Home/Filings/4/0000899243-21-048686
4//SEC Filing

Ratcliffe Liam 4

Accession 0000899243-21-048686

CIK 0001655759other

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 9:30 PM ET

Size

21.4 KB

Accession

0000899243-21-048686

Insider Transaction Report

Form 4
Period: 2021-12-14
Transactions
  • Sale

    Common Stock

    2021-12-14$65.38/sh36,308$2,373,959385,627 total(indirect: See footnote)
  • Sale

    Common Stock

    2021-12-15$66.50/sh67,549$4,492,326277,086 total(indirect: See footnote)
  • Sale

    Common Stock

    2021-12-16$68.97/sh37,206$2,566,031185,686 total(indirect: See footnote)
  • Sale

    Common Stock

    2021-12-14$66.01/sh119,456$7,885,099421,935 total(indirect: See footnote)
  • Sale

    Common Stock

    2021-12-14$64.20/sh700$44,941384,927 total(indirect: See footnote)
  • Sale

    Common Stock

    2021-12-15$67.46/sh40,292$2,718,272344,635 total(indirect: See footnote)
  • Sale

    Common Stock

    2021-12-15$65.74/sh5,695$374,366271,391 total(indirect: See footnote)
  • Sale

    Common Stock

    2021-12-16$69.66/sh48,499$3,378,387222,892 total(indirect: See footnote)
Footnotes (9)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.66 to $65.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
  • [F2]The reported shares are held directly by AI Biotechnology LLC ("AIB"), a limited liability company of which the reporting person is the holder of units that are treated as profits interest units. The units owned by the reporting person do not convey a right to vote or dispose of the shares of the Issuer's Common Stock held by AIB. The reporting person disclaims beneficial ownership of all shares held by AIB and this report shall not be deemed an admission of beneficial ownership of such shares for the purposes of Section 16 or for any other purpose except to the extent of his pecuniary interest therein.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.665 to $64.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.34 to $64.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).
  • [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.94 to $66.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).
  • [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.93 to $65.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).
  • [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.92 to $65.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).
  • [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.28 to $69.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).
  • [F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.275 to $68.335, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9).

Issuer

ARVINAS, INC.

CIK 0001655759

Entity typeother

Related Parties

1
  • filerCIK 0001547100

Filing Metadata

Form type
4
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 9:30 PM ET
Size
21.4 KB