Home/Filings/3/0000899243-21-029272
3//SEC Filing

Phoenix Venture Partners II LP 3

Accession 0000899243-21-029272

CIK 0001672688other

Filed

Jul 20, 8:00 PM ET

Accepted

Jul 21, 5:35 PM ET

Size

17.9 KB

Accession

0000899243-21-029272

Insider Transaction Report

Form 3
Period: 2021-07-21
Holdings
  • Series A-2 Preferred Stock

    Common Stock (533,735 underlying)
  • Series A-3 Preferred Stock

    Common Stock (4,954,650 underlying)
  • Series A-1 Preferred Stock

    Common Stock (5,681,332 underlying)
  • Series B Preferred Stock

    Common Stock (2,590,991 underlying)
  • Series D-1 Preferred Stock

    Common Stock (84,348 underlying)
  • Series D-2 Preferred Stock

    Common Stock (33,741 underlying)
  • Series A-4 Preferred Stock Warrant

    Exercise: $1.00Exp: 2026-09-29Series A-4 Preferred Stock (93,007 underlying)
  • Series C Preferred Stock

    Common Stock (273,130 underlying)
  • Series E Preferred Stock

    Common Stock (33,675 underlying)
Footnotes (10)
  • [F1]These shares are held by Phoenix Venture Partners II LP and may be deemed to be indirectly beneficially owned by Phoenix General Partner II LLC, the general partner of Phoenix Venture Partners II LP. Phoenix General Partner II LLC disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.
  • [F10]Immediately upon the closing of the IPO, these warrants will be exercisable by the holder at its option for Common Stock on a one-for-3.3031 basis.
  • [F2]These shares of the Issuer's Series A-1 Preferred Stock will automatically convert on a one-for-3.3031 basis into the number of shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), shown in Column 3 immediately upon the closing of the Issuer's initial public offering ("IPO") without payment of additional consideration. The Series A-1 Preferred Stock has no expiration date.
  • [F3]These shares of the Issuer's Series A-2 Preferred Stock will automatically convert on a one-for-3.3031 basis into the number of shares of Common Stock shown in Column 3 immediately upon the closing of the IPO without payment of additional consideration. The Series A-2 Preferred Stock has no expiration date.
  • [F4]These shares of the Issuer's Series A-3 Preferred Stock will automatically convert on a one-for-3.3031 basis into the number of shares of Common Stock shown in Column 3 immediately upon the closing of the IPO without payment of additional consideration. The Series A-3 Preferred Stock has no expiration date.
  • [F5]These shares of the Issuer's Series B Preferred Stock will automatically convert on a one-for-3.3031 basis into the number of shares of Common Stock shown in Column 3 immediately upon the closing of the IPO without payment of additional consideration. The Series B Preferred Stock has no expiration date.
  • [F6]These shares of the Issuer's Series C Preferred Stock will automatically convert on a one-for-3.3031 basis into the number of shares of Common Stock shown in Column 3 immediately upon the closing of the IPO without payment of additional consideration. The Series C Preferred Stock has no expiration date.
  • [F7]These shares of the Issuer's Series D-1 Preferred Stock will automatically convert on a one-for-3.3031 basis into the number of shares of Common Stock shown in Column 3 immediately upon the closing of the IPO without payment of additional consideration. The Series D-1 Preferred Stock has no expiration date.
  • [F8]These shares of the Issuer's Series D-2 Preferred Stock will automatically convert on a one-for-3.3031 basis into the number of shares of Common Stock shown in Column 3 immediately upon the closing of the IPO without payment of additional consideration. The Series D-2 Preferred Stock has no expiration date.
  • [F9]These shares of the Issuer's Series E Preferred Stock will automatically convert on a one-for-3.3031 basis into the number of shares of Common Stock shown in Column 3 immediately upon the closing of the IPO without payment of additional consideration. The Series E Preferred Stock has no expiration date.

Issuer

Absci Corp

CIK 0001672688

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001647900

Filing Metadata

Form type
3
Filed
Jul 20, 8:00 PM ET
Accepted
Jul 21, 5:35 PM ET
Size
17.9 KB