13F-HR 1 srz561329v16.txt GOTHAM 13F-HR SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: David P. Berkowitz -------------------------------------------------------- Address: c/o Gotham Partners Management Co., L.L.C. -------------------------------------------------------- 110 East 42nd Street, 18th Floor -------------------------------------------------------- New York, New York 10017 -------------------------------------------------------- Form 13F File Number: 28-6906 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David P. Berkowitz -------------------------------------------------- Title: Manager -------------------------------------------------- Phone: 212-286-0300 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ David P. Berkowitz New York, New York 11/14/02 ------------------------ ------------------------------ ---------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-6906 David P. Berkowitz ---------- -------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 ------------- Form 13F Information Table Entry Total: 17 ------------- Form 13F Information Table Value Total: $103,630 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-6908 William A. Ackman ------ --------- ----------------------------- 2 28-6904 Section H. Partners, L.P. ------ ------- ----------------------------- 3 28-7474 Gotham International Advisors, L.L.C. ------ ------- ----------------------------- 4 28-5717 Gotham Holdings Management, L.L.C. ------ ------- -----------------------------

Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ~~COVANTA~~Erie ~~ENERGY~~Indty ~~CORP~~Co ~~COMMON~~Cl ~~22281N103~~a 3 170,000 SH SHARED-OTHER 1,2,4 170,000 ----------------------------------------------------------------------------------------------------------------------------------- COVANTA ENERGY CORP COMMON 22281N103 0 30,000 SH SHARED-OTHER 1,3 30,000 ----------------------------------------------------------------------------------------------------------------------------------- ERIE INDTY CO CL A 29530P102 1,~~841~~056 4525,~~455~~355 SHsh SHARED-OTHER 1,2,4 4525,~~455~~355 ----------------------------------------------------------------------------------------------------------------------------------- ~~ERIE~~Erie ~~INDTY~~Indty COCo CLCl Aa 29530P102 ~~208~~214 5,145 SHsh SHARED-OTHER 1,3 5,145 ----------------------------------------------------------------------------------------------------------------------------------- ~~FIRST~~First UNUn ~~REAL~~Real ~~EST~~Est EQEq&Mtg Invs SHSh ~~BEN~~Ben ~~INT~~Int 337400105 7,~~740~~569 3,~~410~~409,569 SHsh SHARED-OTHER 1,2,4 3,~~410~~409,569 ----------------------------------------------------------------------------------------------------------------------------------- ~~FIRST~~First UNUn ~~REAL~~Real ~~EST~~Est EQEq&Mtg Invs SHSh ~~BEN~~Ben ~~INT~~Int 337400105 5,~~520~~398 2,431,664 SHsh SHARED-OTHER 1,3 2,431,664 ----------------------------------------------------------------------------------------------------------------------------------- ~~HALLWOOD~~Hallwood ~~RLTY~~Rlty ~~PARTNERS~~Partners L P ~~DEPOSIT~~deposit UTut ~~NEW~~new 40636T203 1721,~~050~~811 247,994 SHsh SHARED-OTHER 1,2,4 247,994 ----------------------------------------------------------------------------------------------------------------------------------- ~~IMPERIAL~~Imperial ~~PKG~~Pkg ~~CORP~~Corp ~~COMMON~~Common 453077109 109,~~778~~996 452,304 SHsh SHARED-OTHER 1,2,4 452,304 ----------------------------------------------------------------------------------------------------------------------------------- ~~IMPERIAL~~Imperial ~~PKG~~Pkg ~~CORP~~Corp ~~COMMON~~Common 453077109 2,~~710~~514 113,739 SHsh SHARED-OTHER 1,3 113,739 ----------------------------------------------------------------------------------------------------------------------------------- ~~KINDER~~Kinder ~~MORGAN~~Morgan ~~INC~~Inc ~~KANS~~kans ~~COMMON~~Common 49455P101 1812,~~589~~265 ~~488~~345,~~916~~973 SHsh SHARED-OTHER 1,2,4 ~~488~~345,~~916~~973 ----------------------------------------------------------------------------------------------------------------------------------- ~~KINDER~~Kinder ~~MORGAN~~Morgan ~~INC~~Inc ~~KANS~~kans ~~COMMON~~Common 49455P101 2,~~509~~340 66,000 SHsh SHARED-OTHER 1,3 66,000 ----------------------------------------------------------------------------------------------------------------------------------- ~~LANDAMERICA~~Pre ~~FINL~~Paid ~~GROUP~~Legal ~~INC~~Svcs ~~COMMON~~Inc ~~514936103~~Common 6,109 193,937 SH SHARED-OTHER 1,2,4 193,937 ----------------------------------------------------------------------------------------------------------------------------------- LANDAMERICA FINL GROUP INC COMMON 514936103 755 23,963 SH SHARED-OTHER 1,3 23,963 ----------------------------------------------------------------------------------------------------------------------------------- PRE PAID LEGAL SVCS INC COMMON 740065107 17,~~172~~119 ~~862~~861,~~895~~095 SHsh SHARED-OTHER 1,2,4 ~~862~~861,~~895~~095 ----------------------------------------------------------------------------------------------------------------------------------- ~~PRE~~Pre ~~PAID~~Paid ~~LEGAL~~Legal ~~SVCS~~Svcs ~~INC~~Inc ~~COMMON~~Common 740065107 2,~~862~~895 ~~143~~145,~~805~~605 SHsh SHARED-OTHER 1,3 ~~143~~145,~~805~~605 ----------------------------------------------------------------------------------------------------------------------------------- ~~SIMON~~Smartforce ~~WORLDWIDE~~Pub ~~INC~~Ltd ~~COMMON~~Co ~~828815100~~Sponsored 93 1,163,420 SH SHARED-OTHER 1,3 1,163,420 ----------------------------------------------------------------------------------------------------------------------------------- SMARTFORCE PUB LTD CO SPONSORED ADR 83170A206 1012,~~784~~646 3,~~171~~832,~~829~~112 SHsh SHARED-OTHER 1,2,4 3,~~171~~832,~~829~~112 ----------------------------------------------------------------------------------------------------------------------------------- ~~SMARTFORCE~~Smartforce ~~PUB~~Pub ~~LTD~~Ltd COCo ~~SPONSORED~~Sponsored ADR 83170A206 2,~~000~~377 ~~588~~720,~~227~~427 SHsh SHARED-OTHER 1,3 ~~588~~720,~~227~~427 ----------------------------------------------------------------------------------------------------------------------------------- ~~USA~~Valveclick ~~INTERACTIVE~~Inc ~~COMMON~~Common ~~902984103~~92046n102 24,~~931~~394 ~~125,000 SH SHARED-OTHER 1,~~2,~~4 125~~015,~~000~~637 ~~-----------------------------------------------------------------------------------------------------------------------------------~~sh ~~VISIBLE GENETICS INC COMMON 92829S104 626 327,721 SH~~ SHARED-OTHER 1,2,4 ~~327~~2,~~721~~015,637 ----------------------------------------------------------------------------------------------------------------------------------- ~~VISIBLE~~Valveclick ~~GENETICS~~Inc ~~INC~~Common ~~COMMON~~92046n102 ~~92829S104~~868 ~~61 31~~397,~~699~~966 SHsh SHARED-OTHER 1,3 31397,~~699~~966 ----------------------------------------------------------------------------------------------------------------------------------- ~~VORNADO~~Vornado ~~OPERATING~~Operating COCo ~~COMMON~~Common 92904N103 ~~191~~92 224,505 SHsh SHARED-OTHER 1,2,4 224,505 ----------------------------------------------------------------------------------------------------------------------------------- ~~VORNADO~~Vornado ~~OPERATING~~Operating COCo ~~COMMON~~Common 92904N104 ~~158~~76 185,420 SH SHARED-OTHER 1,3 185,420 ----------------------------------------------------------------------------------------------------------------------------------- CONFIDENTIAL PORTIONS OMITTED AND FILED SEPARATELY WITH THE SEC. -----------------------------------------------------------------------------------------------------------------------------------

Filing Compare · BERKOWITZ DAVID P