4//SEC Filing
Hornblower Josiah 4
Accession 0000899243-21-026047
CIK 0001680367other
Filed
Jun 24, 8:00 PM ET
Accepted
Jun 25, 7:02 PM ET
Size
14.1 KB
Accession
0000899243-21-026047
Insider Transaction Report
Form 4
Hornblower Josiah
DirectorChairman
Transactions
- Sale
Common Stock
2021-06-24$28.18/sh−7,616$214,634→ 3,059,027 total(indirect: By LLC) - Sale
Common Stock
2021-06-23$28.29/sh−5,832$164,967→ 3,066,643 total(indirect: By LLC) - Exercise/Conversion
Stock Option (Right to Buy)
2021-06-24−188,375→ 0 totalExercise: $4.67Exp: 2030-08-05→ Common Stock (188,375 underlying) - Sale
Common Stock
2021-06-25$28.20/sh−16,210$457,086→ 3,042,817 total(indirect: By LLC) - Exercise/Conversion
Common Stock
2021-06-24$4.67/sh+188,375$879,711→ 188,375 total
Holdings
- 79,356(indirect: By Stone Dock Investors)
Common Stock
Footnotes (4)
- [F1]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.625 to $30.0075. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.75 to $28.875. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.86 to $28.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This option represents a right to purchase a total of 188,375 shares of the Issuer's common stock, which vested in full on April 1, 2021 in connection with the Reporting Person stepping down from employment with the Issuer.
Documents
Issuer
Shattuck Labs, Inc.
CIK 0001680367
Entity typeother
Related Parties
1- filerCIK 0001827315
Filing Metadata
- Form type
- 4
- Filed
- Jun 24, 8:00 PM ET
- Accepted
- Jun 25, 7:02 PM ET
- Size
- 14.1 KB