4//SEC Filing
Rosenthal Lee 4
Accession 0000899243-22-034606
CIK 0001531978other
Filed
Oct 30, 8:00 PM ET
Accepted
Oct 31, 9:18 PM ET
Size
36.8 KB
Accession
0000899243-22-034606
Insider Transaction Report
Form 4
Rosenthal Lee
10% Owner
Transactions
- Exercise/Conversion
Common Stock
2022-08-08$6.60/sh+25,000$165,000→ 690,913 total - Sale
Common Stock
2022-08-10$20.62/sh−114,775$2,367,097→ 303,308 total - Exercise/Conversion
Common Stock
2022-08-08$5.40/sh+2,190$11,826→ 665,913 total - Exercise/Conversion
Common Stock
2022-08-08$6.60/sh+12,500$82,500→ 703,413 total - Sale
Common Stock
2022-08-08$19.51/sh−95,031$1,854,150→ 568,692 total - Sale
Common Stock
2022-08-11$21.04/sh−12,030$253,129→ 241,780 total - Sale
Common Stock
2022-08-15$20.30/sh−64,519$1,309,884→ 177,261 total - Sale
Common Stock
2022-09-12$19.06/sh−25,674$489,429→ 148,972 total - Sale
Common Stock
2022-08-05$19.61/sh−29,748$583,213→ 663,723 total - Sale
Common Stock
2022-08-08$19.53/sh−39,690$775,308→ 663,723 total - Sale
Common Stock
2022-08-10$20.05/sh−150,609$3,019,605→ 418,083 total - Sale
Common Stock
2022-09-14$19.07/sh−5,836$111,288→ 143,136 total - Sale
Common Stock
2022-09-15$19.13/sh−2,200$42,083→ 140,936 total - Sale
Common Stock
2022-10-04$19.10/sh−4,328$82,649→ 136,608 total - Sale
Common Stock
2022-08-11$20.66/sh−49,498$1,022,802→ 253,810 total - Sale
Common Stock
2022-08-16$20.10/sh−2,615$52,562→ 174,646 total
Holdings
- 281,530(indirect: See Footnote)
Common Stock
- 104,135(indirect: See Footnote)
Common Stock
- 7,214,165(indirect: See Footnote)
Common Stock
Footnotes (16)
- [F16]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.50 to $19.75 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F17]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.50 to $19.86 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F18]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.30 to $19.82 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F19]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.50 to $20.49 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F20]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.85 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F21]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.96 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F22]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.08 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F23]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.49 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F24]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.115 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F25]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.205 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F26]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.15 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F27]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.42 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F28]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.265 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F29]Shares held by Rosenthal Investment Company, LLC, of which the Reporting Person is the managing member.
- [F30]Shares held in an IRA for the benefit of Mr. Rosenthal.
- [F31]Shares held in an IRA for the benefit of Mr. Rosenthal's spouse.
Documents
Issuer
Paragon 28, Inc.
CIK 0001531978
Entity typeother
Related Parties
1- filerCIK 0001938249
Filing Metadata
- Form type
- 4
- Filed
- Oct 30, 8:00 PM ET
- Accepted
- Oct 31, 9:18 PM ET
- Size
- 36.8 KB