Home/Filings/4/0000899243-21-038130
4//SEC Filing

Just Rocks, Inc. 4

Accession 0000899243-21-038130

CIK 0001866757other

Filed

Sep 27, 8:00 PM ET

Accepted

Sep 28, 9:21 PM ET

Size

13.1 KB

Accession

0000899243-21-038130

Insider Transaction Report

Form 4
Period: 2021-09-27
Transactions
  • Disposition to Issuer

    Class C Common Stock

    2021-09-27727,61349,505,250 total
  • Disposition to Issuer

    Common Units

    2021-09-27$11.22/sh727,613$8,163,81849,505,250 total
    Class D Common Stock (727,613 underlying)
Footnotes (6)
  • [F1]Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of the Common Units for cash.
  • [F2]The Class C Common Stock will automatically convert into one share of Class B Common Stock upon the earlier of (1) the 10-year anniversary of the date of the closing of the Issuer's Initial Public Offering and (2) the date on which the Reporting Person ceases to hold at least 8% of the aggregate number of shares of all classes of the Issuer's Common Stock then outstanding.
  • [F3]Beth Gerstein and Eric Grossberg are the joint shareholders of Just Rocks, Inc. through various trusts for which they are the trustees and have voting and investment power over.
  • [F4]The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date.
  • [F5]As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person.
  • [F6]The Common Units are fully vested.

Issuer

Brilliant Earth Group, Inc.

CIK 0001866757

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001884140

Filing Metadata

Form type
4
Filed
Sep 27, 8:00 PM ET
Accepted
Sep 28, 9:21 PM ET
Size
13.1 KB