4//SEC Filing
ANGELO GORDON & CO., L.P. 4
Accession 0000899243-22-031326
CIK 0000867665other
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 5:30 PM ET
Size
15.4 KB
Accession
0000899243-22-031326
Insider Transaction Report
Form 4
AG Energy Funding, LLC
Director10% Owner
Transactions
- Sale
Series A Preferred Stock
2022-09-14$116.70/sh−685,505$79,998,434→ 0 total(indirect: See Footnote)
AG PARTNERS LP
Director10% Owner
Transactions
- Sale
Series A Preferred Stock
2022-09-14$116.70/sh−685,505$79,998,434→ 0 total(indirect: See Footnote)
Baumgarten Joshua
10% Owner
Transactions
- Sale
Series A Preferred Stock
2022-09-14$116.70/sh−685,505$79,998,434→ 0 total(indirect: See Footnote)
ANGELO GORDON & CO LP/NY
Director10% Owner
Transactions
- Sale
Series A Preferred Stock
2022-09-14$116.70/sh−685,505$79,998,434→ 0 total(indirect: See Footnote)
SCHWARTZ ADAM R
10% Owner
Transactions
- Sale
Series A Preferred Stock
2022-09-14$116.70/sh−685,505$79,998,434→ 0 total(indirect: See Footnote)
Footnotes (1)
- [F1]The shares of Series A Preferred Stock were held directly by AG Energy Funding, LLC ("AG Energy Funding") for which Angelo, Gordon & Co, L.P. ("Angelo Gordon") is the manager. Josh Baumgarten and Adam Schwartz are the co-managing members of AG GP LLC ("AG GP"), which is the sole general partner of Angelo Gordon and Josh Baumgarten and Adam Schwartz are the co-chief executive officers of Angelo Gordon. Each of Josh Baumgarten, Adam Schwartz and AG GP may be deemed to control Angelo Gordon. Each of Angelo Gordon, AG GP, Josh Baumgarten and Adam Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of Angelo Gordon, AG GP, Josh Baumgarten or Adam Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Issuer
ABRAXAS PETROLEUM CORP
CIK 0000867665
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0000860662
Filing Metadata
- Form type
- 4
- Filed
- Sep 15, 8:00 PM ET
- Accepted
- Sep 16, 5:30 PM ET
- Size
- 15.4 KB