4//SEC Filing
LEUSCHEN DAVID M 4
Accession 0000899243-23-002786
CIK 0001844862other
Filed
Jan 25, 7:00 PM ET
Accepted
Jan 26, 6:59 PM ET
Size
15.5 KB
Accession
0000899243-23-002786
Insider Transaction Report
Form 4
LEUSCHEN DAVID M
10% Owner
Transactions
- Other
Common Stock, par value $0.0001 per share
2023-01-26−3,651,546→ 4,738,454 total(indirect: By LLC) - Sale
Warrants (right to buy)
2023-01-26$0.67/sh−20,528$13,754→ 7,256,959 total(indirect: See Footnotes)Exercise: $11.50From: 2022-03-26Exp: 2026-12-08→ Common Stock, par value $0.0001 per share (20,528 underlying) - Sale
Warrants (right to buy)
2023-01-25$0.66/sh−89,866$59,312→ 7,277,487 total(indirect: See Footnotes)Exercise: $11.50From: 2022-03-26Exp: 2026-12-08→ Common Stock, par value $0.0001 per share (89,866 underlying)
Holdings
- 6,798,303(indirect: By Partnership)
Common Stock, par value $0.0001 per share
- 485,112(indirect: By LLC)
Common Stock, par value $0.0001 per share
LAPEYRE PIERRE F JR
10% Owner
Transactions
- Other
Common Stock, par value $0.0001 per share
2023-01-26−3,651,546→ 4,738,454 total(indirect: By LLC) - Sale
Warrants (right to buy)
2023-01-26$0.67/sh−20,528$13,754→ 7,256,959 total(indirect: See Footnotes)Exercise: $11.50From: 2022-03-26Exp: 2026-12-08→ Common Stock, par value $0.0001 per share (20,528 underlying) - Sale
Warrants (right to buy)
2023-01-25$0.66/sh−89,866$59,312→ 7,277,487 total(indirect: See Footnotes)Exercise: $11.50From: 2022-03-26Exp: 2026-12-08→ Common Stock, par value $0.0001 per share (89,866 underlying)
Holdings
- 6,798,303(indirect: By Partnership)
Common Stock, par value $0.0001 per share
- 485,112(indirect: By LLC)
Common Stock, par value $0.0001 per share
Footnotes (7)
- [F1]On January 26, 2023, Decarbonization Plus Acquisition Sponsor III LLC ("DCRC Sponsor") distributed 3,651,546 shares of common stock, par value $0.0001 ("Common Stock"), of Solid Power, Inc. (the "Issuer") to its members pro rata.
- [F2]DCRC Sponsor is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which controls DCRC Sponsor.
- [F3]REL Batavia Partnership, LP is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the sole members of the ultimate general partner of REL Batavia Partnership, LP.
- [F4]Riverstone SP Partners, LLC is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which is the managing member of Riverstone SP Partners, LLC.
- [F5]Each of Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by DCRC Sponsor, REL Batavia Partnership, LP and Riverstone SP Partners, LLC. Each such person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F6]The price reported in Column 8 of Table II is a weighted average price. The warrants were sold in multiple transactions at prices ranging from $0.65 to $0.75, inclusive. The reporting persons will provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of warrants sold at each price within the range.
- [F7]The price reported in Column 8 of Table II is a weighted average price. The warrants were sold in multiple transactions at prices ranging from $0.65 to $0.67, inclusive. The reporting persons will provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of warrants sold at each price within the range.
Documents
Issuer
Solid Power, Inc.
CIK 0001844862
Entity typeother
Related Parties
1- filerCIK 0001222726
Filing Metadata
- Form type
- 4
- Filed
- Jan 25, 7:00 PM ET
- Accepted
- Jan 26, 6:59 PM ET
- Size
- 15.5 KB