4//SEC Filing
Gerard Dale R 4
Accession 0000899243-22-009276
CIK 0001713952other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 9:50 PM ET
Size
24.0 KB
Accession
0000899243-22-009276
Insider Transaction Report
Form 4
Gerard Dale R
Interim CFO
Transactions
- Award
Restricted Stock Units
2022-03-01+88,572→ 88,572 total→ Class A Common Stock (88,572 underlying) - Exercise/Conversion
Class A Common Stock
2022-03-01+92,195→ 311,159 total - Exercise/Conversion
Class A Common Stock
2022-03-01+85,610→ 396,769 total - Exercise/Conversion
Class A Common Stock
2022-03-01+29,524→ 426,293 total - Award
Class A Common Stock
2022-03-01+29,524→ 455,817 total - Tax Payment
Class A Common Stock
2022-03-01$7.52/sh−104,929$789,066→ 350,888 total - Exercise/Conversion
Restricted Stock Units
2022-03-01−92,195→ 0 total→ Class A Common Stock (92,195 underlying) - Exercise/Conversion
Restricted Stock Units
2022-03-01−85,610→ 171,219 total→ Class A Common Stock (85,610 underlying) - Exercise/Conversion
Restricted Stock Units
2022-03-01−29,524→ 88,572 total→ Class A Common Stock (29,524 underlying)
Footnotes (7)
- [F1]Reflects performance-based restricted stock units previously granted to the Reporting Person, the performance of which was certified on March 1, 2021. Of the performance-based restricted stock units deemed acquired on March 1, 2021, 50% vested immediately and the remaining 50% vested on March 1, 2022.
- [F2]Reflects restricted stock units that upon the vesting and then settlement converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. Reflects an initial grant of 342,439 restricted stock units that vest in four equal annual installments beginning on January 17, 2021.
- [F3]Reflects a grant of restricted stock units that vest in four equal annual installments beginning on March 1, 2022.
- [F4]Reflects performance-based restricted stock units previously granted to the Reporting Person, the performance of which was certified on March 1, 2022.
- [F5]Reflects shares of Class A Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the restricted stock units and performance-based restricted stock units described herein.
- [F6]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash.
- [F7]Reflects performance-based restricted stock units previously granted to the Reporting Person, the performance of which was certified on March 1, 2022. Of the performance-based restricted stock units deemed acquired on March 1, 2022, 25% vested immediately and the remaining 75% vest in three equal annual installments beginning on March 1, 2023. Therefore, upon certification of the award, the Reporting Person received 29,524 shares of Class A Common Stock and 88,572 restricted stock units that vest in three equal annual installments beginning on March 1, 2023.
Issuer
Vivint Smart Home, Inc.
CIK 0001713952
Entity typeother
Related Parties
1- filerCIK 0001798300
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 9:50 PM ET
- Size
- 24.0 KB