Hornblower Josiah 4
4 · Shattuck Labs, Inc. · Filed Jun 22, 2021
Insider Transaction Report
Form 4
Hornblower Josiah
DirectorChairman
Transactions
- Sale
Common Stock
2021-06-21$29.82/sh−9,245$275,699→ 3,072,475 total(indirect: By LLC) - Sale
Common Stock
2021-06-17$28.76/sh−8,469$243,605→ 3,098,942 total(indirect: By LLC) - Sale
Common Stock
2021-06-18$29.00/sh−9,840$285,331→ 3,089,102 total(indirect: By LLC) - Sale
Common Stock
2021-06-20$29.96/sh−7,382$221,179→ 3,081,720 total(indirect: By LLC) - Award
Stock Option (Right to Buy)
2021-06-19+3,434→ 3,434 totalExercise: $29.34Exp: 2031-06-19→ Common Stock (3,434 underlying)
Holdings
- 79,356(indirect: By Stone Dock Investors)
Common Stock
Footnotes (5)
- [F1]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.635 to $29.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.82 to $30.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $29.29 to $30.575. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $29.08 to $31.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]This option represents a right to purchase a total of 3,434 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.