4//SEC Filing
MURSTEIN ALVIN 4
Accession 0000899243-21-010347
CIK 0001000209other
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 4:15 PM ET
Size
10.8 KB
Accession
0000899243-21-010347
Insider Transaction Report
Form 4
MURSTEIN ALVIN
DirectorChairman & CEO
Transactions
- Award
Common Stock
2021-03-04+16,235→ 200,999 total - Award
Common Stock (right to buy)
2021-03-04+31,505→ 103,565 totalExercise: $6.79Exp: 2031-03-04→ Common Stock (31,505 underlying)
Holdings
- 1,268,182(indirect: See Footnote)
Common Stock
- 117,660(indirect: See Footnote)
Common Stock
- 5,000(indirect: See Footnote)
Common Stock
- 80,118(indirect: See Footnote)
Common Stock
Footnotes (6)
- [F1]Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.
- [F2]Represents shares beneficially owned by the Alvin Murstein Second Family Trust registered in the name of Morgan Stanley of which Mr. Murstein is a co-trustee and the beneficiary.
- [F3]Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.
- [F4]Represents beneficially owned by the Aileen J. Murstein Family 2012 Trust of which Mr. Murstein is the grantor and Mr. Murstein's spouse is a co-trustee and the beneficiary.
- [F5]Represents shares owned by Mr. Murstein's spouse.
- [F6]One-fourth of the options will become exercisable on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.
Documents
Issuer
MEDALLION FINANCIAL CORP
CIK 0001000209
Entity typeother
Related Parties
1- filerCIK 0001000210
Filing Metadata
- Form type
- 4
- Filed
- Mar 7, 7:00 PM ET
- Accepted
- Mar 8, 4:15 PM ET
- Size
- 10.8 KB