FG Group Holdings Inc. 4
Accession 0000899243-23-015568
Filed
Jun 13, 8:00 PM ET
Accepted
Jun 14, 7:13 PM ET
Size
16.2 KB
Accession
0000899243-23-015568
Insider Transaction Report
- Purchase
COMMON STOCK, PAR VALUE $0.01 PER SHARE
2023-06-13$1.85/sh+26,407$48,853→ 5,666,111 total(indirect: By LLC) - Purchase
COMMON STOCK, PAR VALUE $0.01 PER SHARE
2023-06-12$1.85/sh+20,593$38,097→ 5,639,704 total(indirect: By LLC)
- 56,131(indirect: By LLC)
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
- Purchase
COMMON STOCK, PAR VALUE $0.01 PER SHARE
2023-06-13$1.85/sh+26,407$48,853→ 5,666,111 total(indirect: By LLC) - Purchase
COMMON STOCK, PAR VALUE $0.01 PER SHARE
2023-06-12$1.85/sh+20,593$38,097→ 5,639,704 total(indirect: By LLC)
- 56,131(indirect: By LLC)
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
- Purchase
COMMON STOCK, PAR VALUE $0.01 PER SHARE
2023-06-13$1.85/sh+26,407$48,853→ 5,666,111 total(indirect: By LLC) - Purchase
COMMON STOCK, PAR VALUE $0.01 PER SHARE
2023-06-12$1.85/sh+20,593$38,097→ 5,639,704 total(indirect: By LLC)
- 56,131(indirect: By LLC)
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
- Purchase
COMMON STOCK, PAR VALUE $0.01 PER SHARE
2023-06-13$1.85/sh+26,407$48,853→ 5,666,111 total(indirect: By LLC) - Purchase
COMMON STOCK, PAR VALUE $0.01 PER SHARE
2023-06-12$1.85/sh+20,593$38,097→ 5,639,704 total(indirect: By LLC)
- 56,131(indirect: By LLC)
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
- Purchase
COMMON STOCK, PAR VALUE $0.01 PER SHARE
2023-06-12$1.85/sh+20,593$38,097→ 5,639,704 total(indirect: By LLC) - Purchase
COMMON STOCK, PAR VALUE $0.01 PER SHARE
2023-06-13$1.85/sh+26,407$48,853→ 5,666,111 total(indirect: By LLC)
- 56,131(indirect: By LLC)
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.81 to $1.85, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Preferred Stock purchased at each separate price within the range set forth above.
- [F2]FG Financial Holdings, LLC ("FGFH"), which is managed by Fundamental Global GP, LLC ("FGGP"), beneficially owns in the aggregate 56,131 shares of Preferred Stock and 5,666,111 shares of Common Stock, which represent approximately 55.0% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH.
- [F3]Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Mr. Cerminara also holds additional shares of Common Stock and Preferred Stock. Each Reporting Person disclaims beneficial ownership of the securities referred to herein except to the extent of his or its pecuniary interest therein.
- [F4]FG Group Holdings, Inc. ("FGH"), formerly known as Ballantyne Strong, Inc. ("BTN"), owns membership interests in FGFH and may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH; however, FGH disclaims beneficial ownership of the securities referred to herein except to the extent of its pecuniary interest therein.
Documents
Issuer
FG Financial Group, Inc.
CIK 0001591890
Related Parties
1- filerCIK 0000946454
Filing Metadata
- Form type
- 4
- Filed
- Jun 13, 8:00 PM ET
- Accepted
- Jun 14, 7:13 PM ET
- Size
- 16.2 KB