4//SEC Filing
Bergeron Douglas 4
Accession 0000899243-21-015822
CIK 0001823033other
Filed
Apr 13, 8:00 PM ET
Accepted
Apr 14, 4:46 PM ET
Size
14.4 KB
Accession
0000899243-21-015822
Insider Transaction Report
Form 4
Bergeron Douglas
DirectorChief Executive Officer
Transactions
- Other
Class B Common Stock
2021-03-11−218,750→ 6,250,000 total→ Class A Common Stock (218,750 underlying) - Sale
Class B Common Stock
2021-04-13$0.00/sh−40,000$116→ 6,210,000 total→ Class A Common Stock (40,000 underlying)
Braunstein Douglas L
DirectorPresident, Chairman
Transactions
- Other
Class B Common Stock
2021-03-11−218,750→ 6,250,000 total→ Class A Common Stock (218,750 underlying) - Sale
Class B Common Stock
2021-04-13$0.00/sh−40,000$116→ 6,210,000 total→ Class A Common Stock (40,000 underlying)
HEC Sponsor II LLC
10% Owner
Transactions
- Other
Class B Common Stock
2021-03-11−218,750→ 6,250,000 total→ Class A Common Stock (218,750 underlying) - Sale
Class B Common Stock
2021-04-13$0.00/sh−40,000$116→ 6,210,000 total→ Class A Common Stock (40,000 underlying)
Footnotes (3)
- [F1]The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251848) (the "Registration Statement") and have no expiration date.
- [F2]On March 11, 2021, HEC Sponsor II LLC forfeited at no cost 218,750 shares of Class B common stock, following the expiration of the over-allotment option granted to the underwriters of the Issuer's initial public offering (as more fully described in the Registration Statement), and the determination by such underwriters not to exercise in full such over-allotment option granted to them.
- [F3]HEC Sponsor II LLC is the record holder of the securities reported herein. Douglas G. Bergeron and Douglas L. Braunstein are among the managers of HEC Sponsor II LLC and share voting and investment discretion with respect to the securities held of record by HEC Sponsor II LLC. Mr. Braunstein and Mr. Bergeron disclaim any beneficial ownership of the securities held by HEC Sponsor II LLC other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
Issuer
Hudson Executive Investment Corp. II
CIK 0001823033
Entity typeother
Related Parties
1- filerCIK 0001298718
Filing Metadata
- Form type
- 4
- Filed
- Apr 13, 8:00 PM ET
- Accepted
- Apr 14, 4:46 PM ET
- Size
- 14.4 KB