4/A//SEC Filing
CH Investment Partners, L.L.C. 4/A
Accession 0000899243-21-019603
CIK 0001807427other
Filed
May 16, 8:00 PM ET
Accepted
May 17, 3:58 PM ET
Size
26.5 KB
Accession
0000899243-21-019603
Insider Transaction Report
Form 4/AAmended
Oak Lawn Direct Investors GP, L.L.C.
10% Owner
Transactions
- Purchase
Common Stock, par value $0.01 per share
2021-01-04+1,892,455.147→ 1,892,455.147 total(indirect: By ORCC III Investors L.L.C.) - Sale
Common Stock, par value $0.01 per share
2021-01-04−1,892,455.147→ 1,665,145.903 total(indirect: By ORCC III Warehouse L.L.C.)
Footnotes (4)
- [F1]On January 4, 2021, ORCC III Warehouse L.L.C., a Delaware limited liability company ("ORCC III Warehouse") transferred 1,892,455.147 shares of common stock, par value $0.01 per share of Owl Rock Capital Corporation III, a Maryland corporation (the "Issuer") to its affiliate, ORCC III Investors L.L.C., a Delaware limited liability company ("ORCC III Investors", and together with ORCC III Warehouse, the "Funds") at cost, including the reimbursement of certain expenses.
- [F2]This Form 4 is being jointly filed by and on behalf of each of the Funds, Oak Lawn Direct Investors GP, L.L.C., a Delaware limited liability company ("Oak Lawn"), CH Investment Partners, L.L.C., a Delaware limited liability company ("CHIP"), I35 Advisors, Inc., a Texas corporation ("I35"), Kirk L. Rimer and Michael R. Silverman. The Funds are the record and direct beneficial owners of the securities covered by this statement. Oak Lawn is the managing member of, and may be deemed to beneficially own securities owned by, the Funds.
- [F3]CHIP serves as the investment manager to the Funds and has been granted exclusive investment discretion and investment management authority with respect to the Funds and its investments, including the securities covered by this statement, but CHIP generally must seek voting instructions from the members of the Funds and vote in accordance with such instructions. I35 is the manager of, and may be deemed to beneficially own securities beneficially owned by, Oak Lawn. Michael Silverman and Kirk Rimer serve as Co-Presidents of I35, and may be deemed to beneficially own securities beneficially owned by, I35.
- [F4]Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities.
Issuer
Owl Rock Capital Corp III
CIK 0001807427
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001786096
Filing Metadata
- Form type
- 4/A
- Filed
- May 16, 8:00 PM ET
- Accepted
- May 17, 3:58 PM ET
- Size
- 26.5 KB