RAMIUS SECURITIES LLC 3
3 · REDBACK NETWORKS INC · Filed Jan 9, 2004
Insider Transaction Report
Form 3
REDBACK NETWORKS INCRBAKD
RAMIUS LLC
10% Owner
Holdings
- 1,555,389(indirect: See)
Common Stock
- 97,984(indirect: See)
Common Stock
- 147,357(indirect: See)
Common Stock
- 350,820(indirect: See)
Common Stock
- 161,603(indirect: See)
Common Stock
- 162,594(indirect: See)
Common Stock, par value $.0001 per share ("Common Stock")
- 2,727,177(indirect: See)
Common Stock
- 203,200(indirect: See)
Common Stock
- 39,212(indirect: See)
Common Stock
Footnotes (9)
- [F1]These securities are owned directly by Xavex Covertible Arbitrage Fund 5. Ramius Capital Group, LLC is the investment advisor of Xavex Covertible Arbitrage Fund 5. Therefore, the Reporting Persons may be deemed to indirectly own these securities. Each of the Reporting Persons disclaims any beneficial ownership of the shares of Common Stock owned by Xavex Covertible Arbitrage Fund 5 to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.
- [F2]These securities are owned directly by RCG Latitude Master Fund, Ltd. The other Reporting Persons may be deemed to indirectly own these securities as members of a Section 13(g) group. Each of the other Reporting Persons disclaims any beneficial ownership of the shares of Common Stock owned by RCG Latitude Master Fund, Ltd. to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.
- [F3]These securities are owned directly by Ramius Securities, LLC. The other Reporting Persons may be deemed to indirectly own these securities as members of a Section 13(g) group. Each of the other Reporting Persons disclaims any beneficial ownership of the shares of Common Stock owned by Ramius Securities, LLC to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.
- [F4]These securities are owned directly by RCG Halifax Fund, Ltd. The other Reporting Persons may be deemed to indirectly own these securities as members of a Section 13(g) group. Each of the other Reporting Persons disclaims any beneficial ownership of the shares of Common Stock owned by RCG Halifax Fund, Ltd. to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.
- [F5]These securities are owned directly by RCG Multi-Strategy Master Fund, Ltd. The other Reporting Persons may be deemed to indirectly own these securities as members of a Section 13(g) group. Each of the other Reporting Persons disclaims any beneficial ownership of the shares of Common Stock owned by RCG Multi-Strategy Master Fund, Ltd. to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.
- [F6]These securities are owned directly by Ramius Master Fund, Ltd. The other Reporting Persons may be deemed to indirectly own these securities as members of a Section 13(g) group. Each of the other Reporting Persons disclaims any beneficial ownership of the shares of Common Stock owned by Ramius Master Fund, Ltd. to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.
- [F7]These securities are owned directly by Guggenheim Portfolio Company XV, LLC. Ramius Capital Group, LLC is the investment advisor of Guggenheim Portfolio Company XV, LLC. Therefore, the Reporting Persons may be deemed to indirectly own these securities. Each of the Reporting Persons disclaims any beneficial ownership of the shares of Common Stock owned by Guggenheim Portfolio Company XV, LLC to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.
- [F8]These securities are owned directly by Ramius, LP. The other Reporting Persons may be deemed to indirectly own these securities as members of a Section 13(g) group. Each of the other Reporting Persons disclaims any beneficial ownership of the shares of Common Stock owned by Ramius, LP to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.
- [F9]These securities are owned directly by RCG Baldwin, LP. The other Reporting Persons may be deemed to indirectly own these securities as members of a Section 13(g) group. Each of the other Reporting Persons disclaims any beneficial ownership of the shares of Common Stock owned by RCG Baldwin, LP to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.