4//SEC Filing
DOERR L JOHN 4
Accession 0000899243-23-008443
CIK 0001365916other
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 5:19 PM ET
Size
16.0 KB
Accession
0000899243-23-008443
Insider Transaction Report
Form 4
AMYRIS, INC.AMRS
Vallejo Ventures Trust UTA 21296
10% Owner
Transactions
- Disposition to Issuer
Warrant (Right to Buy)
2023-03-10−2,046,036→ 0 total(indirect: By LLC)Exercise: $3.91From: 2022-09-13Exp: 2025-09-13→ Common Stock (2,046,036 underlying) - Award
Warrant (Right to Buy)
2023-03-10+2,046,036→ 2,046,036 total(indirect: By LLC)Exercise: $1.30From: 2022-09-13Exp: 2025-09-13→ Common Stock (2,046,036 underlying)
DOERR L JOHN
Director
Transactions
- Award
Warrant (Right to Buy)
2023-03-10+2,046,036→ 2,046,036 total(indirect: By LLC)Exercise: $1.30From: 2022-09-13Exp: 2025-09-13→ Common Stock (2,046,036 underlying) - Disposition to Issuer
Warrant (Right to Buy)
2023-03-10−2,046,036→ 0 total(indirect: By LLC)Exercise: $3.91From: 2022-09-13Exp: 2025-09-13→ Common Stock (2,046,036 underlying)
Foris Ventures, LLC
10% Owner
Transactions
- Award
Warrant (Right to Buy)
2023-03-10+2,046,036→ 2,046,036 total(indirect: By LLC)Exercise: $1.30From: 2022-09-13Exp: 2025-09-13→ Common Stock (2,046,036 underlying) - Disposition to Issuer
Warrant (Right to Buy)
2023-03-10−2,046,036→ 0 total(indirect: By LLC)Exercise: $3.91From: 2022-09-13Exp: 2025-09-13→ Common Stock (2,046,036 underlying)
Doerr Ann Howland
10% Owner
Transactions
- Award
Warrant (Right to Buy)
2023-03-10+2,046,036→ 2,046,036 total(indirect: By LLC)Exercise: $1.30From: 2022-09-13Exp: 2025-09-13→ Common Stock (2,046,036 underlying) - Disposition to Issuer
Warrant (Right to Buy)
2023-03-10−2,046,036→ 0 total(indirect: By LLC)Exercise: $3.91From: 2022-09-13Exp: 2025-09-13→ Common Stock (2,046,036 underlying)
Hager Barbara
10% Owner
Transactions
- Award
Warrant (Right to Buy)
2023-03-10+2,046,036→ 2,046,036 total(indirect: By LLC)Exercise: $1.30From: 2022-09-13Exp: 2025-09-13→ Common Stock (2,046,036 underlying) - Disposition to Issuer
Warrant (Right to Buy)
2023-03-10−2,046,036→ 0 total(indirect: By LLC)Exercise: $3.91From: 2022-09-13Exp: 2025-09-13→ Common Stock (2,046,036 underlying)
Footnotes (3)
- [F1]This warrant was originally issued in connection with the entry into that certain Loan and Security Agreement dated September 13, 2022 among the Issuer, certain subsidiaries of the Issuer and Foris Ventures, LLC ("FV") to purchase up to 2,046,036 shares of the Issuer's common stock at an exercise price of $3.91 per share. On March 10, 2023, in connection with the entry into that certain Loan and Security Agreement, dated as of March 10, 2023, by and among the Issuer, certain subsidiaries of the Issuer and Perrara Ventures, LLC (an affiliate of FV), FV and the Issuer amended the exercise price of the warrant from $3.91 per share to $1.30 per share. Other than the change to the exercise price, the terms of the warrant, including the number of shares underlying the warrant, are unchanged.
- [F2]L. John Doerr ("John Doerr") indirectly holds all of the membership interests in FV. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F3]Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr and Ryan Panchadsaram. Accordingly, each of the Reporting Persons is deemed to be a director by deputization. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act.
Documents
Issuer
AMYRIS, INC.
CIK 0001365916
Entity typeother
IncorporatedCA
Related Parties
1- filerCIK 0001032455
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 5:19 PM ET
- Size
- 16.0 KB