4//SEC Filing
Riordan Michael Anthony 4
Accession 0000899243-22-011969
CIK 0001320854other
Filed
Mar 22, 8:00 PM ET
Accepted
Mar 23, 6:25 PM ET
Size
13.9 KB
Accession
0000899243-22-011969
Insider Transaction Report
Form 4
Riordan Michael Anthony
VP Finance, CFO and Treasurer
Transactions
- Award
Common Stock
2022-03-21+40,000→ 68,257 total - Award
Employee Stock Option
2022-03-21+100,000→ 100,000 totalExercise: $4.30Exp: 2032-03-21→ Common stock (100,000 underlying)
Holdings
- 10,467
Employee Stock Option
Exercise: $3.81Exp: 2031-01-28→ Common stock (10,467 underlying) - 50,000
Employee Stock Option
Exercise: $2.38Exp: 2031-01-05→ Common stock (50,000 underlying) - 8,799
Employee Stock Option
Exercise: $3.82Exp: 2032-01-17→ Common stock (8,799 underlying) - 25,000
Employee Stock Appreciation Right
Exercise: $2.58Exp: 2030-11-30→ Common stock (25,000 underlying)
Footnotes (9)
- [F1]Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on March 21, 2022 and will vest on March 21, 2025. The restricted shares are subject to certain restrictions (including possible forfeiture).
- [F2]The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.
- [F3]Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan.
- [F4]The options vest in three equal annual installments beginning on March 21, 2023.
- [F5]The options were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient.
- [F6]On January 17, 2022, the recipient was granted 8,799 options which will vest in three equal annual installments beginning on January 17, 2023.
- [F7]On January 28, 2021, the recipient was granted 10,467 options. 3,558 options are fully vested and currently exercisable, 3,454 options will vest on January 28, 2023 and 3,455 options will vest on January 28, 2024.
- [F8]On January 5, 2021 the recipient was granted 50,000 cash-settled stock options.17,000 cash-settled stock options are fully vested and currently exercisable, 16,500 cash-settled stock options will vest on January 5, 2023 and 16,500 cash-settled stock options will vest on January 5, 2024.
- [F9]On November 30, 2020 the recipient was granted 25,000 cash-settled stock appreciation rights. 8,500 cash-settled stock appreciation rights are fully vested and currently exercisable, 8,250 cash-settled stock appreciation rights will vest on November 30, 2022 and 8,250 cash-settled stock appreciation rights will vest on November 30, 2023.
Documents
Issuer
FreightCar America, Inc.
CIK 0001320854
Entity typeother
Related Parties
1- filerCIK 0001834620
Filing Metadata
- Form type
- 4
- Filed
- Mar 22, 8:00 PM ET
- Accepted
- Mar 23, 6:25 PM ET
- Size
- 13.9 KB