4//SEC Filing
Bergeron Douglas 4
Accession 0000899243-21-015759
CIK 0001823034other
Filed
Apr 13, 8:00 PM ET
Accepted
Apr 14, 1:27 PM ET
Size
12.3 KB
Accession
0000899243-21-015759
Insider Transaction Report
Form 4
Braunstein Douglas L
DirectorPresident, Chairman
Transactions
- Other
Class B Common Stock
2021-04-12−93,750→ 14,900,000 total→ Class A Common Stock (93,750 underlying)
HEC Sponsor III LLC
10% Owner
Transactions
- Other
Class B Common Stock
2021-04-12−93,750→ 14,900,000 total→ Class A Common Stock (93,750 underlying)
Bergeron Douglas
DirectorChief Executive Officer
Transactions
- Other
Class B Common Stock
2021-04-12−93,750→ 14,900,000 total→ Class A Common Stock (93,750 underlying)
Footnotes (3)
- [F1]The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date.
- [F2]On April 12, 2021, HEC Sponsor III LLC forfeited at no cost 93,750 shares of Class B common stock, following the expiration of the over-allotment option granted to the underwriters of the Issuer's initial public offering (as more fully described in the Registration Statement), and the determination by such underwriters not to exercise in full such over-allotment option granted to them.
- [F3]HEC Sponsor III LLC is the record holder of the securities reported herein. Douglas G. Bergeron and Douglas L. Braunstein are among the managers of HEC Sponsor III LLC and share voting and investment discretion with respect to the securities held of record by HEC Sponsor III LLC. Mr. Braunstein and Mr. Bergeron disclaim any beneficial ownership of the securities held by HEC Sponsor III LLC other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
Issuer
Hudson Executive Investment Corp. III
CIK 0001823034
Entity typeother
Related Parties
1- filerCIK 0001298718
Filing Metadata
- Form type
- 4
- Filed
- Apr 13, 8:00 PM ET
- Accepted
- Apr 14, 1:27 PM ET
- Size
- 12.3 KB