Rosenthal Lee 4

Accession 0000899243-22-034604

CIK 0001531978other

View on SEC.gov Company Profile

Filed

Oct 30, 8:00 PM ET

Accepted

Oct 31, 9:16 PM ET

Size

87.5 KB

Accession

0000899243-22-034604

Insider Transaction Report

Form 4

Period: 2022-07-20

Paragon 28, Inc.FNA

Rosenthal Lee

10% Owner

Transactions

Exercise/Conversion
Stock Option (Right to Buy)
2022-07-26−28,151→ 0 total
Exercise: $1.20Exp: 2026-12-31→ Common Stock (28,151 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2022-07-27−28,151→ 0 total
Exercise: $4.60Exp: 2027-12-31→ Common Stock (28,151 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2022-08-08−25,000→ 0 total
Exercise: $6.60Exp: 2029-12-31→ Common Stock (25,000 underlying)
Sale
Common Stock
2022-08-03$19.32/sh−73,408$1,418,228→ 823,126 total
Exercise/Conversion
Stock Option (Right to Buy)
2022-07-25−20,813→ 28,151 total
Exercise: $1.20Exp: 2026-12-31→ Common Stock (20,813 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2022-07-28−100→ 31,938 total
Exercise: $5.40Exp: 2028-12-31→ Common Stock (100 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2022-08-08−12,500→ 12,500 total
Exercise: $6.60Exp: 2030-12-31→ Common Stock (12,500 underlying)
Exercise/Conversion
Common Stock
2022-07-27$4.60/sh+28,151$129,495→ 1,021,558 total
Sale
Common Stock
2022-07-27$19.29/sh−84,131$1,622,752→ 909,276 total
Sale
Common Stock
2022-07-28$19.54/sh−100$1,954→ 909,276 total
Sale
Common Stock
2022-08-01$19.02/sh−6,372$121,215→ 896,534 total
Exercise/Conversion
Stock Option (Right to Buy)
2022-07-26−21,849→ 28,151 total
Exercise: $4.60Exp: 2027-12-31→ Common Stock (21,849 underlying)
Sale
Common Stock
2022-07-26$18.90/sh−6,296$119,023→ 993,407 total
Exercise/Conversion
Common Stock
2022-07-28$5.40/sh+100$540→ 909,376 total
Exercise/Conversion
Common Stock
2022-08-05$5.40/sh+29,748$160,639→ 693,471 total
Exercise/Conversion
Common Stock
2022-07-20$0.60/sh+42,865$25,719→ 1,185,300 total
Sale
Common Stock
2022-07-20$18.63/sh−42,865$798,391→ 1,142,435 total
Exercise/Conversion
Common Stock
2022-07-21$0.60/sh+32,135$19,281→ 1,103,509 total
Exercise/Conversion
Common Stock
2022-07-21$1.20/sh+1,036$1,243→ 1,129,545 total
Exercise/Conversion
Common Stock
2022-07-26$4.60/sh+21,849$100,505→ 1,049,703 total
Sale
Common Stock
2022-07-27$19.44/sh−46,113$896,266→ 993,407 total
Sale
Common Stock
2022-07-28$19.03/sh−5,080$96,695→ 904,196 total
Exercise/Conversion
Stock Option (Right to Buy)
2022-07-20−42,865→ 32,135 total
Exercise: $0.60Exp: 2025-01-01→ Common Stock (42,865 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2022-07-21−1,036→ 48,964 total
Exercise: $1.20Exp: 2026-12-31→ Common Stock (1,036 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2022-08-05−29,748→ 2,190 total
Exercise: $5.40Exp: 2028-12-31→ Common Stock (29,748 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2022-08-08−2,190→ 0 total
Exercise: $5.40Exp: 2028-12-31→ Common Stock (2,190 underlying)
Sale
Common Stock
2022-07-20$18.68/sh−71,061$1,327,405→ 1,071,374 total
Exercise/Conversion
Common Stock
2022-07-21$0.60/sh+25,000$15,000→ 1,128,509 total
Sale
Common Stock
2022-07-21$18.48/sh−58,171$1,075,221→ 1,071,374 total
Gift
Common Stock
2022-07-22−5,000→ 1,038,536 total
Exercise/Conversion
Common Stock
2022-07-25$1.20/sh+20,813$24,976→ 1,057,808 total
Sale
Common Stock
2022-07-25$18.51/sh−37,292$690,264→ 999,703 total
Exercise/Conversion
Common Stock
2022-07-26$1.20/sh+28,151$33,781→ 1,027,854 total
Sale
Common Stock
2022-07-26$18.86/sh−50,000$943,175→ 999,703 total
Exercise/Conversion
Common Stock
2022-07-27$5.40/sh+17,962$96,995→ 1,039,520 total
Sale
Common Stock
2022-07-29$19.00/sh−1,290$24,510→ 902,906 total
Sale
Common Stock
2022-08-04$19.56/sh−39,937$781,172→ 783,189 total
Sale
Common Stock
2022-08-05$19.56/sh−119,466$2,336,217→ 663,723 total
Exercise/Conversion
Stock Option (Right to Buy)
2022-07-21−32,135→ 0 total
Exercise: $0.60Exp: 2025-01-01→ Common Stock (32,135 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2022-07-21−25,000→ 0 total
Exercise: $0.60Exp: 2025-12-31→ Common Stock (25,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2022-07-27−17,962→ 32,038 total
Exercise: $5.40Exp: 2028-12-31→ Common Stock (17,962 underlying)
Sale
Common Stock
2022-07-21$18.47/sh−27,838$514,115→ 1,043,536 total
Sale
Common Stock
2022-07-22$18.29/sh−1,541$28,177→ 1,036,995 total
Sale
Common Stock
2022-07-25$18.53/sh−20,813$385,594→ 1,036,995 total

Footnotes (17)

[F1]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.60 to $18.82 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F10]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.905 to $19.60 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F11]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.51 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F12]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.06 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F13]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.60 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F14]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $20.00 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F15]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.7775 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F2]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.35 to $18.975 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F3]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.45 to $18.63 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F32]The option is fully vested and exercisable.
[F33]50% of the shares subject to the option vest annually measured from December 31, 2020 (the 'Vesting Commencement Date'), such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date.
[F4]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.33 to $18.625 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F5]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.03 to $18.58 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F6]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.645 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F7]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.45 to $18.64 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F8]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.85 to $18.91 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F9]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.25 to $19.59 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Paragon 28, Inc.

CIK 0001531978

→

Entity typeother

Related Parties

filerCIK 0001938249

Filing Metadata

Form type: 4
Filed: Oct 30, 8:00 PM ET
Accepted: Oct 31, 9:16 PM ET
Size: 87.5 KB

View on SEC.gov