Home/Filings/4/0000899243-21-025423
4//SEC Filing

Hornblower Josiah 4

Accession 0000899243-21-025423

CIK 0001680367other

Filed

Jun 21, 8:00 PM ET

Accepted

Jun 22, 8:11 PM ET

Size

14.9 KB

Accession

0000899243-21-025423

Insider Transaction Report

Form 4
Period: 2021-06-17
Hornblower Josiah
DirectorChairman
Transactions
  • Sale

    Common Stock

    2021-06-21$29.82/sh9,245$275,6993,072,475 total(indirect: By LLC)
  • Sale

    Common Stock

    2021-06-17$28.76/sh8,469$243,6053,098,942 total(indirect: By LLC)
  • Sale

    Common Stock

    2021-06-18$29.00/sh9,840$285,3313,089,102 total(indirect: By LLC)
  • Sale

    Common Stock

    2021-06-20$29.96/sh7,382$221,1793,081,720 total(indirect: By LLC)
  • Award

    Stock Option (Right to Buy)

    2021-06-19+3,4343,434 total
    Exercise: $29.34Exp: 2031-06-19Common Stock (3,434 underlying)
Holdings
  • Common Stock

    (indirect: By Stone Dock Investors)
    79,356
Footnotes (5)
  • [F1]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.635 to $29.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F2]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.82 to $30.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F3]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $29.29 to $30.575. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F4]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $29.08 to $31.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F5]This option represents a right to purchase a total of 3,434 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

Issuer

Shattuck Labs, Inc.

CIK 0001680367

Entity typeother

Related Parties

1
  • filerCIK 0001827315

Filing Metadata

Form type
4
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 8:11 PM ET
Size
14.9 KB