Home/Filings/4/0000899243-21-044849
4//SEC Filing

Feliciano Jose Enrique 4

Accession 0000899243-21-044849

CIK 0001839839other

Filed

Nov 15, 7:00 PM ET

Accepted

Nov 16, 4:58 PM ET

Size

43.4 KB

Accession

0000899243-21-044849

Insider Transaction Report

Form 4
Period: 2021-11-12
Feliciano Jose Enrique
Director10% Owner
Transactions
  • Tax Payment

    Common Stock

    2021-11-1286,8621,755,363 total(indirect: See footnotes)
  • Tax Payment

    Common Stock

    2021-11-12646,13813,057,756 total(indirect: See footnotes)
  • Exercise/Conversion

    Warrants

    2021-11-1229,9900 total(indirect: See footnotes)
    Exercise: $11.50From: 2021-07-07Exp: 2026-06-07Common Stock (29,990 underlying)
  • Tax Payment

    Common Stock

    2021-11-1220,993424,247 total(indirect: See footnotes)
  • Exercise/Conversion

    Common Stock

    2021-11-12+80,8981,201,017 total(indirect: See footnotes)
  • Exercise/Conversion

    Common Stock

    2021-11-12+1,850,39527,471,472 total(indirect: See footnotes)
  • Exercise/Conversion

    Common Stock

    2021-11-12+923,05313,703,894 total(indirect: See footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.0001 per share ("Common Stock")

    2021-11-12+29,990445,240 total(indirect: See footnotes)
  • Tax Payment

    Common Stock

    2021-11-121,295,27726,176,195 total(indirect: See footnotes)
  • Tax Payment

    Common Stock

    2021-11-12566,16211,441,601 total(indirect: See footnotes)
  • Exercise/Conversion

    Warrants

    2021-11-12124,0880 total(indirect: See footnotes)
    Exercise: $11.50From: 2021-07-07Exp: 2026-06-07Common Stock (124,088 underlying)
  • Exercise/Conversion

    Warrants

    2021-11-12923,0530 total(indirect: See footnotes)
    Exercise: $11.50From: 2021-07-07Exp: 2026-06-07Common Stock (923,053 underlying)
  • Tax Payment

    Common Stock

    2021-11-1256,6291,144,388 total(indirect: See footnotes)
  • Exercise/Conversion

    Common Stock

    2021-11-12+124,0881,842,225 total(indirect: See footnotes)
  • Exercise/Conversion

    Common Stock

    2021-11-12+808,80212,007,763 total(indirect: See footnotes)
  • Exercise/Conversion

    Warrants

    2021-11-121,850,3950 total(indirect: See footnotes)
    Exercise: $11.50From: 2021-07-07Exp: 2026-06-07Common Stock (1,850,395 underlying)
  • Exercise/Conversion

    Warrants

    2021-11-12808,8020 total(indirect: See footnotes)
    Exercise: $11.50From: 2021-07-07Exp: 2026-06-07Common Stock (808,802 underlying)
  • Exercise/Conversion

    Warrants

    2021-11-1280,8980 total(indirect: See footnotes)
    Exercise: $11.50From: 2021-07-07Exp: 2026-06-07Common Stock (80,898 underlying)
Footnotes (10)
  • [F1]On October 13, 2021, Janus International Group, Inc. ("Janus") delivered a notice of redemption to holders of all outstanding warrants (the "Warrants") to purchase shares of Common Stock, par value $0.0001 per share (the "Common Stock"). Pursuant to the terms of the outstanding warrant agreements applicable to the Warrants, the Reporting Person elected to exercise all Warrants on a cashless basis.
  • [F10]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
  • [F2]Securities held of record by Clearlake Capital Partners IV (AIV-Jupiter) USTE, L.P., a Cayman Islands limited partnership ("CCPIV USTE").
  • [F3]Securities held of record by Clearlake Capital Partners IV (Offshore), L.P., a Cayman Islands limited partnership ("CCPIV Offshore").
  • [F4]Securities held of record by Clearlake Capital Partners V, L.P., a Delaware limited partnership ("CCPV").
  • [F5]Securities held of record by Clearlake Capital Partners V (USTE), L.P., a Delaware limited partnership ("CCPV USTE").
  • [F6]Securities held of record by Clearlake Capital Partners V (Offshore), L.P., a Cayman Islands limited partnership ("CCPV Offshore").
  • [F7]Securities held of record by Clearlake Capital Partners IV (AIV-Jupiter), L.P., a Cayman Islands limited partnership ("CCPIV").
  • [F8]CCPIV, CCPIV USTE and CCPIV Offshore are managed by Clearlake Capital Management IV, L.P., a Delaware limited partnership ("CCMIV"). CCMIV's general partner is Clearlake Capital Group, L.P., whose general partner is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops"). The general partner for each of CCPIV, CCPIV USTE and CCPIV Offshore is Clearlake Capital Partners IV GP, L.P., a Delaware limited partnership ("CCPIV GP"). CCPIV GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCPV, CCPV USTE and CCPV Offshore are managed by Clearlake Capital Management V, L.P., a Delaware limited partnership ("CCMV"). CCMV's general partner is Clearlake Capital Group, L.P., whose general partner is CCG Ops.
  • [F9](Continued from Footnote 8) The general partner for each of CCPV, CCPV USTE and CCPV Offshore is Clearlake Capital Partners V GP, L.P., a Delaware limited partnership ("CCPV GP"). CCPV GP's general partner is CCP. CCP's managing member is CCP MM, LLC, a Delaware limited liability company ("CCP MM"). CCP MM's managing member is CCG Ops. CCG Global LLC, a Delaware liability company ("CCG Global"), is the managing member of CCG Ops.

Issuer

Janus International Group, Inc.

CIK 0001839839

Entity typeother

Related Parties

1
  • filerCIK 0001323912

Filing Metadata

Form type
4
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 4:58 PM ET
Size
43.4 KB