13F-HR 1 tokio-13fhr_110303.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: September 30, 2003 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tokio Marine Asset Management (USA), Ltd. Address: 230 Park Avenue Suite 910 New York, NY 10169 13F File Number: 028-06097 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kazuhiro Honjo Title: Vice President Phone: (646) 865-1572 Signature, Place, and Time of Signing: /S/ KAZUHIRO HONJO New York, NY October 31, 2003 Report Type (Check only one): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT Other Managers Reporting for this Manager: none FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 78 Form 13F Information Table Value Total: 210,018 (thousands) List of Other Included Managers: N/A

FORM 13F INFORMATION TAB ------------------------------------------------------------------------------------------------------------------------------------ SHARES VOTING VALUE ~~SHARES~~ OR PRN. INVESTMENT OTHER AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP # (X $1000) ~~PRN.~~ AMOUNT DECISION MANAGERS (~~Sole~~SOLE) ------------------------------------------------------------------------------------------------------------------------------------ 3M CO Common Stock 88579Y101 31,~~121~~934 2428,000 SH SOLE 2428,000.0 ~~ABBOTT~~ADOBE ~~LABORATORIES~~SYSTEMS Common Stock ~~002824100~~00724F101 51,~~190~~727 ~~138~~44,000 SH SOLE ~~138~~44,000.0 ALBERTO-CULVER CO CL B Common Stock 013068101 3,~~105~~470 6359,000 SH SOLE 6359,000.0 ALTRIA GRP(PHILIP MORRIS Common Stock 02209S103 21,~~487~~664 8338,000 SHSOLE 38,000.0 AMERICAN ELECTRIC POWER Common Stock 025537101 2,130 71,000 SOLE 8371,000.0 AMERICAN INT'L GROUP Common Stock 026874107 43,~~084~~727 8264,592 SH SOLE 8264,592.0 AMGEN Common Stock 031162100 4,~~546~~326 7967,000 SH SOLE 7967,000.0 ANHEUSER-BUSCH Common Stock 035229103 2,~~470~~171 5344,000 SH SOLE 5344,000.0 ~~APACHE~~BALL CORP Common Stock ~~037411105~~058498106 31,~~047~~620 4930,~~350~~000 SH SOLE 4930,~~350~~000.0 ATBANK &OF TAMERICA ~~WIRELESS~~CORP ~~SERVICES~~ Common Stock ~~00209A106~~060505104 24,~~376~~370 ~~360~~56,000 SH SOLE ~~360~~56,000.0 BANK OFONE ~~AMERICA~~ CORP Common Stock ~~060505104~~06423A103 72,~~018~~783 ~~105~~72,000 SH SOLE ~~105~~72,000.0 BARR LABORATORIES Common Stock 068306109 32,~~762~~387 6635,000 SH SOLE 6635,000.0 ~~BED~~BELLSOUTH ~~BATH~~CORP ~~& BEYOND~~ Common Stock ~~075896100~~079860102 21,~~211~~705 6472,000 SH SOLE 6472,000.0 BEST BUY CO Common Stock 086516101 1,~~079~~616 4034,000 SH SOLE 4034,000.0 ~~BIOVAIL~~BOSTON SCIENTIFIC CORP Common Stock ~~09067J109~~101137107 34,~~867~~083 9764,000 SH SOLE 9764,000.0 ~~CARDINAL~~CAREER ~~HEALTH~~EDUCATION CORP Common Stock ~~14149Y108~~141665109 2,~~393~~039 4245,000 SH SOLE 4245,000.0 ~~CHARTER~~CHEVRONTEXACO ~~ONE~~CORP ~~FINANCIAL~~ Common Stock ~~160903100~~166764100 31,~~153~~715 ~~114~~24,000 SH SOLE ~~114~~24,000.0 CISCO SYSTEMS Common Stock 17275R102 34,~~479~~572 ~~268~~234,000 SH SOLE ~~268~~234,000.0 ~~CIT~~CITIGROUP ~~GROUP INC~~ Common Stock ~~125581108~~172967101 28,~~448~~343 ~~145~~183,~~200~~333 SH SOLE ~~145~~183,~~200~~333.0 ~~CITIGROUP~~COACH Common Stock ~~172967101~~189754104 82,~~486~~075 ~~246~~38,~~333~~000 SH SOLE ~~246~~38,~~333~~000.0 ~~CLEAR~~COCA-COLA ~~CHANNEL~~CO ~~COMMUNI.~~ Common Stock ~~184502102~~191216100 24,~~510~~038 7494,000 SH SOLE 7494,000.0 ~~COACH~~COMCAST ~~INC~~CORP A (NEW) Common Stock ~~189754104~~20030N101 32,~~833~~903 ~~100~~94,000 SH SOLE ~~100~~19,~~000~~740.0 ~~COMCAST~~CONTINENTAL ~~CORP~~AIRLINES AINC ~~(NEW)~~ Common Stock ~~20030N101~~210795308 32,~~831~~023 ~~134~~122,000 SH SOLE 28122,~~140~~000.0 ~~CONOCOPHILLIPS~~CORNING Common Stock ~~20825C104~~219350105 51,~~521~~366 ~~103~~145,000 SH SOLE ~~103~~145,000.0 ~~CORINTHIAN~~DEERE ~~COLLEGES~~& ~~INC~~CO Common Stock ~~218868107~~244199105 2,~~765~~079 7039,000 SH SOLE 7039,000.0 ~~DANAHER~~DIAL CORP (NEW) Common Stock ~~235851102~~25247D101 31,~~946~~529 6071,000 SH SOLE 6071,000.0 ~~DISNEY~~DOW ~~(WALT)~~CHEMICAL ~~COMMON~~CO Common Stock ~~254687106~~260543103 32,~~642~~571 ~~214~~79,000 SH SOLE ~~214~~79,000.0 EBAY Common Stock 278642103 41,~~436~~712 5232,000 SHSOLE 32,000.0 ECHOSTAR COMMUNI. A Common Stock 278762109 2,258 59,000 SOLE 5259,000.0 ELECTRONIC ARTS Common Stock 285512109 2,~~932~~951 5032,000 SH SOLE 5032,000.0 EMC CORP Common Stock 268648102 2,~~451~~374 ~~339~~188,000 SHSOLE 188,000.0 EVEREST RE GROUP Common Stock BMG3223R1088 2,104 28,000 SOLE ~~339~~28,000.0 EXXON MOBIL CORP Common Stock 30231G102 113,~~383~~063 ~~325~~83,696 SH SOLE ~~325~~83,696.0 FANNIE MAE Common Stock 313586109 42,~~914~~822 7540,196 SH SOLE 7540,196.0 ~~FIRST~~FIFTH ~~DATA~~THIRD ~~CORP~~BANCORP Common Stock ~~319963104~~316773100 52,~~552~~052 ~~150~~37,000 SHSOLE 37,000.0 FLEET BOSTON FINL CORP Common Stock 339030108 2,171 72,000 SOLE ~~150~~72,000.0 GENERAL ELECTRIC CO Common Stock 369604103 7,~~252~~214 ~~284~~242,~~386~~000 SH SOLE ~~284~~242,~~386~~000.0 ~~GENERAL~~GEORGIA-PACIFIC ~~MILLS~~CORP Common Stock ~~370334104~~373298108 2,~~505~~279 5594,000 SH SOLE 5594,000.0 ~~HARMAN~~GILEAD ~~INTERNATIONAL~~SCIENCES Common Stock ~~413086109~~375558103 32,~~338~~069 5737,000 SH SOLE 5737,000.0 ~~HCA~~HALLIBURTON CO Common Stock ~~404119109~~406216101 42,~~053~~231 9892,000 SH SOLE 9892,000.0 IBM CORP Common Stock 459200101 53,~~412~~268 6937,000 SH SOLE 6937,000.0 ~~ILLINOIS~~INGERSOLL-RAND ~~TOOL~~CO ~~WORKS~~A Common Stock ~~452308109~~BMG4776G1015 52,~~117~~725 8851,000 SH SOLE 8851,000.0 INTEL CORP Common Stock 458140100 32,~~581~~228 ~~219~~81,~~960~~000 SH SOLE ~~219~~81,~~960~~000.0 ~~JOHNSON~~JABIL &CIRCUIT ~~JOHNSON~~ Common Stock ~~478160104~~466313103 61,~~887~~824 ~~119~~70,000 SH SOLE ~~119~~70,000.0 ~~KEYSPAN~~KINDER ~~CORP~~MORGAN Common Stock ~~49337W100~~49455P101 31,~~064~~512 9528,000 SH SOLE 9528,000.0 ~~KINDER~~KROGER ~~MORGAN~~CO Common Stock ~~49455P101~~501044101 42,~~095~~216 91124,000 SH SOLE 91124,000.0 ~~KLA~~LEAR ~~TENCOR~~ CORP Common Stock ~~482480100~~521865105 2,~~336~~264 6543,000 SH SOLE 6543,000.0 ~~LENNAR~~LEHMAN ~~CORP~~BROTHERS HOLDINGS Common Stock ~~526057104~~524908100 12,~~874~~970 3543,000 SH SOLE 3543,000.0 ~~LEXMARK~~MARSH ~~INTERNATIONAL~~& AMCLENNAN COS Common Stock ~~529771107~~571748102 32,~~147~~714 4757,000 SH SOLE 4757,000.0 ~~LILLY~~MARVEL ~~(ELI)~~ENTERPRISES ~~& CO~~ Common Stock ~~532457108~~57383M108 2,~~457~~425 43109,000 SH SOLE 43109,000.0 ~~MARSH~~MBNA &CORP ~~MCLENNAN COS~~ Common Stock ~~571748102~~55262L100 32,~~240~~782 76122,000 SH SOLE 76122,000.0 ~~MAXIM~~MCDONALD'S ~~INTEGRATED~~CORP ~~PRDCT~~ Common Stock ~~595112103~~580135101 32,~~179~~754 88117,000 SH SOLE 88117,000.0 ~~MCCORMICK~~MEDIMMUNE ~~& CO N-VTG~~ Common Stock ~~579780206~~584699102 12,~~279~~872 5387,000 SH SOLE 087,000.0 ~~MEDTRONIC~~MERRILL LYNCH & CO Common Stock ~~585055106~~590188108 3,~~249~~105 7258,000 SH SOLE 7258,000.0 ~~MERCURY~~MICROSOFT ~~INTERACTIVE~~ CORP Common Stock ~~589405109~~594918104 26,~~315~~320 78227,~~000~~408 SH SOLE 78227,~~000~~408.0 ~~METLIFE~~NATIONAL SEMICONDUCTOR Common Stock ~~59156R108~~637640103 31,~~192~~001 ~~121~~31,000 SH SOLE ~~121~~31,000.0 ~~MICROSOFT~~NAVISTAR ~~CORP~~INTERNATIONAL Common Stock ~~594918104~~63934E108 71,~~660~~528 ~~316~~41,~~408~~000 SH SOLE ~~316~~41,~~408~~000.0 ~~MORGAN~~NEXTEL ~~STANLEY~~COMMUNICATIONS A Common Stock ~~617446448~~65332V103 42,~~449~~284 116,000 SH SOLE 116,000.0 ~~NORTH~~NOBLE ~~FORK~~DRILLING ~~BANCORP.~~CORP Common Stock ~~659424105~~KYG654221004 2,~~209~~141 7563,000 SH SOLE 7563,000.0 ~~PACTIV~~OMNICOM ~~CORP~~GROUP Common Stock ~~695257105~~681919106 31,~~045~~796 ~~150~~25,000 SH SOLE ~~150~~25,000.0 PFIZER Common Stock 717081103 85,~~195~~286 ~~263~~174,000 SH SOLE ~~263~~174,000.0 ~~PIXAR~~PROCTER & GAMBLE CO Common Stock ~~725811103~~742718109 14,~~353~~177 2545,000 SH SOLE 2545,000.0 ~~PRAXAIR~~QUALCOMM Common Stock ~~74005P104~~747525103 32,~~832~~873 6869,000 SH SOLE 6869,000.0 ~~PROCTER~~SEAGATE &TECHNOLOGY ~~GAMBLE CO~~ Common Stock ~~742718109~~KYG7945J1040 62,~~412~~285 7284,000 SH SOLE 7284,000.0 ~~SOUTHTRUST~~SEARS ~~CORP~~ROEBUCK & CO Common Stock ~~844730101~~812387108 2,~~834~~886 ~~111~~66,000 SH SOLE ~~111~~66,000.0 SPRINT ~~FON~~PCS GROUP Tracking Stock ~~852061100~~852061506 1,~~516~~748 ~~129~~305,000 SH SOLE ~~129~~305,000.0 STARBUCKS CORP Common Stock 855244109 31,~~400~~066 ~~132~~37,000 SH SOLE ~~132~~37,000.0 ~~STERICYCLE~~SYMANTEC ~~INC~~CORP Common Stock ~~858912108~~871503108 12,~~654~~143 4434,000 SH SOLE 4434,000.0 ~~UNITED~~TEXAS ~~TECHNOLOGIES~~INSTRUMENTS ~~CORP~~ Common Stock ~~913017109~~882508104 2,~~080~~599 36114,000 SH SOLE 36114,000.0 ~~VERIZON~~TYCO ~~COMMUNICATIONS~~INTERNATIONAL Common Stock ~~92343V104~~902124106 62,~~434~~166 ~~182~~106,000 SH SOLE ~~182~~106,000.0 ~~VIACOM~~UNIVISION BCOMMUNICATIONS Common Stock ~~925524308~~914906102 2,~~082~~522 5779,000 SH SOLE 079,000.0 ~~WACHOVIA~~VIACOM ~~CORP~~B ~~(NEW)~~ Common Stock ~~929903102~~925524308 2,~~726~~221 8058,000 SH SOLE ~~80,000~~0.0 WALGREEN CO Common Stock 931422109 3,~~862~~187 ~~131~~104,000 SH SOLE ~~131~~104,000.0 WAL-MART STORES Common Stock 931142103 52,~~307~~066 ~~102~~37,000 SH SOLE ~~102~~37,000.0 WELLS FARGO & CO Common Stock 949746101 ~~5,534 123,000 SH SOLE 123,000.0 WESTERN DIGITAL Common Stock 958102105~~ 3,~~687~~451 ~~407~~67,000 SH SOLE ~~407~~67,000.0 ~~WHOLE~~WYETH ~~FOODS MARKET~~ Common Stock ~~966837106~~983024100 32,~~672~~766 6660,000 SH SOLE 6660,000.0 ~~XILINX~~YAHOO Common Stock ~~983919101~~984332106 2,~~669~~052 ~~114~~58,000 SH SOLE ~~114~~58,000.0 ~~YAHOO~~ZIMMER HOLDINGS Common Stock ~~984332106~~98956P102 23,~~138~~526 8964,000 SH SOLE 8964,000.0 ----------------------------------------------------------------------------------------------------------------------------------- ~~284~~210,~~357~~018 86,~~609~~075,~~121~~225 -----------------------------------------------------------------------------------------------------------------------------------

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