4/A//SEC Filing
HOCHBERG STEVEN 4/A
Accession 0000899243-23-013794
CIK 0001418076other
Filed
May 23, 8:00 PM ET
Accepted
May 24, 4:05 PM ET
Size
6.0 KB
Accession
0000899243-23-013794
Insider Transaction Report
Form 4/AAmended
HOCHBERG STEVEN
Director
Transactions
- Sale
Common Stock
2022-11-16$14.01/sh−3,000$42,038→ 2,742 total
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. The reported price for the share sales made on November 16, 2022 is based on prices ranging from a low of $13.9700 per share to a high of $14.0700 per share. The reporting person undertakes to provide to SLR Investment Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth above.
- [F2]This amendment to the Form 4 filed on November 18, 2022 is being filed to remove the disclosure of 19,258 shares of common stock of the Issuer that are held by an entity for which the reporting person is a managing trustee. Such shares were previously included in the Form 4 filed on November 18, 2022 by the reporting person but were not required to be included in the Form 4 filed on November 18, 2022 because the reporting person has no pecuniary interest in the 19,258 shares held by the entity for which the reporting person is a managing trustee. The reporting person is not deemed the beneficial owner of the securities held by this entity and does not need to report the securities held by this entity on his beneficial ownership reports. No other changes are being made hereby.
Documents
Issuer
SLR Investment Corp.
CIK 0001418076
Entity typeother
Related Parties
1- filerCIK 0001034123
Filing Metadata
- Form type
- 4/A
- Filed
- May 23, 8:00 PM ET
- Accepted
- May 24, 4:05 PM ET
- Size
- 6.0 KB