4//SEC Filing
SMITH G STACY 4
Accession 0000899243-22-026606
CIK 0001776197other
Filed
Jul 21, 8:00 PM ET
Accepted
Jul 22, 7:25 PM ET
Size
29.1 KB
Accession
0000899243-22-026606
Insider Transaction Report
Form 4
AKUMIN INC.AKU
SMITH G STACY
10% Owner
Transactions
- Sale
Common Shares
2022-07-21$0.52/sh−3,065,257$1,593,934→ 0 total(indirect: See Footnotes) - Purchase
Common Shares
2022-07-21$0.52/sh+1,134,145$589,755→ 3,167,742 total(indirect: See Footnotes) - Purchase
Common Shares
2022-07-21$0.52/sh+1,931,112$1,004,178→ 6,231,315 total(indirect: See Footnotes)
Holdings
- 2,000,547(indirect: See Footnotes)
Common Shares
- 110,000(indirect: See Footnotes)
Common Shares
- 60,000(indirect: See Footnotes)
Common Shares
- 33,309(indirect: See Footnotes)
Common Shares
SCW Capital Management, LP
10% Owner
Transactions
- Sale
Common Shares
2022-07-21$0.52/sh−3,065,257$1,593,934→ 0 total(indirect: See Footnotes) - Purchase
Common Shares
2022-07-21$0.52/sh+1,931,112$1,004,178→ 6,231,315 total(indirect: See Footnotes) - Purchase
Common Shares
2022-07-21$0.52/sh+1,134,145$589,755→ 3,167,742 total(indirect: See Footnotes)
Holdings
- 60,000(indirect: See Footnotes)
Common Shares
- 110,000(indirect: See Footnotes)
Common Shares
- 2,000,547(indirect: See Footnotes)
Common Shares
- 33,309(indirect: See Footnotes)
Common Shares
SCW Capital, LP
10% Owner
Transactions
- Sale
Common Shares
2022-07-21$0.52/sh−3,065,257$1,593,934→ 0 total(indirect: See Footnotes) - Purchase
Common Shares
2022-07-21$0.52/sh+1,931,112$1,004,178→ 6,231,315 total(indirect: See Footnotes) - Purchase
Common Shares
2022-07-21$0.52/sh+1,134,145$589,755→ 3,167,742 total(indirect: See Footnotes)
Holdings
- 60,000(indirect: See Footnotes)
Common Shares
- 110,000(indirect: See Footnotes)
Common Shares
- 2,000,547(indirect: See Footnotes)
Common Shares
- 33,309(indirect: See Footnotes)
Common Shares
Trinity Investment Group, LLC
10% Owner
Transactions
- Purchase
Common Shares
2022-07-21$0.52/sh+1,134,145$589,755→ 3,167,742 total(indirect: See Footnotes) - Sale
Common Shares
2022-07-21$0.52/sh−3,065,257$1,593,934→ 0 total(indirect: See Footnotes) - Purchase
Common Shares
2022-07-21$0.52/sh+1,931,112$1,004,178→ 6,231,315 total(indirect: See Footnotes)
Holdings
- 2,000,547(indirect: See Footnotes)
Common Shares
- 60,000(indirect: See Footnotes)
Common Shares
- 110,000(indirect: See Footnotes)
Common Shares
- 33,309(indirect: See Footnotes)
Common Shares
SCW Capital QP, LP
10% Owner
Transactions
- Purchase
Common Shares
2022-07-21$0.52/sh+1,134,145$589,755→ 3,167,742 total(indirect: See Footnotes) - Sale
Common Shares
2022-07-21$0.52/sh−3,065,257$1,593,934→ 0 total(indirect: See Footnotes) - Purchase
Common Shares
2022-07-21$0.52/sh+1,931,112$1,004,178→ 6,231,315 total(indirect: See Footnotes)
Holdings
- 2,000,547(indirect: See Footnotes)
Common Shares
- 33,309(indirect: See Footnotes)
Common Shares
- 60,000(indirect: See Footnotes)
Common Shares
- 110,000(indirect: See Footnotes)
Common Shares
SCW Single-Asset Partnership, LP
10% Owner
Transactions
- Purchase
Common Shares
2022-07-21$0.52/sh+1,134,145$589,755→ 3,167,742 total(indirect: See Footnotes) - Sale
Common Shares
2022-07-21$0.52/sh−3,065,257$1,593,934→ 0 total(indirect: See Footnotes) - Purchase
Common Shares
2022-07-21$0.52/sh+1,931,112$1,004,178→ 6,231,315 total(indirect: See Footnotes)
Holdings
- 2,000,547(indirect: See Footnotes)
Common Shares
- 110,000(indirect: See Footnotes)
Common Shares
- 60,000(indirect: See Footnotes)
Common Shares
- 33,309(indirect: See Footnotes)
Common Shares
SCW Single-Asset Partnership QP, LP
10% Owner
Transactions
- Sale
Common Shares
2022-07-21$0.52/sh−3,065,257$1,593,934→ 0 total(indirect: See Footnotes) - Purchase
Common Shares
2022-07-21$0.52/sh+1,134,145$589,755→ 3,167,742 total(indirect: See Footnotes) - Purchase
Common Shares
2022-07-21$0.52/sh+1,931,112$1,004,178→ 6,231,315 total(indirect: See Footnotes)
Holdings
- 60,000(indirect: See Footnotes)
Common Shares
- 110,000(indirect: See Footnotes)
Common Shares
- 2,000,547(indirect: See Footnotes)
Common Shares
- 33,309(indirect: See Footnotes)
Common Shares
Wagner John R.
10% Owner
Transactions
- Purchase
Common Shares
2022-07-21$0.52/sh+1,931,112$1,004,178→ 6,231,315 total(indirect: See Footnotes) - Sale
Common Shares
2022-07-21$0.52/sh−3,065,257$1,593,934→ 0 total(indirect: See Footnotes) - Purchase
Common Shares
2022-07-21$0.52/sh+1,134,145$589,755→ 3,167,742 total(indirect: See Footnotes)
Holdings
- 2,000,547(indirect: See Footnotes)
Common Shares
- 33,309(indirect: See Footnotes)
Common Shares
- 60,000(indirect: See Footnotes)
Common Shares
- 110,000(indirect: See Footnotes)
Common Shares
Cathey Robert N.
10% Owner
Transactions
- Purchase
Common Shares
2022-07-21$0.52/sh+1,931,112$1,004,178→ 6,231,315 total(indirect: See Footnotes) - Purchase
Common Shares
2022-07-21$0.52/sh+1,134,145$589,755→ 3,167,742 total(indirect: See Footnotes) - Sale
Common Shares
2022-07-21$0.52/sh−3,065,257$1,593,934→ 0 total(indirect: See Footnotes)
Holdings
- 33,309(indirect: See Footnotes)
Common Shares
- 60,000(indirect: See Footnotes)
Common Shares
- 2,000,547(indirect: See Footnotes)
Common Shares
- 110,000(indirect: See Footnotes)
Common Shares
Footnotes (12)
- [F1]Represents a cross-trade between SCW Capital, LP ("SCW Capital"), SCW Capital QP, LP ("SCW Capital QP") and SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), in which SCW Single-Asset Partnership QP disposed of and each of SCW Capital and SCW Capital QP acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder. As a result of the foregoing transaction, SCW Single-Asset Partnership QP will no longer be a reporting person.
- [F10]Robert N. Cathey is the record and direct beneficial owner of these securities of the Issuer.
- [F11]John R. Wagner is the record and direct beneficial owner of these securities of the Issuer.
- [F12]G. Stacy Smith is the record and direct beneficial owner of these securities of the Issuer.
- [F2]This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership QP, SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement.
- [F3]SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity.
- [F4]Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
- [F5]Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
- [F6]SCW Single-Asset Partnership QP, LP is the record and direct beneficial owner of these securities of the Issuer.
- [F7]SCW Capital, LP is the record and direct beneficial owner of these securities of the Issuer.
- [F8]SCW Capital QP, LP is the record and direct beneficial owner of these securities of the Issuer.
- [F9]SCW Single-Asset Partnership, LP is the record and direct beneficial owner of these securities of the Issuer.
Documents
Issuer
AKUMIN INC.
CIK 0001776197
Entity typeother
Related Parties
1- filerCIK 0001056313
Filing Metadata
- Form type
- 4
- Filed
- Jul 21, 8:00 PM ET
- Accepted
- Jul 22, 7:25 PM ET
- Size
- 29.1 KB