3//SEC Filing
Wood River Capital, LLC 3
Accession 0000899243-22-012784
CIK 0001145986other
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 4:05 PM ET
Size
6.5 KB
Accession
0000899243-22-012784
Insider Transaction Report
Form 3
Wood River Capital, LLC
10% Owner
Holdings
Convertible Senior PIK Toggle Notes due 2027
Exercise: $34.94From: 2022-02-18Exp: 2027-02-18→ Common Stock (2,862,325 underlying)- 1,791,986
Common Stock
Footnotes (2)
- [F1]Wood River Capital, LLC ("Wood River") is beneficially owned by SCC Holdings, LLC ("SCC"), SCC is beneficially owned by KIM, LLC ("KIM"), KIM is beneficially owned by Koch Investments Group, LLC ("KIG"), KIG is beneficially owned by Koch Investments Group Holdings, LLC ("KIGH"), and KIGH is beneficially owned by Koch Industries, Inc. ("Koch Industries"), in each case by means of ownership of all voting equity instruments. Koch Industries, SCC, KIM, KIG, and KIGH may be deemed to beneficially own the shares of common stock (the "Public Shares") of Aspen Aerogels, Inc. (the "Issuer") by virtue of (i) Koch Industries' beneficial ownership of KIGH, (ii) KIGH's beneficial ownership of KIG, (iii) KIG's beneficial ownership of KIM, (iv) KIM's beneficial ownership of SCC and (v) SCC's beneficial ownership of Wood River.
- [F2]On February 15, 2022, Wood River entered into a note purchase agreement with the Issuer relating to the issuance and sale of $100,000,000 in aggregate principal amount of the Issuer's Convertible Senior PIK Toggle Notes due 2027 (the "Notes"). The Notes were issued to Wood River on February 18, 2022 and are convertible into shares (the "Convertible Shares") of the Issuer's common stock at Wood River's option at any time until the business day prior to the maturity date, based on an initial conversion rate of 28.623257 shares per $1,000 principal amount of the Notes, subject to customary anti-dilution and other adjustments.
Documents
Issuer
ASPEN AEROGELS INC
CIK 0001145986
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001888978
Filing Metadata
- Form type
- 3
- Filed
- Mar 29, 8:00 PM ET
- Accepted
- Mar 30, 4:05 PM ET
- Size
- 6.5 KB