Home/Filings/3/0000899243-21-044508
3//SEC Filing

Aspiration Growth Opportunities II GP, LLC 3

Accession 0000899243-21-044508

CIK 0001701114other

Filed

Nov 14, 7:00 PM ET

Accepted

Nov 15, 6:30 AM ET

Size

15.8 KB

Accession

0000899243-21-044508

Insider Transaction Report

Form 3
Period: 2021-11-04
Holdings
  • Warrants (right to buy)

    (indirect: By LLC)
    Exercise: $20.00From: 2021-11-04Exp: 2028-11-06Class A Common Stock (1,253,088.646 underlying)
  • Warrants (right to buy)

    (indirect: By LLC)
    Exercise: $15.00From: 2021-11-04Exp: 2028-11-06Class A Common Stock (5,012,354.582 underlying)
  • Warrants (right to buy)

    (indirect: By LLC)
    Exercise: $18.00From: 2021-11-04Exp: 2028-11-06Class A Common Stock (2,506,177.291 underlying)
  • Class A Common Stock

    214,293
  • Class A Common Stock

    (indirect: By LLC)
    6,362,783
  • Class A Common Stock

    (indirect: By LLC)
    1,250
Footnotes (5)
  • [F1]These securities are owned directly by RJB Partners LLC ("RJB Partners"), a 10% owner of the Issuer, and owned indirectly by Mr. Joseph N. Sanberg, as the managing member of RJB Partners. Mr. Joseph N. Sanberg disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purpose.
  • [F2]These securities are owned directly by Aspiration Growth Opportunities II GP, LLC ("AGO II"), and owned indirectly by Mr. Joseph N. Sanberg, as the managing member of AGO II. Mr. Joseph N. Sanberg disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purpose.
  • [F3]The amount reported reflects warrants ("$15 Warrants") exercisable for an aggregate of 5,012,354.58219726 shares of Class A common stock, which number is subject to adjustment in certain circumstances in accordance with the terms of the $15 Warrants. The number of shares of Class A common stock reported in Column 3 is rounded to the nearest ten-thousandth. These $15 Warrants were purchased by RJB Partners on November 4, 2021 in connection with the closing of the transactions contemplated by the Purchase Agreement, dated as of September 15, 2021, by and among the Issuer, RJB Partners and Matthew B. Salzberg. These $15 Warrants are only exercisable for whole shares of Class A common stock.
  • [F4]The amount reported reflects warrants ("$18 Warrants") exercisable for an aggregate of 2,506,177.29109863 shares of Class A common stock, which number is subject to adjustment in certain circumstances in accordance with the terms of the $18 Warrants. The number of shares of Class A common stock reported in Column 3 is rounded to the nearest ten-thousandth. These $18 Warrants were purchased by RJB Partners on November 4, 2021 in connection with the closing of the transactions contemplated by the Purchase Agreement, dated as of September 15, 2021, by and among the Issuer, RJB Partners and Matthew B. Salzberg. These $18 Warrants are only exercisable for whole shares of Class A common stock.
  • [F5]The amount reported reflects warrants ("$20 Warrants") exercisable for an aggregate of 1,253,088.64554932 shares of Class A common stock, which number is subject to adjustment in certain circumstances in accordance with the terms of the $20 Warrants. The number of shares of Class A common stock reported in Column 3 is rounded to the nearest ten-thousandth. These $20 Warrants were purchased by RJB Partners on November 4, 2021 in connection with the closing of the transactions contemplated by the Purchase Agreement, dated as of September 15, 2021, by and among the Issuer, RJB Partners and Matthew B. Salzberg. These $20 Warrants are only exercisable for whole shares of Class A common stock.

Issuer

Blue Apron Holdings, Inc.

CIK 0001701114

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001890890

Filing Metadata

Form type
3
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 6:30 AM ET
Size
15.8 KB