Candel Therapeutics, Inc.·4

Aug 2, 8:04 PM ET

Aguilar Laura K. 4

4 · Candel Therapeutics, Inc. · Filed Aug 2, 2021

Insider Transaction Report

Form 4
Period: 2021-07-29
Transactions
  • Conversion

    Series B Preferred Stock

    2021-07-29137,8810 total
    Common Stock (56,096 underlying)
  • Conversion

    Common Stock

    2021-07-29+56,096931,039 total
Holdings
  • Common Stock

    (indirect: By Trust)
    2,013,100
Footnotes (3)
  • [F1]These shares of Series B Preferred Stock were convertible at any time at the holder's election and automatically converted on a one-for-2.4579 basis into shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering ("IPO") without payment of additional consideration. The Series B Preferred Stock had no expiration date.
  • [F2]Includes 32,399 shares of common stock held jointly with spouse.
  • [F3]Shares held by the Laura K. Aguilar 2020 Irrevocable Trust. The Reporting Person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein, if any.

Documents

2 files