Home/Filings/4/0000899243-21-048450

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Redpoint Omega II, LLC 4

Accession 0000899243-21-048450

CIK 0001720671other

View on SEC.gov Company Profile

Filed

Dec 14, 7:00 PM ET

Accepted

Dec 15, 8:31 PM ET

Size

56.8 KB

Accession

0000899243-21-048450

Insider Transaction Report

Form 4

Period: 2021-12-13

HashiCorp, Inc.HCP

Redpoint Omega II, LLC

10% Owner

Transactions

Conversion
Common Stock
2021-12-13+414,850→ 514,126 total(indirect: See footnote)
Conversion
Common Stock
2021-12-13+31,120→ 31,120 total(indirect: See footnote)
Other
Common Stock
2021-12-13−16,623,670→ 0 total(indirect: See footnote)
Other
Common Stock
2021-12-13−514,126→ 0 total(indirect: See footnote)
Other
Common Stock
2021-12-13−660,438→ 0 total(indirect: See footnote)
Other
Common Stock
2021-12-13−31,120→ 0 total(indirect: See footnote)
Other
Class B Common Stock
2021-12-13+514,126→ 514,126 total(indirect: See footnote)
→ Class A Common Stock (514,126 underlying)
Other
Class B Common Stock
2021-12-13+660,438→ 660,438 total(indirect: See footnote)
→ Class A Common Stock (660,438 underlying)
Other
Class B Common Stock
2021-12-13+31,120→ 31,120 total(indirect: See footnote)
→ Class A Common Stock (31,120 underlying)
Conversion
Common Stock
2021-12-13+13,413,642→ 16,623,670 total(indirect: See footnote)
Conversion
Common Stock
2021-12-13+660,438→ 660,438 total(indirect: See footnote)
Conversion
Series D Convertible Stock Preferred
2021-12-13−21,654→ 0 total(indirect: See footnote)
→ Common Stock (21,654 underlying)
Conversion
Series E Convertible Stock Preferred
2021-12-13−31,120→ 0 total(indirect: See footnote)
→ Common Stock (31,120 underlying)
Conversion
Series B Convertible Stock Preferred
2021-12-13−8,350,470→ 0 total(indirect: See footnote)
→ Common Stock (8,350,470 underlying)
Conversion
Series C Convertible Stock Preferred
2021-12-13−4,363,022→ 0 total(indirect: See footnote)
→ Common Stock (4,363,022 underlying)
Conversion
Series D Convertible Stock Preferred
2021-12-13−700,150→ 0 total(indirect: See footnote)
→ Common Stock (700,150 underlying)
Conversion
Series B Convertible Stock Preferred
2021-12-13−258,260→ 0 total(indirect: See footnote)
→ Common Stock (258,260 underlying)
Conversion
Series C Convertible Stock Preferred
2021-12-13−134,936→ 0 total(indirect: See footnote)
→ Common Stock (134,936 underlying)
Conversion
Series E Convertible Stock Preferred
2021-12-13−660,438→ 0 total(indirect: See footnote)
→ Common Stock (660,438 underlying)
Other
Class B Common Stock
2021-12-13+16,623,670→ 16,623,670 total(indirect: See footnote)
→ Class A Common Stock (16,623,670 underlying)

Redpoint Omega II, L.P.

10% Owner

Transactions

Other
Common Stock
2021-12-13−16,623,670→ 0 total(indirect: See footnote)
Other
Common Stock
2021-12-13−31,120→ 0 total(indirect: See footnote)
Conversion
Series B Convertible Stock Preferred
2021-12-13−8,350,470→ 0 total(indirect: See footnote)
→ Common Stock (8,350,470 underlying)
Conversion
Series D Convertible Stock Preferred
2021-12-13−700,150→ 0 total(indirect: See footnote)
→ Common Stock (700,150 underlying)
Conversion
Series E Convertible Stock Preferred
2021-12-13−660,438→ 0 total(indirect: See footnote)
→ Common Stock (660,438 underlying)
Conversion
Series E Convertible Stock Preferred
2021-12-13−31,120→ 0 total(indirect: See footnote)
→ Common Stock (31,120 underlying)
Other
Class B Common Stock
2021-12-13+16,623,670→ 16,623,670 total(indirect: See footnote)
→ Class A Common Stock (16,623,670 underlying)
Other
Class B Common Stock
2021-12-13+514,126→ 514,126 total(indirect: See footnote)
→ Class A Common Stock (514,126 underlying)
Other
Class B Common Stock
2021-12-13+660,438→ 660,438 total(indirect: See footnote)
→ Class A Common Stock (660,438 underlying)
Other
Class B Common Stock
2021-12-13+31,120→ 31,120 total(indirect: See footnote)
→ Class A Common Stock (31,120 underlying)
Conversion
Series B Convertible Stock Preferred
2021-12-13−258,260→ 0 total(indirect: See footnote)
→ Common Stock (258,260 underlying)
Conversion
Series D Convertible Stock Preferred
2021-12-13−21,654→ 0 total(indirect: See footnote)
→ Common Stock (21,654 underlying)
Conversion
Common Stock
2021-12-13+13,413,642→ 16,623,670 total(indirect: See footnote)
Conversion
Common Stock
2021-12-13+414,850→ 514,126 total(indirect: See footnote)
Conversion
Common Stock
2021-12-13+660,438→ 660,438 total(indirect: See footnote)
Conversion
Common Stock
2021-12-13+31,120→ 31,120 total(indirect: See footnote)
Other
Common Stock
2021-12-13−514,126→ 0 total(indirect: See footnote)
Other
Common Stock
2021-12-13−660,438→ 0 total(indirect: See footnote)
Conversion
Series C Convertible Stock Preferred
2021-12-13−4,363,022→ 0 total(indirect: See footnote)
→ Common Stock (4,363,022 underlying)
Conversion
Series C Convertible Stock Preferred
2021-12-13−134,936→ 0 total(indirect: See footnote)
→ Common Stock (134,936 underlying)

Redpoint Omega Associates II, LLC

10% Owner

Transactions

Conversion
Common Stock
2021-12-13+414,850→ 514,126 total(indirect: See footnote)
Other
Common Stock
2021-12-13−16,623,670→ 0 total(indirect: See footnote)
Conversion
Series C Convertible Stock Preferred
2021-12-13−134,936→ 0 total(indirect: See footnote)
→ Common Stock (134,936 underlying)
Conversion
Series D Convertible Stock Preferred
2021-12-13−21,654→ 0 total(indirect: See footnote)
→ Common Stock (21,654 underlying)
Conversion
Series E Convertible Stock Preferred
2021-12-13−31,120→ 0 total(indirect: See footnote)
→ Common Stock (31,120 underlying)
Other
Class B Common Stock
2021-12-13+16,623,670→ 16,623,670 total(indirect: See footnote)
→ Class A Common Stock (16,623,670 underlying)
Other
Class B Common Stock
2021-12-13+660,438→ 660,438 total(indirect: See footnote)
→ Class A Common Stock (660,438 underlying)
Conversion
Common Stock
2021-12-13+660,438→ 660,438 total(indirect: See footnote)
Conversion
Common Stock
2021-12-13+31,120→ 31,120 total(indirect: See footnote)
Other
Common Stock
2021-12-13−514,126→ 0 total(indirect: See footnote)
Other
Common Stock
2021-12-13−31,120→ 0 total(indirect: See footnote)
Conversion
Series B Convertible Stock Preferred
2021-12-13−8,350,470→ 0 total(indirect: See footnote)
→ Common Stock (8,350,470 underlying)
Conversion
Series C Convertible Stock Preferred
2021-12-13−4,363,022→ 0 total(indirect: See footnote)
→ Common Stock (4,363,022 underlying)
Conversion
Series D Convertible Stock Preferred
2021-12-13−700,150→ 0 total(indirect: See footnote)
→ Common Stock (700,150 underlying)
Conversion
Common Stock
2021-12-13+13,413,642→ 16,623,670 total(indirect: See footnote)
Other
Common Stock
2021-12-13−660,438→ 0 total(indirect: See footnote)
Conversion
Series B Convertible Stock Preferred
2021-12-13−258,260→ 0 total(indirect: See footnote)
→ Common Stock (258,260 underlying)
Conversion
Series E Convertible Stock Preferred
2021-12-13−660,438→ 0 total(indirect: See footnote)
→ Common Stock (660,438 underlying)
Other
Class B Common Stock
2021-12-13+514,126→ 514,126 total(indirect: See footnote)
→ Class A Common Stock (514,126 underlying)
Other
Class B Common Stock
2021-12-13+31,120→ 31,120 total(indirect: See footnote)
→ Class A Common Stock (31,120 underlying)

REDPOINT OMEGA III, LLC

10% Owner

Transactions

Conversion
Common Stock
2021-12-13+31,120→ 31,120 total(indirect: See footnote)
Other
Common Stock
2021-12-13−16,623,670→ 0 total(indirect: See footnote)
Other
Common Stock
2021-12-13−31,120→ 0 total(indirect: See footnote)
Conversion
Series B Convertible Stock Preferred
2021-12-13−8,350,470→ 0 total(indirect: See footnote)
→ Common Stock (8,350,470 underlying)
Conversion
Series C Convertible Stock Preferred
2021-12-13−4,363,022→ 0 total(indirect: See footnote)
→ Common Stock (4,363,022 underlying)
Conversion
Series D Convertible Stock Preferred
2021-12-13−700,150→ 0 total(indirect: See footnote)
→ Common Stock (700,150 underlying)
Conversion
Series B Convertible Stock Preferred
2021-12-13−258,260→ 0 total(indirect: See footnote)
→ Common Stock (258,260 underlying)
Conversion
Series C Convertible Stock Preferred
2021-12-13−134,936→ 0 total(indirect: See footnote)
→ Common Stock (134,936 underlying)
Conversion
Series D Convertible Stock Preferred
2021-12-13−21,654→ 0 total(indirect: See footnote)
→ Common Stock (21,654 underlying)
Conversion
Series E Convertible Stock Preferred
2021-12-13−660,438→ 0 total(indirect: See footnote)
→ Common Stock (660,438 underlying)
Conversion
Common Stock
2021-12-13+414,850→ 514,126 total(indirect: See footnote)
Conversion
Common Stock
2021-12-13+660,438→ 660,438 total(indirect: See footnote)
Other
Common Stock
2021-12-13−514,126→ 0 total(indirect: See footnote)
Other
Common Stock
2021-12-13−660,438→ 0 total(indirect: See footnote)
Conversion
Series E Convertible Stock Preferred
2021-12-13−31,120→ 0 total(indirect: See footnote)
→ Common Stock (31,120 underlying)
Other
Class B Common Stock
2021-12-13+514,126→ 514,126 total(indirect: See footnote)
→ Class A Common Stock (514,126 underlying)
Conversion
Common Stock
2021-12-13+13,413,642→ 16,623,670 total(indirect: See footnote)
Other
Class B Common Stock
2021-12-13+16,623,670→ 16,623,670 total(indirect: See footnote)
→ Class A Common Stock (16,623,670 underlying)
Other
Class B Common Stock
2021-12-13+660,438→ 660,438 total(indirect: See footnote)
→ Class A Common Stock (660,438 underlying)
Other
Class B Common Stock
2021-12-13+31,120→ 31,120 total(indirect: See footnote)
→ Class A Common Stock (31,120 underlying)

REDPOINT OMEGA III, L.P.

10% Owner

Transactions

Conversion
Common Stock
2021-12-13+660,438→ 660,438 total(indirect: See footnote)
Conversion
Common Stock
2021-12-13+414,850→ 514,126 total(indirect: See footnote)
Conversion
Common Stock
2021-12-13+13,413,642→ 16,623,670 total(indirect: See footnote)
Conversion
Common Stock
2021-12-13+31,120→ 31,120 total(indirect: See footnote)
Conversion
Series C Convertible Stock Preferred
2021-12-13−4,363,022→ 0 total(indirect: See footnote)
→ Common Stock (4,363,022 underlying)
Conversion
Series B Convertible Stock Preferred
2021-12-13−258,260→ 0 total(indirect: See footnote)
→ Common Stock (258,260 underlying)
Conversion
Series C Convertible Stock Preferred
2021-12-13−134,936→ 0 total(indirect: See footnote)
→ Common Stock (134,936 underlying)
Other
Class B Common Stock
2021-12-13+16,623,670→ 16,623,670 total(indirect: See footnote)
→ Class A Common Stock (16,623,670 underlying)
Other
Class B Common Stock
2021-12-13+31,120→ 31,120 total(indirect: See footnote)
→ Class A Common Stock (31,120 underlying)
Other
Common Stock
2021-12-13−16,623,670→ 0 total(indirect: See footnote)
Other
Common Stock
2021-12-13−514,126→ 0 total(indirect: See footnote)
Other
Common Stock
2021-12-13−660,438→ 0 total(indirect: See footnote)
Other
Common Stock
2021-12-13−31,120→ 0 total(indirect: See footnote)
Conversion
Series B Convertible Stock Preferred
2021-12-13−8,350,470→ 0 total(indirect: See footnote)
→ Common Stock (8,350,470 underlying)
Conversion
Series D Convertible Stock Preferred
2021-12-13−700,150→ 0 total(indirect: See footnote)
→ Common Stock (700,150 underlying)
Conversion
Series D Convertible Stock Preferred
2021-12-13−21,654→ 0 total(indirect: See footnote)
→ Common Stock (21,654 underlying)
Conversion
Series E Convertible Stock Preferred
2021-12-13−660,438→ 0 total(indirect: See footnote)
→ Common Stock (660,438 underlying)
Conversion
Series E Convertible Stock Preferred
2021-12-13−31,120→ 0 total(indirect: See footnote)
→ Common Stock (31,120 underlying)
Other
Class B Common Stock
2021-12-13+514,126→ 514,126 total(indirect: See footnote)
→ Class A Common Stock (514,126 underlying)
Other
Class B Common Stock
2021-12-13+660,438→ 660,438 total(indirect: See footnote)
→ Class A Common Stock (660,438 underlying)

REDPOINT OMEGA ASSOCIATES III, LLC

10% Owner

Transactions

Conversion
Series E Convertible Stock Preferred
2021-12-13−660,438→ 0 total(indirect: See footnote)
→ Common Stock (660,438 underlying)
Other
Class B Common Stock
2021-12-13+16,623,670→ 16,623,670 total(indirect: See footnote)
→ Class A Common Stock (16,623,670 underlying)
Other
Class B Common Stock
2021-12-13+660,438→ 660,438 total(indirect: See footnote)
→ Class A Common Stock (660,438 underlying)
Conversion
Series E Convertible Stock Preferred
2021-12-13−31,120→ 0 total(indirect: See footnote)
→ Common Stock (31,120 underlying)
Other
Class B Common Stock
2021-12-13+514,126→ 514,126 total(indirect: See footnote)
→ Class A Common Stock (514,126 underlying)
Conversion
Common Stock
2021-12-13+414,850→ 514,126 total(indirect: See footnote)
Conversion
Common Stock
2021-12-13+31,120→ 31,120 total(indirect: See footnote)
Other
Common Stock
2021-12-13−16,623,670→ 0 total(indirect: See footnote)
Other
Common Stock
2021-12-13−514,126→ 0 total(indirect: See footnote)
Other
Common Stock
2021-12-13−31,120→ 0 total(indirect: See footnote)
Conversion
Series C Convertible Stock Preferred
2021-12-13−4,363,022→ 0 total(indirect: See footnote)
→ Common Stock (4,363,022 underlying)
Conversion
Series B Convertible Stock Preferred
2021-12-13−258,260→ 0 total(indirect: See footnote)
→ Common Stock (258,260 underlying)
Conversion
Series D Convertible Stock Preferred
2021-12-13−21,654→ 0 total(indirect: See footnote)
→ Common Stock (21,654 underlying)
Other
Class B Common Stock
2021-12-13+31,120→ 31,120 total(indirect: See footnote)
→ Class A Common Stock (31,120 underlying)
Conversion
Common Stock
2021-12-13+13,413,642→ 16,623,670 total(indirect: See footnote)
Conversion
Common Stock
2021-12-13+660,438→ 660,438 total(indirect: See footnote)
Other
Common Stock
2021-12-13−660,438→ 0 total(indirect: See footnote)
Conversion
Series B Convertible Stock Preferred
2021-12-13−8,350,470→ 0 total(indirect: See footnote)
→ Common Stock (8,350,470 underlying)
Conversion
Series D Convertible Stock Preferred
2021-12-13−700,150→ 0 total(indirect: See footnote)
→ Common Stock (700,150 underlying)
Conversion
Series C Convertible Stock Preferred
2021-12-13−134,936→ 0 total(indirect: See footnote)
→ Common Stock (134,936 underlying)

Footnotes (10)

[F1]Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
[F10]Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.
[F2]Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
[F3]Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
[F4]The shares are held of record by Redpoint Omega II, L.P. (RO II). Redpoint Omega II, LLC (RO II LLC) is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
[F5]The shares are held of record by Redpoint Omega Associates II, LLC (ROA II). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
[F6]Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
[F7]The shares are held of record by Redpoint Omega III, L.P. (RO III). Redpoint Omega III, LLC (RO III LLC) is the sole general partner of RO III. As such, RO III LLC has sole voting and investment control over the shares owned by RO III and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
[F8]The shares are held of record by Redpoint Omega Associates III, LLC (ROA III). ROA III is under common control with RO III LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
[F9]Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

HashiCorp, Inc.

CIK 0001720671

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001532951

Filing Metadata

Form type: 4
Filed: Dec 14, 7:00 PM ET
Accepted: Dec 15, 8:31 PM ET
Size: 56.8 KB

View on SEC.gov