,212
Common Stock
(indirect: See)
203,200

RCG LATTITUDE MASTER FUND LTD

10% Owner

Holdings

Common Stock, par value $.0001 per share ("Common Stock")
(indirect: See)
162,594
Common Stock
(indirect: See)
203,200
Common Stock
(indirect: See)
147,357
Common Stock
(indirect: See)
2,727,177
Common Stock
(indirect: See)
161,603
Common Stock
(indirect: See)
39,212
Common Stock
(indirect: See)
350,820
Common Stock
(indirect: See)
1,555,389
Common Stock
(indirect: See)
97,984

RAMIUS LP

10% Owner

Holdings

Common Stock, par value $.0001 per share ("Common Stock")
(indirect: See)
162,594
Common Stock
(indirect: See)
147,357
Common Stock
(indirect: See)
1,555,389
Common Stock
(indirect: See)
97,984
Common Stock
(indirect: See)
2,727,177
Common Stock
(indirect: See)
350,820
Common Stock
(indirect: See)
161,603
Common Stock
(indirect: See)
39,212
Common Stock
(indirect: See)
203,200

Footnotes (9)

[F1]These securities are owned directly by Xavex Covertible Arbitrage Fund 5. Ramius Capital Group, LLC is the investment advisor of Xavex Covertible Arbitrage Fund 5. Therefore, the Reporting Persons may be deemed to indirectly own these securities. Each of the Reporting Persons disclaims any beneficial ownership of the shares of Common Stock owned by Xavex Covertible Arbitrage Fund 5 to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.
[F2]These securities are owned directly by RCG Latitude Master Fund, Ltd. The other Reporting Persons may be deemed to indirectly own these securities as members of a Section 13(g) group. Each of the other Reporting Persons disclaims any beneficial ownership of the shares of Common Stock owned by RCG Latitude Master Fund, Ltd. to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.
[F3]These securities are owned directly by Ramius Securities, LLC. The other Reporting Persons may be deemed to indirectly own these securities as members of a Section 13(g) group. Each of the other Reporting Persons disclaims any beneficial ownership of the shares of Common Stock owned by Ramius Securities, LLC to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.
[F4]These securities are owned directly by RCG Halifax Fund, Ltd. The other Reporting Persons may be deemed to indirectly own these securities as members of a Section 13(g) group. Each of the other Reporting Persons disclaims any beneficial ownership of the shares of Common Stock owned by RCG Halifax Fund, Ltd. to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.
[F5]These securities are owned directly by RCG Multi-Strategy Master Fund, Ltd. The other Reporting Persons may be deemed to indirectly own these securities as members of a Section 13(g) group. Each of the other Reporting Persons disclaims any beneficial ownership of the shares of Common Stock owned by RCG Multi-Strategy Master Fund, Ltd. to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.
[F6]These securities are owned directly by Ramius Master Fund, Ltd. The other Reporting Persons may be deemed to indirectly own these securities as members of a Section 13(g) group. Each of the other Reporting Persons disclaims any beneficial ownership of the shares of Common Stock owned by Ramius Master Fund, Ltd. to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.
[F7]These securities are owned directly by Guggenheim Portfolio Company XV, LLC. Ramius Capital Group, LLC is the investment advisor of Guggenheim Portfolio Company XV, LLC. Therefore, the Reporting Persons may be deemed to indirectly own these securities. Each of the Reporting Persons disclaims any beneficial ownership of the shares of Common Stock owned by Guggenheim Portfolio Company XV, LLC to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.
[F8]These securities are owned directly by Ramius, LP. The other Reporting Persons may be deemed to indirectly own these securities as members of a Section 13(g) group. Each of the other Reporting Persons disclaims any beneficial ownership of the shares of Common Stock owned by Ramius, LP to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.
[F9]These securities are owned directly by RCG Baldwin, LP. The other Reporting Persons may be deemed to indirectly own these securities as members of a Section 13(g) group. Each of the other Reporting Persons disclaims any beneficial ownership of the shares of Common Stock owned by RCG Baldwin, LP to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.

Documents

1 file

3
srz04-0011_ex.xmlPrimary

Issuer

REDBACK NETWORKS INC

CIK 0001081290

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001267470

Filing Metadata

Form type: 3
Filed: Jan 8, 7:00 PM ET
Accepted: Jan 9, 8:06 PM ET
Size: 26.3 KB

View on SEC.gov