4//SEC Filing
HEYER STEVEN J 4
Accession 0000899243-23-011823
CIK 0001758488other
Filed
Apr 26, 8:00 PM ET
Accepted
Apr 27, 6:11 PM ET
Size
9.0 KB
Accession
0000899243-23-011823
Insider Transaction Report
Form 4
HEYER STEVEN J
Director
Transactions
- Award
Common Shares
2023-04-25+128,605→ 941,855 total - Disposition to Issuer
Warrants
2023-04-25−734,890→ 0 totalExercise: $11.50Exp: 2024-03-19→ Common Shares (734,890 underlying)
Holdings
- 111,300(indirect: See Footnote)
Common Shares
Footnotes (3)
- [F1]The reporting person exchanged 734,890 warrants for 128,605 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors.
- [F2]The reported securities are directly held by The Kate J. Heyer 2013 Trust and The David H. Heyer 2013 Trust. The reporting person is a trustee of each of The Kate J. Heyer 2013 Trust and The David H. Heyer 2013 Trust (collectively, the "Steven Heyer Entities"). Accordingly, the reporting person may be deemed to have or share beneficial ownership of securities held by the Steven Heyer Entities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F3]The warrants were exercisable in accordance with the provisions of the Amended and Restated Warrant Agreement, dated as of March 19, 2019, between the Issuer and Continental Stock Transfer & Trust Company.
Documents
Issuer
ONESPAWORLD HOLDINGS Ltd
CIK 0001758488
Entity typeother
Related Parties
1- filerCIK 0001161492
Filing Metadata
- Form type
- 4
- Filed
- Apr 26, 8:00 PM ET
- Accepted
- Apr 27, 6:11 PM ET
- Size
- 9.0 KB