ALEXION PHARMACEUTICALS, INC.·4

Jul 23, 4:45 PM ET

Mollen John T 4

4 · ALEXION PHARMACEUTICALS, INC. · Filed Jul 23, 2021

Insider Transaction Report

Form 4
Period: 2021-07-21
Transactions
  • Disposition to Issuer

    Option to Purchase Common Stock

    2021-07-21$159.70/sh2,785$444,7640 total
    Exercise: $159.70From: 2015-05-05Exp: 2024-05-05Common Stock, par value $.0001 per share (2,785 underlying)
  • Disposition to Issuer

    Option to Purchase Common Stock

    2021-07-21$138.86/sh2,294$318,5450 total
    Exercise: $138.86From: 2017-05-11Exp: 2026-05-11Common Stock, par value $.0001 per share (2,294 underlying)
  • Disposition to Issuer

    Common Stock, par value $.0001 per share

    2021-07-2115,3360 total
  • Disposition to Issuer

    Option to Purchase Common Stock

    2021-07-21$155.01/sh2,343$363,1880 total
    Exercise: $155.01From: 2016-05-06Exp: 2025-05-06Common Stock, par value $.0001 per share (2,343 underlying)
Footnotes (2)
  • [F1]Represents shares of Alexion common stock disposed in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated as of December 12, 2020, by and among Alexion and AstraZeneca PLC. In accordance with the Merger Agreement, upon the First Effective Time (as defined in the Merger Agreement), each share of Alexion common stock was converted into the right to receive (i) 2.1423 American Depositary Shares (ADSs) of AstraZeneca PLC and (ii) $60.00 in cash (the "Merger Consideration"). Upon the First Effective Time, 2,635 restricted stock units were fully vested and cancelled and converted into the right to receive the Merger Consideration with respect to each share of Alexion common stock subject to such restricted stock units.
  • [F2]Upon the First Effective Time, these options were cancelled and converted into the right to receive the product obtained by multiplying (A) the excess, if any, of the value of the Merger Consideration over the exercise price per share of the Alexion common stock subject to such options immediately prior to the First Effective Time by (B) the number of shares of Alexion common stock subject to such option immediately prior to the First Effective Time by (ii) the value of the Merger Consideration.

Documents

1 file
  • 4
    wf-form4_162707312367899.xmlPrimary

    FORM 4