4//SEC Filing
Klompas Neil A 4
Accession 0000899243-23-008432
CIK 0001937653other
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 5:00 PM ET
Size
14.5 KB
Accession
0000899243-23-008432
Insider Transaction Report
Form 4
Zymeworks Inc.ZYME
Klompas Neil A
President & COO
Transactions
- Exercise/Conversion
Restricted Stock Unit
2023-03-10−2,500→ 0 total→ Common Stock (2,500 underlying) - Exercise/Conversion
Common Stock
2023-03-10+2,500→ 17,301 total - Exercise/Conversion
Common Stock
2023-03-10+2,708→ 20,009 total - Sale
Common Stock
2023-03-10$7.83/sh−2,977$23,298→ 17,032 total - Exercise/Conversion
Restricted Stock Unit
2023-03-10−2,708→ 2,709 total→ Common Stock (2,708 underlying)
Holdings
- 700(indirect: By Spouse)
Common Stock
Footnotes (7)
- [F1]Represents shares of common stock issued upon vesting of one third of the restricted stock units ("RSUs") granted on March 10, 2020.
- [F2]Represents shares of common stock issued upon vesting of one third of the RSUs granted on March 10, 2021.
- [F3]Represents shares of common stock sold to cover tax withholding obligations and other applicable fees in connection with the vesting of RSUs pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's applicable RSU grant agreement, and does not represent a discretionary sale by the Reporting Person. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.
- [F4]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.815 to $7.86, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F5]Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
- [F6]The RSUs were granted on March 10, 2020 and vest in three equal annual instalments beginning on March 10, 2021.
- [F7]The RSUs were granted on March 10, 2021 and vest in three equal annual instalments beginning on March 10, 2022.
Documents
Issuer
Zymeworks Inc.
CIK 0001937653
Entity typeother
Related Parties
1- filerCIK 0001761857
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 5:00 PM ET
- Size
- 14.5 KB