Home/Filings/4/0000899243-23-014401
4//SEC Filing

Yu Peter 4

Accession 0000899243-23-014401

CIK 0001838615other

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 6:30 PM ET

Size

10.3 KB

Accession

0000899243-23-014401

Insider Transaction Report

Form 4
Period: 2023-05-31
Transactions
  • Award

    Class A Common Stock

    2023-05-31+13,11113,111 total
Holdings
  • Class A Common Stock

    (indirect: See Footnote)
    374,428
  • Class A Common Stock

    (indirect: See Footnote)
    6,039,292
Yu Peter
DirectorChief Executive Officer10% Owner
Transactions
  • Award

    Class A Common Stock

    2023-05-31+13,11113,111 total
Holdings
  • Class A Common Stock

    (indirect: See Footnote)
    374,428
  • Class A Common Stock

    (indirect: See Footnote)
    6,039,292
Transactions
  • Award

    Class A Common Stock

    2023-05-31+13,11113,111 total
Holdings
  • Class A Common Stock

    (indirect: See Footnote)
    374,428
  • Class A Common Stock

    (indirect: See Footnote)
    6,039,292
Footnotes (2)
  • [F1]Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
  • [F2]Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

Issuer

AlTi Global, Inc.

CIK 0001838615

Entity typeother

Related Parties

1
  • filerCIK 0001426890

Filing Metadata

Form type
4
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 6:30 PM ET
Size
10.3 KB