4//SEC Filing
Kensington Capital Sponsor IV LLC 4
Accession 0000899243-22-031387
CIK 0001899287other
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 7:02 PM ET
Size
19.5 KB
Accession
0000899243-22-031387
Insider Transaction Report
Form 4
Kensington Capital Sponsor IV LLC
10% Owner
Transactions
- Other
Warrants (right to buy)
2022-09-14−6,535,000→ 0 totalExercise: $11.50Exp: 2027-09-14→ Common Stock (6,535,000 underlying) - Conversion
Common Stock
2022-09-14+9,857,142→ 13,124,642 total - Other
Common Stock
2022-09-14−13,124,642→ 0 total - Other
Warrants (right to buy)
2022-09-14+16,000,000→ 16,000,000 totalExercise: $11.50Exp: 2027-09-14→ Common Stock (16,000,000 underlying) - Conversion
Class B Ordinary Shares
2022-09-14−9,857,142→ 0 total→ Common Stock (9,857,142 underlying) - Other
Warrants (right to buy)
2022-09-14−16,000,000→ 0 totalExercise: $11.50Exp: 2027-09-14→ Common Stock (16,000,000 underlying) - Other
Warrants (right to buy)
2022-09-14+6,535,000→ 6,535,000 totalExercise: $11.50Exp: 2027-09-14→ Common Stock (6,535,000 underlying)
Footnotes (4)
- [F1]Upon completion of the Issuer's business combination transaction, the Issuer's Class B Ordinary Shares converted into shares of Common Stock of the Issuer. At the time the Class B shares were issued, the Issuer was a Cayman Islands exempted company incorporated with limited liability named "Kensington Capital Acquisition Corp. IV." In connection with a business combination transaction, the Issuer became a Delaware corporation and changed its name to "Amprius Technologies, Inc."
- [F2]The securities were distributed in-kind, pro-rata and for no additional consideration to the members of Kensington Capital Sponsor IV LLC in connection with its liquidating distribution. As a result of the transaction reported herein, the Reporting Person is no longer a 10% holder of the issuer.
- [F3]The Reporting Person acquired these securities in connection with the initial public offering of Kensington Capital Acquisition Corp. IV, which is the Issuer and changed its name to Amprius Technologies, Inc. upon closing of a business combination transaction and is reporting the ownership thereof in connection with such closing. These securities were previously not beneficially owned for purposes of reporting their ownership on this Form.
- [F4]The securities become exercisable on October 14, 2022, provided that in no event are the securities exercisable unless a registration statement registering the shares issuable upon exercise thereof has been declared effective (or, in the case of all of the warrants in Table II, until the 61st business day following the closing of the foregoing business combination if such a registration statement has not previously been declared effective).
Documents
Issuer
Amprius Technologies, Inc.
CIK 0001899287
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001908586
Filing Metadata
- Form type
- 4
- Filed
- Sep 15, 8:00 PM ET
- Accepted
- Sep 16, 7:02 PM ET
- Size
- 19.5 KB