CBI USA, Inc. 4
4 · EXICURE, INC. · Filed Dec 19, 2022
Insider Transaction Report
Form 4
EXICURE, INC.XCUR
CBI USA, Inc.
10% Owner
Transactions
- Purchase
Common Stock
2022-12-15$1.60/sh+3,400,000$5,440,000→ 4,218,299 total
Footnotes (1)
- [F1]On December 15, 2022, the stockholders of Exicure, Inc. approved the purchase by the Reporting Person of 3,400,000 shares of common stock at a price per share of $1.60 pursuant to the Securities Purchase Agreement, dated September 26, 2022. The purchase is expected to close promptly, but no later than January 20, 2023, subject to satisfaction or waiver of remaining conditions. Notwithstanding that the purchase has not closed yet, the Reporting Person may be deemed to beneficially own these shares due to satisfaction of the stockholder approval condition.